STOCK TITAN

California BanCorp (BCAL) EVP shifts 10,228 shares into trust

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

California BanCorp executive Thomas G. Dolan restructured his share holdings without a market trade. On this date, 5,114 shares of common stock were moved in an internal transaction, with shares transferred to his living trust account.

Following the restructuring, Dolan directly holds 57,409 shares of California BanCorp common stock and indirectly holds 261,173 shares through the Thomas G. Dolan Living Trust dated 8/9/2016. The transactions carried a reported price of $0.00 per share, indicating a non-cash, administrative shift in ownership form rather than a purchase or sale.

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Insider Dolan Thomas G.
Role EVP / Bancorp CFO/ CSO
Type Security Shares Price Value
Other Common Stock 5,114 $0.00 --
Other Common Stock 5,114 $0.00 --
Holdings After Transaction: Common Stock — 57,409 shares (Direct); Common Stock — 261,173 shares (Indirect, THOMAS G DOLAN LIVING TRUST DATED 8/9/2016)
Footnotes (1)
  1. [object Object]
Restructured shares 10,228 shares Total restructuring shares under transaction code J
Shares transferred 5,114 shares Shares moved to the Thomas G. Dolan Living Trust
Direct holdings after 57,409 shares Direct California BanCorp common stock after transaction
Indirect holdings after 261,173 shares Indirect holdings via Thomas G. Dolan Living Trust
Transaction date 2026-04-15 Effective date of internal restructuring transactions
Form 4 regulatory
"Insider transactions were reported on Form 4 for California BanCorp."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
transaction code J regulatory
"The filing labels both entries with transaction code J."
Other acquisition or disposition financial
"Code J is described as “Other acquisition or disposition.”"
indirect ownership financial
"One entry is marked as indirect ownership through a living trust."
living trust financial
"Shares were transferred to the Thomas G. Dolan Living Trust."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dolan Thomas G.

(Last)(First)(Middle)
C/O CALIFORNIA BANCORP
355 S. GRAND AVE STE 1200

(Street)
LOS ANGELES CALIFORNIA 90071

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
California BanCorp \ CA [ BCAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP / Bancorp CFO/ CSO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/15/2026J(1)5,114D$0.0057,409D
Common Stock04/15/2026J5,114A$0.00261,173ITHOMAS G DOLAN LIVING TRUST DATED 8/9/2016
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares transferred to the Reporting Person's living trust account.
Remarks:
Manisha Merchant, by POA for Thomas Dolan04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did California BanCorp (BCAL) report for Thomas G. Dolan?

California BanCorp reported an internal restructuring for EVP and CFO Thomas G. Dolan involving 5,114 common shares. The filing shows shares were transferred to his living trust, changing how they are held rather than reflecting an open-market buy or sell.

How many California BanCorp (BCAL) shares does Thomas G. Dolan hold after this Form 4?

After the restructuring, Thomas G. Dolan directly holds 57,409 California BanCorp common shares and indirectly holds 261,173 shares through his living trust. These figures show his total reported economic exposure following the non-cash, trust-related transfers.

What does transaction code J mean in the California BanCorp (BCAL) Form 4?

Transaction code J on the Form 4 is labeled as “Other acquisition or disposition.” In this case, it reflects an internal restructuring where 5,114 shares were transferred to Thomas G. Dolan’s living trust, rather than a standard market purchase or sale.

Was there any purchase or sale price in the California BanCorp (BCAL) insider transaction?

The reported transaction price per share was $0.00, indicating no cash consideration. This supports that the event was an administrative transfer of 5,114 shares to a living trust, not an open-market trade that would involve a purchase or sale price.

How many shares were restructured in the California BanCorp (BCAL) Form 4 filing?

The transaction summary shows restructuring of 10,228 shares in total, tied to transaction code J events. One leg is described as shares transferred to the reporting person’s living trust, highlighting an internal realignment of ownership rather than external trading activity.