Baxter exec Heine reports holding 32,840 shares

BAXTER INTERNATIONAL INC (BAX) reported an initial ownership filing for Bernard Heine, who serves as AVP, Finance and Interim Chief Accounting Officer and Controller.

Available on EDGAR 09/18/2026 - 04:04 PM EDT Accepted by SEC EDGAR 09/18/2026 - 04:04 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

BAXTER INTERNATIONAL INC (BAX) reported an initial ownership filing for Bernard Heine, who serves as AVP, Finance and Interim Chief Accounting Officer and Controller. He reports 32,840 shares of Baxter common stock held directly as of September 15, 2026, including shares from automatic reinvestment of dividends, with no purchases or sales reported in this filing.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Heine Bernard

Role AVP, Finance InterimCAO&Cntrlr

Type	Security	Shares	Price	Value
Holding	Common Stock, $1 par value F1	--	--	--

Holdings: Common Stock, $1 par value — 32,840 shares (Direct)

Footnotes (1)

1. F1. Total includes the automatic reinvestment of dividends.

Key Figures

Directly held common shares: 32,840 shares Reported purchases in this filing: 0 shares Reported sales in this filing: 0 shares

3 metrics

Directly held common shares 32,840 shares Direct ownership of Baxter International common stock as of September 15, 2026

Reported purchases in this filing 0 shares Form 3 shows only existing holdings, with no share purchases disclosed

Reported sales in this filing 0 shares Form 3 includes no sales transactions for Baxter International stock

Key Terms

automatic reinvestment of dividends, par value

2 terms

automatic reinvestment of dividends financial

"Total includes the automatic reinvestment of dividends."

par value financial

"Common Stock, $1 par value"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing reveal about BAX executive Bernard Heine’s holdings in BAX stock?

The filing reports that Bernard Heine directly holds 32,840 shares of Baxter International common stock as of September 15, 2026, including shares received through the automatic reinvestment of dividends.

Were any BAX (BAXTER INTERNATIONAL INC) shares bought or sold in this Form 3 filing?

No. The Form 3 for Baxter International reports only Mr. Heine’s existing direct holdings of 32,840 common shares and does not disclose any purchases or sales of BAX shares.

How are dividends on Bernard Heine’s BAX shares treated according to the Form 3?

The total of 32,840 shares reported includes shares acquired through the automatic reinvestment of dividends, as stated in the footnote accompanying the reported holdings.

What is Bernard Heine’s role at Baxter International (BAX) in this Form 3?

Bernard Heine is identified as AVP, Finance and Interim Chief Accounting Officer and Controller of Baxter International in the Form 3 filing.

Does the BAX Form 3 for Bernard Heine mention a Rule 10b5-1 trading plan?

No. The Form 3 for Baxter International’s executive Bernard Heine reports his share holdings only and does not state that they are subject to any Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Heine Bernard

(Last) (First) (Middle)

ONE BAXTER PARKWAY

(Street)

DEERFIELD ILLINOIS 60015

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2026

3. Issuer Name and Ticker or Trading Symbol
BAXTER INTERNATIONAL INC [ BAX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	AVP, Finance InterimCAO&Cntrlr

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $1 par value	32,840(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Total includes the automatic reinvestment of dividends.

Remarks:

	/s/ Ellen K. Bradford, as attorney in-fact for Bernard Heine	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)