Welcome to our dedicated page for Barings Bdc SEC filings (Ticker: BBDC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Barings BDC Inc's SEC filings provide detailed insight into the company's investment portfolio, financial performance, and regulatory compliance as a business development company. Unlike traditional corporations, BDCs must disclose specific portfolio holdings, investment valuations, and compliance with regulatory tests that govern leverage and diversification.
The company's 10-Q quarterly reports reveal how the investment portfolio evolves, showing which industries receive new capital deployments and how existing positions perform. Business development companies report net asset value per share each quarter, a metric that reflects the fair value of underlying investments minus liabilities. These valuations involve significant judgment for private company holdings that lack public market prices, making the valuation methodology disclosures particularly important for understanding portfolio risk.
Form 4 insider transaction filings track when executives and directors buy or sell Barings BDC shares, providing signals about management's confidence in the portfolio and business outlook. Business development company insiders often have deep visibility into portfolio credit quality and upcoming dividend sustainability, making their trading patterns potentially informative. Our AI highlights these transactions and identifies patterns in executive buying or selling activity.
Material events disclosed in 8-K filings frequently involve dividend declarations, credit facility amendments, or significant portfolio developments. For BDCs, 8-Ks related to asset coverage test compliance or leverage ratio changes carry particular significance, as these regulatory thresholds affect the company's ability to make new investments and maintain dividend levels. The platform's AI summaries explain what each filing means for the company's operational capacity and shareholder distributions.
Annual 10-K reports contain comprehensive breakdowns of investment portfolio composition by industry sector, investment type, and credit quality. These documents also detail the fee structure with Barings, the external investment advisor, explaining how management fees and incentive allocations affect net returns to shareholders. DEF 14A proxy statements disclose board composition and governance practices, plus any proposals requiring shareholder votes on matters affecting the investment strategy or fee arrangements.
Barings BDC, Inc. insider ownership update: A Form 3 reports that the company’s Chief Executive Officer has beneficial ownership of 16,000 shares of Barings BDC, Inc. common stock. The ownership is listed as directly held. The reporting event date is stated as January 1, 2026, and the filing is made by a single reporting person. No derivative securities, such as options or warrants, are reported as beneficially owned in this filing.
Barings BDC, Inc. reported insider trading activity by a director. On 12/09/2025, the reporting person bought and sold shares of Barings BDC common stock. They purchased 6,761 shares at an average price of $8.9697 per share and sold 5,671 shares at an average price of $8.98 per share on the same day.
After these transactions, the director beneficially owned 70,243.35 shares of Barings BDC common stock directly. The filing notes that this total includes shares received through the company’s dividend reinvestment plan, meaning some of the holdings have been accumulated automatically via reinvested dividends rather than open-market purchases.
An insider of the issuer has filed a notice of proposed sale under Rule 144 covering 5,671 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC on the NYSE. The shares have an stated aggregate market value of $50,925.58. The sale is scheduled to begin on or about 12/09/2025, with the issuer having 105,158,938 shares outstanding at the time referenced. The shares were previously acquired in several open market purchases on 06/06/2025, 09/10/2025, and 10/16/2025, all paid for in cash.
Barings BDC, Inc. entered into a First Amendment to its Amended and Restated Senior Secured Credit Agreement with ING Capital LLC and other lenders. The amendment extends the revolving period under the ING credit facility from November 5, 2028 to November 13, 2029 and pushes the stated maturity date from November 5, 2029 to November 13, 2030, giving the company a longer committed funding horizon. It also adds a new
Barings BDC, Inc. (BBDC) reported an insider filing: a Vice President submitted a Form 3, the initial statement of beneficial ownership. The filing indicates no securities are beneficially owned. The event date tied to this statement is 11/06/2025, and it was filed by one reporting person.
Barings BDC (BBDC) filed its quarterly report describing its middle‑market lending model and portfolio approach. The company generates revenue primarily from interest on debt investments, loan origination and other fees, and dividend income.
Senior secured, middle‑market, private debt investments generally have terms of between five and seven years. First‑lien loans generally bear interest between SOFR plus 450 basis points and SOFR plus 650 basis points per annum. Subordinated middle‑market private debt generally bears interest between SOFR plus 700 basis points and SOFR plus 900 basis points if floating rate, and between 8% and 15% if fixed rate. Some investments may accrue payment‑in‑kind interest, which is added to principal and paid at maturity.
Barings emphasizes fundamental credit analysis, seeks relatively low cyclicality and operating risk, and uses leverage with a prudent, capital‑preservation focus. A significant portion of investments are expected to be rated below investment grade. The strategy also allows opportunistic allocations to equity, special situations, structured credit, syndicated loans, and mortgage securities.
Barings BDC, Inc. (BBDC) announced a CEO transition. Eric Lloyd will resign as Chief Executive Officer effective December 31, 2025, and will continue as Executive Chairman of the Board. The Board appointed Thomas Q. McDonnell, 59, to serve as Chief Executive Officer effective January 1, 2026.
The company states Mr. Lloyd’s resignation is not due to any disagreement regarding operations, policies, or accounting. The filing notes no arrangements or family relationships tied to Mr. McDonnell’s appointment and no related‑party transactions requiring disclosure. The company issued a press release on November 6, 2025, attached as Exhibit 99.1.
Barings BDC (BBDC) furnished an update on its latest results. The company issued a press release announcing financial results for the quarter ended September 30, 2025, furnished as Exhibit 99.1. It also made a supplemental investor presentation available on its website in connection with its third-quarter 2025 earnings release. The information under Items 2.02 and 7.01 was furnished and is not deemed filed under the Exchange Act.
Barings BDC, Inc. announced a quarterly cash dividend of
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