BlackRock Capital Allocation (NYSE: BCAT) PM sells 35,734 fund shares

Rhea-AI Filing Summary

BlackRock Capital Allocation Term Trust portfolio manager Richard M. Rieder reported an open-market sale of 35,734 shares of Common Stock on 2026-07-13 at an average price of $15.9601 per share. Following this transaction, he directly owns 272,353 shares of the trust.

Insider Trade Summary

Net Seller: 35,734 shares ($570,318)

Net Sell 1 txn

Insider Rieder Richard M

Role Insider

Sold 35,734 shs ($570K)

Type	Security	Shares	Price	Value
Sale	Common Stock	35,734	$15.9601	$570K

Holdings After Transaction: Common Stock — 272,353 shares (Direct)

Footnotes (1)

Key Figures

Shares sold: 35,734 shares Sale price: $15.9601 per share Shares owned after sale: 272,353 shares

3 metrics

Shares sold 35,734 shares Common Stock sold on 2026-07-13 in an open-market transaction

Sale price $15.9601 per share Average price for the Common Stock open-market sale

Shares owned after sale 272,353 shares Common Stock directly owned by Richard M. Rieder following the transaction

Key Terms

open-market sale, direct ownership

2 terms

open-market sale financial

"transaction_action field describes the event as an open-market sale of Common Stock"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

direct ownership financial

"ownership_type is listed as direct, indicating direct ownership of the shares"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/15/2026 - 02:45 PM Accepted by SEC EDGAR 07/15/2026 - 02:45 PM Learn about SEC filing dates

FAQ

What insider transaction did Richard M. Rieder report for BCAT?

Richard M. Rieder reported an open-market sale of 35,734 BCAT Common Stock shares on 2026-07-13. The transaction was filed as a direct ownership sale by a portfolio manager of BlackRock Capital Allocation Term Trust.

How many BlackRock Capital Allocation Term Trust (BCAT) shares were sold and at what price?

The filing shows a sale of 35,734 BCAT shares at an average price of $15.9601 per share. This was recorded as an open-market sale of Common Stock on 2026-07-13.

How many BCAT shares does Richard M. Rieder hold after this transaction?

After the reported sale, Richard M. Rieder directly owns 272,353 BCAT shares. This post-transaction holding reflects his remaining Common Stock position following the 35,734-share open-market sale disclosed in the Form 4.

Was the recent insider transaction in BCAT shares a purchase or a sale?

The transaction was a sale of BCAT shares. It is classified with transaction code S, described as an open-market or private sale of Common Stock by portfolio manager Richard M. Rieder.

What type of ownership is reported for Richard M. Rieder’s BCAT shares?

The filing indicates direct ownership of the BCAT shares by Richard M. Rieder. The ownership code is D, meaning the Common Stock reported, including the remaining 272,353 shares, is held directly rather than through an indirect entity.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rieder Richard M

(Last) (First) (Middle)

50 HUDSON YARDS

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BlackRock Capital Allocation Term Trust [ BCAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/13/2026		S		35,734	D	$15.9601	272,353	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Gladys Chang as Attorney-in-Fact	07/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)