Welcome to our dedicated page for Bioatla SEC filings (Ticker: BCAB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The BioAtla, Inc. (BCAB) SEC filings page on Stock Titan provides direct access to the company’s official U.S. Securities and Exchange Commission disclosures, along with AI-assisted context to help interpret them. As a clinical-stage biotechnology company focused on Conditionally Active Biologic (CAB) antibody therapeutics for solid tumors, BioAtla uses its filings to report on financing arrangements, governance matters, clinical program updates and Nasdaq listing status.
Among the core documents, investors can review Form 8-K current reports where BioAtla describes material events such as Pre-Paid Advance Agreements and a Standby Equity Purchase Agreement that provide equity-linked financing, including key terms like pricing formulas, exchange caps and ownership limits. Other 8-K filings incorporate press releases detailing quarterly financial results and clinical program progress, and discuss interactions with Nasdaq’s Listing Qualifications Staff and conditions for continued listing on The Nasdaq Capital Market.
The DEF 14A definitive proxy statement offers insight into corporate actions submitted to stockholders, including proposals to approve potential issuance of 20% or more of outstanding common stock under financing agreements, authorize a reverse stock split within a specified ratio range at the board’s discretion, and permit adjournments of a special meeting to solicit additional proxies. This proxy statement also explains the rationale for these proposals in the context of Nasdaq Listing Rule 5635(d) and the company’s capital needs.
Through Stock Titan, users can quickly locate BioAtla’s 10-K annual report and 10-Q quarterly reports (when filed) to understand risk factors, detailed financial statements, research and development spending, and discussion of clinical-stage assets such as ozuriftamab vedotin (Oz-V), mecbotamab vedotin (Mec-V), BA3182 and evalstotug. Form 4 insider transaction reports, when available, can be used to track share purchases or sales by directors and officers.
Stock Titan’s AI-powered tools summarize lengthy filings, highlight key sections related to financing, listing compliance, and clinical milestones, and surface relevant passages without requiring users to read every page. Real-time updates from EDGAR ensure that new BioAtla filings, including future 8-Ks, proxy materials or registration statements, appear promptly. This combination of primary documents and AI-generated explanations helps investors, analysts and researchers follow how BioAtla’s CAB platform, capital structure and governance are reflected in its SEC reporting.
BioAtla, Inc. entered into two financing arrangements that together provide access to up to $22.5 million in capital. The company agreed to a $7.5 million Pre-Paid Advance with Yorkville and Anson funds, for which it will receive approximately $7.13 million in gross proceeds as the advance is purchased at 95% of face value. The advance bears 4% annual interest, includes a 10% payment premium, matures 12 months after closing, and can be repaid in cash or through share issuances priced off the stock’s VWAP, subject to a floor price and Nasdaq rules.
Separately, BioAtla entered into a Standby Equity Purchase Agreement with Yorkville allowing it to sell up to $15.0 million of common stock over 36 months at 97% of the lowest VWAP over a three-day period for each draw. Yorkville received a $300,000 commitment fee paid in 243,428 shares at $1.2324 per share. Both arrangements are subject to a 4.99% ownership cap per investor and an overall 19.99% Nasdaq exchange cap on shares issuable unless stockholders approve issuances above that level.
BioAtla (BCAB) reported Q3 2025 results, highlighting a continued operating loss and liquidity pressure. The company recorded a quarterly net loss of
Operating expenses fell as programs wound down: R&D was
The balance sheet showed total liabilities of
BioAtla, Inc. (BCAB) furnished an 8-K announcing its Q3 2025 results and a clinical program update. The company reported that a press release covering the quarter ended September 30, 2025 has been provided as Exhibit 99.1.
The information in Item 2.02, including Exhibit 99.1, is being furnished, not filed, and will not be incorporated by reference into other filings. BioAtla’s common stock trades on The Nasdaq Capital Market under the symbol BCAB.
BioAtla, Inc. reports that a Nasdaq Hearings Panel has granted its request for continued listing, subject to specific conditions and deadlines. The company must apply to transfer its shares to The Nasdaq Capital Market by September 26, 2025, demonstrate compliance with Nasdaq’s minimum stockholders’ equity requirement by December 31, 2025, and meet the minimum bid price requirement by February 2, 2026. BioAtla submitted its application to transfer on September 18, 2025 and believes it can regain compliance with both requirements, though it cautions there is no assurance this will occur. The company also highlights risks including factors that raise substantial doubt about its ability to continue as a going concern and its need for additional funding to continue developing its CAB technology platform and product candidates.
Jay M. Short, Chief Executive Officer, Director and reported 10% owner of BioAtla, Inc. (BCAB), filed a Form 4 disclosing a non-sale transaction on 08/31/2025. The filing shows 6,347 shares of Common Stock were withheld by the issuer at a price of $0.4555 to satisfy income tax and withholding obligations related to the vesting and net settlement of previously reported restricted stock units. After the withholding, the reporting person directly beneficially owned 2,243,678 shares. The Form 4 also reports indirect holdings: 793,547 shares held by spouse, two trusts with 258,727 shares each, 302,324 shares by Capia IP, LLC, and 50 shares by Himalaya Parent LLC, where the reporting person and spouse are managers. The filing was signed by an attorney-in-fact on 09/02/2025.
Christian Vasquez, an officer at BioAtla, Inc. (BCAB) who serves as Chief Accounting Officer, Corporate Controller and Secretary, reported a transaction dated 08/31/2025 in which 1,566 shares of common stock were withheld by the issuer at a price of $0.4555 per share to satisfy income tax and withholding obligations related to the vesting and net settlement of previously reported restricted stock units. The filing shows 283,564 shares beneficially owned following the transaction and is signed by Mr. Vasquez on 09/02/2025. The filer explains this is not a sale but a withholding to cover taxes on vested RSUs.
Eric Sievers, Chief Medical Officer of BioAtla, Inc. (BCAB), reported a withholding transaction tied to vested restricted stock units. On 08/31/2025, 2,729 shares were withheld at an effective price of $0.4555 to satisfy income tax and withholding obligations related to prior RSU vesting. After the withholding, the filing shows 364,574 shares beneficially owned by Sievers. The Form 4 was signed by an attorney-in-fact on 09/02/2025. The filing explicitly states this was a net settlement withholding, not an open-market sale.
Richard A. Waldron, Chief Financial Officer of BioAtla, Inc. (BCAB), reported a transaction dated 08/31/2025 in which 2,371 shares of common stock were disposed of under code F(1) at a price of $0.4555 per share. The filing states these shares were withheld by the issuer to satisfy income tax withholding and remittance obligations related to the vesting and net settlement of previously reported restricted stock units. Following the withholding, the reporting person beneficially owns 338,521 shares (direct ownership). The Form 4 was filed by one reporting person and signed by an attorney-in-fact on 09/02/2025.
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