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BATTALION OIL CORP (BATL) reports that NYSE American has notified the company it is back in compliance with all continued listing standards under Part 10 of the NYSE American Company Guide. The exchange determined Battalion met the applicable standards for two consecutive quarters under Section 1009(f).
Previously, on May 30, 2025, NYSE American had cited noncompliance with Sections 1003(a)(i) and 1003(a)(ii) related to minimum stockholders’ equity. Battalion regained compliance ahead of its November 30, 2026 plan deadline, and the exchange will remove the company from its list of noncompliant issuers and stop disseminating the prior compliance indicator.
BATTALION OIL CORP (BATL) director Gregory S. Hinds reported an open-market purchase of common stock. On 2026-08-27, he bought 14,400 shares at $1.31 per share, increasing his directly held position to 26,001 shares of Battalion Oil Corp common stock. The Rule 10b5-1 trading plan box was not checked for this transaction.
BATTALION OIL CORP (BATL) director William D. Rogers reported an open-market purchase of 70,000 shares of common stock on 2026-08-26 at a weighted average price of $1.3024 per share, from $1.2950 to $1.3100. Following this transaction, he holds 72,000 shares directly and an additional 2,000 shares indirectly in an individual retirement account.
BATTALION OIL CORP (BATL) reported that Walter R. Mayer, SVP and General Counsel, sold 6,479 shares of common stock on August 26, 2026 in an open-market or private transaction at a weighted average price of $1.302 per share, with trade prices ranging from $1.3000 to $1.3050. These shares were acquired upon settlement of restricted stock units granted on February 20, 2020 under the company’s equity incentive plan, and were approved by the Board of Directors under Rule 16b-3. After this sale, Mayer directly holds 174 shares of BATL common stock.
Oaktree- and Brookfield-affiliated entities report updated ownership of Battalion Oil Corporation common stock. Through OCM HLCN Holdings, L.P. and related entities, they beneficially own 12,797,151 shares of common stock, representing 19.36% of the class. This total includes both currently outstanding shares and shares issuable from preferred stock.
OCM HLCN directly holds 3,988,089 common shares and beneficially owns 8,806,376 additional shares issuable upon conversion of several series of preferred stock, plus 2,686 shares held in a separately managed account. The updated conversion share amounts were reconciled with and confirmed by Battalion Oil on August 17, 2026. The reporting persons state they share voting and dispositive power over these securities, and they have not reported any trades in Battalion Oil common stock in the prior 60 days other than the adjustments to these calculations.
Alyeska Investment Group, L.P., Alyeska Fund GP, LLC, and Anand Parekh report that they no longer beneficially own any shares of Battalion Oil Corporation common stock. The filing states beneficial ownership of 0 shares, representing 0% of the outstanding common stock, with no sole or shared voting or dispositive power.
The reporting persons also indicate that they now fall under the category of ownership of 5 percent or less of this class of securities. A joint filing statement confirms that the reporting persons are filing together under Rule 13d-1(k).
Battalion Oil Corporation reported stronger quarterly results while posting a year-to-date loss. For the three months ended June 30, 2026, total operating revenues were $48.1 million, up from $42.8 million a year earlier, and net income was $15.5 million versus $4.8 million, driven partly by a $13.1 million net gain on derivative contracts. Net income available to common stockholders was $9.1 million, or $0.34 per diluted share, compared with a loss of $0.21 per share in 2025.
For the first six months of 2026, revenues were $87.3 million versus $90.3 million, and Battalion recorded a net loss of $41.0 million, mainly due to a $34.9 million net derivative loss. Liquidity improved as cash and cash equivalents rose to $83.1 million and term loan face value declined to $162.5 million, aided by $60.1 million of West Quito asset sale proceeds, equity raises under a new $150 million ATM program, and preferred stock reclassification and conversion. A new 2026 term loan agreement extended maturity to December 31, 2029 and reduced the interest margin, while a joint exploration and development agreement in Monument Draw and the Sundown acreage acquisition expanded the development portfolio.
Battalion Oil Corporation reported stronger financial and operating results for the quarter ended June 30, 2026. Total operating revenues were $48.1 million, up from $42.8 million a year earlier, driven mainly by a $6.48 per Boe increase in realized prices despite slightly lower production of 12,407 Boe/d versus 12,989 Boe/d.
The company generated net income of $15.5 million and net income available to common stockholders of $9.1 million, or $0.34 per share, compared with a loss to common stockholders in the prior-year quarter. Adjusted diluted results remained a loss of $4.9 million, and Adjusted EBITDA declined to $12.3 million from $18.1 million. Lease operating costs per Boe fell meaningfully, while gathering and G&A costs rose. Liquidity improved, with $83.1 million in cash and $88.4 million of total liquidity and term loan debt of $162.5 million, and the company refinanced its senior secured facility, extending maturity to December 31, 2029 and adding up to $175.0 million of delayed draw capacity. Management highlighted reduced leverage to below 1.5x, completion of midstream expansions at Monument Draw ahead of schedule and under budget, a new joint development agreement, and an at-the-market equity program to support future flexibility.
Battalion Oil Corporation received an ownership update from Gen IV Investment Opportunities and related parties following a preferred stock repurchase and conversion on August 7, 2026. The company repurchased 5,138 shares of Series A Preferred Stock and 6,578.11 shares of Series A‑1 Preferred Stock from Gen IV for an aggregate $19,000,000 purchase price. Concurrently, Gen IV converted its remaining Series A‑1, Series A‑2, Series A‑3 and Series A‑4 Preferred Stock into 3,494,258 common shares, representing 14.14% of the common stock based on 22,018,849 shares outstanding as of May 8, 2026 plus the converted shares. After closing, Gen IV holds no preferred stock and its beneficial position consists solely of these common shares. Gen IV also agreed for 12 months to vote in favor of board nominees and auditor ratification and to a lock‑up restricting transfers or hedging of its voting securities, subject to specified exceptions.
Gen IV Investment Opportunities, LLC, a more-than-10% holder of Battalion Oil, entered into a Preferred Stock Repurchase and Conversion Agreement with the company on August 7, 2026. Battalion Oil repurchased 5,138 Series A and 6,578.11 Series A-1 Redeemable Convertible Preferred shares from Gen IV for an aggregate $19,000,000. In the same agreement, 1,231.89 Series A-1, 6,630 Series A-2, 3,789 Series A-3 and 3,789 Series A-4 preferred shares were converted into an aggregate of 3,494,259 common shares, with no additional consideration paid. LSP Generation IV, LSP Investment Advisors and Paul Segal report these transactions but disclaim beneficial ownership except to the extent of their pecuniary interest.