[144] California BanCorp SEC Filing

Rhea-AI Filing Summary

California BanCorp (BCAL) filed a Form 144 notifying the proposed sale of 6,300 common shares through Wells Fargo Clearing Services on NASDAQ with an aggregate market value of $105,239.08. The shares were acquired on 03/01/2023 as compensation from the issuer and were paid in full on that date. The filing lists 32,517,595 shares outstanding for the class. The filer also disclosed a related sale in the past three months: 7,000 shares sold on 06/13/2025 by the David and Anne Ranier Trust for gross proceeds of $102,449.15. The notice includes the signer’s representation that no undisclosed material adverse information is known.

Positive

• Transparent disclosure of proposed sale including broker, exchange, and aggregate market value
• Acquisition source clearly stated as compensation from the issuer, with acquisition and payment dates provided
• Related recent sale in the past three months is disclosed (7,000 shares on 06/13/2025) which improves transparency

Negative

• Insider/affiliate selling is occurring (proposed 6,300-share sale and a recent 7,000-share sale), which may be viewed unfavorably by some investors

Insights

Securities Analyst

TL;DR: Routine insider/affiliate sale notification; small absolute size relative to market cap, appears procedural.

The Form 144 documents a proposed sale of 6,300 common shares acquired as compensation on 03/01/2023, routed through a major broker and listed for sale on NASDAQ with an aggregate value of $105,239.08. The filing provides transparency about recent related activity, including a 7,000-share sale on 06/13/2025 generating $102,449.15. From an investor disclosure perspective, this is a standard compliance filing that notifies the market of potential insider/affiliate selling. There is no operational, earnings, or credit information in the filing to suggest company-level material change.

Compliance / Risk Analyst

TL;DR: Compliance documentation appears complete; includes required provenance and recent sales history.

The form provides required acquisition details (date, nature as compensation, issuer as source) and settlement/payment information, along with a past three-month sale record and the broker handling the proposed sale. The signer affirms no undisclosed material adverse information. For regulatory and disclosure risk assessment, the filing meets Rule 144 notice elements; it does not allege any exculpatory or atypical payment arrangements. No material compliance concerns are evident from the data presented.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	6300	105239.08	32517595	08/27/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2023	Compensation	Issuer			6300	03/01/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David and Anne Ranier Trust 12265 El Camino Real, Suite 210 San Diego CA 92130	California Bancorp	06/13/2025	7000	102449.15

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for BCAL disclose about the proposed sale?

The filing discloses a proposed sale of 6,300 common shares through Wells Fargo Clearing Services on NASDAQ with an aggregate market value of $105,239.08.

When were the shares being sold by BCAL acquired and how?

The shares were acquired on 03/01/2023 as compensation from the issuer, and payment was made on that date.

How many shares outstanding does BCAL report for the class in this filing?

The filing lists 32,517,595 shares outstanding for the common class.

Does the filing show any recent related sales by the filer or associated parties?

Yes. It reports a sale of 7,000 shares by the David and Anne Ranier Trust on 06/13/2025 for gross proceeds of $102,449.15.

Who is the broker handling the proposed sale in the Form 144 for BCAL?

The proposed sale is to be handled by Wells Fargo Clearing Services, with an address listed in St. Louis, MO.