California BanCorp CFO reallocates 6,704 BCAL shares

Q: What did BCAL executive Thomas G. Dolan report in this Form 4?

Thomas G. Dolan reported an internal transfer of 6,704 shares of California BanCorp common stock on August 11, 2026, moving shares between his direct holdings and his living trust without a stated cash price.

Q: How many BCAL shares were moved to Thomas G. Dolan’s living trust?

Dolan transferred 3,352 shares of California BanCorp common stock to the THOMAS G DOLAN LIVING TRUST DATED 8/9/2016, while a corresponding 3,352-share disposition was recorded from his direct holdings the same day.

Q: What are Thomas G. Dolan’s BCAL holdings after these transactions?

After the August 11, 2026 restructuring, Dolan held 52,180 California BanCorp shares directly and 264,525 shares indirectly through his living trust, as reported in the ownership balances following the transactions.

Q: Was the BCAL Form 4 transaction by Thomas G. Dolan a market sale or purchase?

The Form 4 describes an “Other acquisition or disposition” (code J) with a $0.00 per-share price, indicating a non-market internal transfer between Dolan’s direct account and his living trust.

Q: Was the BCAL Form 4 transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and no footnote states that the August 11, 2026 transfers occurred pursuant to a pre-arranged trading plan.

California BanCorp (BCAL) executive vice president and CFO Thomas G. Dolan reported an internal reallocation of holdings involving 6,704 shares of common stock.

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Form Type

Rhea-AI Filing Summary

California BanCorp (BCAL) executive vice president and CFO Thomas G. Dolan reported an internal reallocation of holdings involving 6,704 shares of common stock. On August 11, 2026, he disposed of 3,352 shares from his direct holdings and simultaneously acquired 3,352 shares in the THOMAS G DOLAN LIVING TRUST DATED 8/9/2016, as noted in a footnote stating the shares were transferred to his living trust account. After these restructuring transactions, Dolan held 52,180 shares directly and 264,525 shares indirectly through the trust, with no cash consideration reported.

Insider Trade Summary

Other: 6,704 shares

Other 2 txns

Insider Dolan Thomas G.

Role EVP / Bancorp CFO/ CSO

Type	Security	Shares	Price	Value
Other	Common Stock ^F1	3,352	$0.00	$0.00
Other	Common Stock ^F1	3,352	$0.00	$0.00

Holdings After Transaction: Common Stock — 52,180 shares (Direct); Common Stock — 264,525 shares (Indirect, THOMAS G DOLAN LIVING TRUST DATED 8/9/2016)

Footnotes (1)

F1. Shares transferred to the Reporting Person's living trust account.

Key Figures

Shares transferred from direct holdings: 3,352 shares Shares acquired by living trust: 3,352 shares Total shares restructured: 6,704 shares +3 more

6 metrics

Shares transferred from direct holdings 3,352 shares Common Stock disposed from direct ownership on 2026-08-11 (code J)

Shares acquired by living trust 3,352 shares Common Stock acquired indirectly by THOMAS G DOLAN LIVING TRUST on 2026-08-11

Total shares restructured 6,704 shares Sum of shares involved in restructuring transactions coded J

Direct holdings after transaction 52,180 shares Common Stock directly held by Thomas G. Dolan following 2026-08-11

Indirect holdings after transaction 264,525 shares Common Stock held indirectly via THOMAS G DOLAN LIVING TRUST after 2026-08-11

Reported transaction price $0.00 per share Price per share for both J-coded Common Stock entries

Key Terms

Other acquisition or disposition, indirect ownership, living trust, Rule 10b5-1

4 terms

Other acquisition or disposition regulatory

"transaction_code_description: Other acquisition or disposition"

indirect ownership financial

"ownership_type: indirect via THOMAS G DOLAN LIVING TRUST"

living trust financial

"THOMAS G DOLAN LIVING TRUST DATED 8/9/2016"

Rule 10b5-1 regulatory

"aff_10b5_one indicates Rule 10b5-1 checkbox status"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did BCAL executive Thomas G. Dolan report in this Form 4?

Thomas G. Dolan reported an internal transfer of 6,704 shares of California BanCorp common stock on August 11, 2026, moving shares between his direct holdings and his living trust without a stated cash price.

How many BCAL shares were moved to Thomas G. Dolan’s living trust?

Dolan transferred 3,352 shares of California BanCorp common stock to the THOMAS G DOLAN LIVING TRUST DATED 8/9/2016, while a corresponding 3,352-share disposition was recorded from his direct holdings the same day.

What are Thomas G. Dolan’s BCAL holdings after these transactions?

After the August 11, 2026 restructuring, Dolan held 52,180 California BanCorp shares directly and 264,525 shares indirectly through his living trust, as reported in the ownership balances following the transactions.

Was the BCAL Form 4 transaction by Thomas G. Dolan a market sale or purchase?

The Form 4 describes an “Other acquisition or disposition” (code J) with a $0.00 per-share price, indicating a non-market internal transfer between Dolan’s direct account and his living trust.

Was the BCAL Form 4 transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and no footnote states that the August 11, 2026 transfers occurred pursuant to a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 08:23 PM Accepted by SEC EDGAR 08/12/2026 - 08:23 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dolan Thomas G.

(Last)

(First)

(Middle)

C/O CALIFORNIA BANCORP

355 S. GRAND AVE STE 1200

(Street)

LOS ANGELES

CALIFORNIA

90071

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
California BanCorp \ CA [ BCAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP / Bancorp CFO/ CSO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/11/2026		J⁽¹⁾		3,352	D	$0.00	52,180	D
Common Stock	08/11/2026		J⁽¹⁾		3,352	A	$0.00	264,525	I	THOMAS G DOLAN LIVING TRUST DATED 8/9/2016

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares transferred to the Reporting Person's living trust account.

Remarks:

	Manisha Merchant, by POA for Thomas Dolan	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR