BAX (NYSE: BAX) affiliate files notice listing prior open-market purchases

Rhea-AI Filing Summary

The filing is a Form 144 notice concerning proposed sales of Common stock for BAX by an affiliate using Morgan Stanley Smith Barney LLC as broker. The record lists multiple prior open-market purchases with specific trade dates and share counts, and identifies 36,347, $645,235.58, and a reference number 516,469,008.

Key Figures

Form type: Form 144 Reference shares: 36,347 Monetary figure: $645,235.58 +4 more

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Form type Form 144 Notice of proposed resale

Reference shares 36,347 Listed in filing header

Monetary figure $645,235.58 Listed in filing header

Reference number 516,469,008 Identifier shown in header

Sample trade — 05/06/2025 7,183 shares Open Market Purchase listed for 05/06/2025

Sample trade — 04/01/2026 1,036 shares Open Market Purchase listed for 04/01/2026

Sample trade — 05/02/2017 3,233 shares Open Market Purchase listed for 05/02/2017

Key Terms

Form 144, Open Market Purchase, Issuer, Broker — Morgan Stanley Smith Barney LLC

4 terms

Form 144 regulatory

"The filing is a Form 144 notice concerning proposed sales of Common stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase market

"Rows repeatedly identify trades as 'Open Market Purchase' with dates and share counts"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Issuer regulatory

"Trade rows mark the transaction role as 'Issuer' in the table"

Broker — Morgan Stanley Smith Barney LLC market

"Broker listed as 'Morgan Stanley Smith Barney LLC' with address 1 New York Plaza"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	36347	645235.58	516469008	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Open Market Purchase	Issuer			1036	04/01/2026	Cash
Common	05/06/2025	Open Market Purchase	Issuer			7183	05/06/2025	Cash
Common	07/01/2024	Open Market Purchase	Issuer			241	07/01/2024	Cash
Common	05/07/2024	Open Market Purchase	Issuer			5952	05/07/2024	Cash
Common	04/01/2024	Open Market Purchase	Issuer			147	04/01/2024	Cash
Common	01/02/2024	Open Market Purchase	Issuer			161	01/02/2024	Cash
Common	10/02/2023	Open Market Purchase	Issuer			165	10/02/2023	Cash
Common	07/03/2023	Open Market Purchase	Issuer			138	07/03/2023	Cash
Common	05/02/2023	Open Market Purchase	Issuer			4572	05/02/2023	Cash
Common	04/03/2023	Open Market Purchase	Issuer			118	04/03/2023	Cash
Common	01/03/2023	Open Market Purchase	Issuer			95	01/03/2023	Cash
Common	10/03/2022	Open Market Purchase	Issuer			85	10/03/2022	Cash
Common	07/01/2022	Open Market Purchase	Issuer			74	07/01/2022	Cash
Common	05/03/2022	Open Market Purchase	Issuer			2706	05/03/2022	Cash
Common	04/01/2022	Open Market Purchase	Issuer			49	04/01/2022	Cash
Common	01/03/2022	Open Market Purchase	Issuer			44	01/03/2022	Cash
Common	10/01/2021	Open Market Purchase	Issuer			47	10/01/2021	Cash
Common	07/01/2021	Open Market Purchase	Issuer			46	07/01/2021	Cash
Common	05/04/2021	Open Market Purchase	Issuer			2230	05/04/2021	Cash
Common	04/01/2021	Open Market Purchase	Issuer			32	04/01/2021	Cash
Common	01/04/2021	Open Market Purchase	Issuer			33	01/04/2021	Cash
Common	10/01/2020	Open Market Purchase	Issuer			34	10/01/2020	Cash
Common	07/01/2020	Open Market Purchase	Issuer			31	07/01/2020	Cash
Common	05/05/2020	Open Market Purchase	Issuer			2197	05/05/2020	Cash
Common	04/01/2020	Open Market Purchase	Issuer			24	04/01/2020	Cash
Common	01/02/2020	Open Market Purchase	Issuer			23	01/02/2020	Cash
Common	10/01/2019	Open Market Purchase	Issuer			22	10/01/2019	Cash
Common	07/01/2019	Open Market Purchase	Issuer			23	07/01/2019	Cash
Common	05/07/2019	Open Market Purchase	Issuer			2412	05/07/2019	Cash
Common	04/01/2019	Open Market Purchase	Issuer			15	04/01/2019	Cash
Common	01/02/2019	Open Market Purchase	Issuer			18	01/02/2019	Cash
Common	10/01/2018	Open Market Purchase	Issuer			15	10/01/2018	Cash
Common	07/02/2018	Open Market Purchase	Issuer			16	07/02/2018	Cash
Common	05/08/2018	Open Market Purchase	Issuer			2664	05/08/2018	Cash
Common	04/02/2018	Open Market Purchase	Issuer			9	04/02/2018	Cash
Common	01/02/2018	Open Market Purchase	Issuer			8	01/02/2018	Cash
Common	10/02/2017	Open Market Purchase	Issuer			9	10/02/2017	Cash
Common	07/03/2017	Open Market Purchase	Issuer			9	07/03/2017	Cash
Common	05/02/2017	Open Market Purchase	Issuer			431	05/02/2017	Cash
Common	05/02/2017	Open Market Purchase	Issuer			3233	05/02/2017	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)