Battalion Oil Corporation filings document the public-company record for an independent oil and natural gas operator with common stock listed on the NYSE American. Current reports describe material agreements, completed asset acquisitions and dispositions, operating and financial results, gas treating and midstream arrangements, common-stock issuance programs, preferred-stock conversions, warrants, and other capital-structure matters.
Proxy materials cover annual stockholder voting, director elections, auditor ratification, board and committee governance, and executive compensation disclosures. The filing record also includes Regulation FD disclosures, non-GAAP financial measure reconciliations, and risk, liquidity, reserves, and operational context related to Battalion Oil's Delaware Basin asset base.
Battalion Oil Corp reports that director John B. Juneau directly held 17,000 shares of common stock as of September 30, 2026.
Battalion Oil Corporation (BATL) appointed John “Brad” Juneau as an independent director effective September 30, 2026, expanding the board from four directors to five. The company said the appointment maintains a majority-independent board. Juneau was not assigned to a board committee at this time.
Juneau brings more than 40 years of experience in oil and gas exploration and development, executive management, and public-company board service. He is the founder and sole manager of Juneau Exploration, L.P.
Battalion Oil Corporation (BATL) announced publication of its updated September 2026 investor presentation, available in the Investor Events and Presentations section of its website. The presentation outlines the company’s strategic priorities, operational progress, financial position and outlook. Chief Executive Officer Matthew B. Steele said it provides an update on the company’s progress and priorities; the release also identifies forward-looking topics including production, liquidity, capital spending, drilling and completion plans, potential acquisitions, and data center and power generation development.
BATTALION OIL CORP (BATL) reported that Luminus Energy Partners Master Fund, Ltd., a ten-percent owner, distributed 187,523 shares of BATL common stock to certain certificate holders on September 21, 2026, who had provided the information needed to receive them. The distribution was part of an in-kind distribution previously made on March 24, 2026. The Master Fund held these shares for certificate holders who had not initially received them and had no economic interest in them, while retaining voting and disposition power over the Segregated Shares.
The reported post-transaction position was 881,932 shares. Separately, 20,966 Segregated Shares remained undistributed as of the report date. Luminus Management LLC served as investment manager, and Jonathan Dan Barrett, a director and ten-percent owner, was its ultimate beneficial owner; the reporting persons disclaimed beneficial ownership except to the extent of their pecuniary interests.
BATTALION OIL CORP (BATL) reports that NYSE American has notified the company it is back in compliance with all continued listing standards under Part 10 of the NYSE American Company Guide. The exchange determined Battalion met the applicable standards for two consecutive quarters under Section 1009(f).
Previously, on May 30, 2025, NYSE American had cited noncompliance with Sections 1003(a)(i) and 1003(a)(ii) related to minimum stockholders’ equity. Battalion regained compliance ahead of its November 30, 2026 plan deadline, and the exchange will remove the company from its list of noncompliant issuers and stop disseminating the prior compliance indicator.
BATTALION OIL CORP (BATL) director Gregory S. Hinds reported an open-market purchase of common stock. On 2026-08-27, he bought 14,400 shares at $1.31 per share, increasing his directly held position to 26,001 shares of Battalion Oil Corp common stock. The Rule 10b5-1 trading plan box was not checked for this transaction.
BATTALION OIL CORP (BATL) director William D. Rogers reported an open-market purchase of 70,000 shares of common stock on 2026-08-26 at a weighted average price of $1.3024 per share, from $1.2950 to $1.3100. Following this transaction, he holds 72,000 shares directly and an additional 2,000 shares indirectly in an individual retirement account.
BATTALION OIL CORP (BATL) reported that Walter R. Mayer, SVP and General Counsel, sold 6,479 shares of common stock on August 26, 2026 in an open-market or private transaction at a weighted average price of $1.302 per share, with trade prices ranging from $1.3000 to $1.3050. These shares were acquired upon settlement of restricted stock units granted on February 20, 2020 under the company’s equity incentive plan, and were approved by the Board of Directors under Rule 16b-3. After this sale, Mayer directly holds 174 shares of BATL common stock.
Oaktree- and Brookfield-affiliated entities report updated ownership of Battalion Oil Corporation common stock. Through OCM HLCN Holdings, L.P. and related entities, they beneficially own 12,797,151 shares of common stock, representing 19.36% of the class. This total includes both currently outstanding shares and shares issuable from preferred stock.
OCM HLCN directly holds 3,988,089 common shares and beneficially owns 8,806,376 additional shares issuable upon conversion of several series of preferred stock, plus 2,686 shares held in a separately managed account. The updated conversion share amounts were reconciled with and confirmed by Battalion Oil on August 17, 2026. The reporting persons state they share voting and dispositive power over these securities, and they have not reported any trades in Battalion Oil common stock in the prior 60 days other than the adjustments to these calculations.
Alyeska Investment Group, L.P., Alyeska Fund GP, LLC, and Anand Parekh report that they no longer beneficially own any shares of Battalion Oil Corporation common stock. The filing states beneficial ownership of 0 shares, representing 0% of the outstanding common stock, with no sole or shared voting or dispositive power.
The reporting persons also indicate that they now fall under the category of ownership of 5 percent or less of this class of securities. A joint filing statement confirms that the reporting persons are filing together under Rule 13d-1(k).