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BioCardia (BCDA) director Andrew Blank awarded 8,000 stock options at $1.20

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BioCardia director Andrew Scott Blank received an option grant for 8,000 shares of common stock. The stock option has an exercise price of $1.20 per share and expires on July 6, 2036. Following this grant, Blank holds 23,313 derivative securities representing options. According to the footnote, all 8,000 option shares vest and become exercisable on the one-year anniversary of the grant date, provided he continues as a service provider through that date.

Positive

  • None.

Negative

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Insider Blank Andrew Scott
Role null
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 8,000 $0.00 --
Holdings After Transaction: Stock Option (right to buy) — 23,313 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Option grant size 8,000 options Stock Option (right to buy) granted to director
Exercise price $1.20 per share Exercise price of option grant
Expiration date July 6, 2036 Option expiration date
Holdings after grant 23,313 derivative securities Total options held following transaction
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)""
exercise price financial
"conversion_or_exercise_price: "1.2000" per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"shares are subject to the option vesting and becoming exercisable"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date: "2036-07-06T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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FAQ

What did BioCardia (BCDA) director Andrew Scott Blank report on this Form 4?

Andrew Scott Blank reported receiving a grant of stock options for 8,000 shares of BioCardia common stock. These options are a form of equity compensation and give him the right to buy shares at a fixed exercise price if they vest.

What are the key terms of Andrew Scott Blank’s BioCardia (BCDA) stock option grant?

The grant covers 8,000 shares of common stock with an exercise price of $1.20 per share and an expiration date of July 6, 2036. These terms define the cost to exercise and the period during which the option can be used.

When do Andrew Scott Blank’s BioCardia (BCDA) options vest?

All 8,000 option shares vest and become exercisable on the one-year anniversary of the grant date. Vesting is conditioned on Blank continuing as a service provider to BioCardia through that one-year vesting date, according to the footnote.

How many derivative securities does Andrew Scott Blank hold after this BioCardia (BCDA) transaction?

After the option grant, Blank holds a total of 23,313 derivative securities. This total reflects his options position reported in the filing and shows his cumulative option-based exposure to BioCardia shares after the award.

Is Andrew Scott Blank’s BioCardia (BCDA) Form 4 transaction an open-market purchase or sale?

No, the Form 4 reports a grant of stock options as compensation, not an open-market trade. The transaction code is “A,” indicating a grant or award acquisition rather than buying or selling BioCardia shares in the market.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Blank Andrew Scott

(Last)(First)(Middle)
C/O BIOCARDIA, INC.
320 SOQUEL WAY

(Street)
SUNNYVALE CALIFORNIA 94085

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BioCardia, Inc. [ BCDA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$1.207/06/2026A8,000 (1)07/06/2036Common Stock8,000$023,313D
Explanation of Responses:
1. One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.
/s/ David McClung, by power of attorney07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)