STOCK TITAN

[Form 4] BioCardia, Inc. Warrant Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Peter Altman, who is listed as both President and CEO and a director of BioCardia, Inc., purchased 100 shares of the company’s common stock on 08/13/2025 at a price of $1.83 per share. The filing states the transaction was executed in a single trade and is reported on a Form 4.

Following the purchase, Altman is reported to beneficially own 168,062 shares directly. The Form 4 was signed on 08/13/2025 by David McClung by power of attorney. The form indicates it was filed by one reporting person and confirms Altman’s dual role as officer and director.

Peter Altman, indicato sia come Presidente e Amministratore Delegato sia come membro del consiglio di BioCardia, Inc., ha acquistato 100 azioni ordinarie della società il 08/13/2025 al prezzo di $1.83 per azione. La comunicazione specifica che l’operazione è stata eseguita in un unico scambio ed è stata riportata in un Form 4.

Dopo l’acquisto, ad Altman è attribuita la proprietà effettiva diretta di 168,062 azioni. Il Form 4 è stato firmato il 08/13/2025 da David McClung per procura. Il modulo indica che è stato presentato da una sola persona denunciante e conferma il ruolo doppio di Altman come dirigente e membro del consiglio.

Peter Altman, que figura tanto como Presidente y CEO como director de BioCardia, Inc., compró 100 acciones ordinarias de la compañía el 08/13/2025 a un precio de $1.83 por acción. La notificación indica que la transacción se realizó en una única operación y se informó en un Form 4.

Tras la compra, se informa que Altman posee beneficiariamente 168,062 acciones de forma directa. El Form 4 fue firmado el 08/13/2025 por David McClung mediante poder. El formulario señala que fue presentado por una sola persona informante y confirma el doble papel de Altman como ejecutivo y director.

Peter Altman은 BioCardia, Inc.의 사장 겸 최고경영자(CEO)이자 이사로 등재되어 있으며, 08/13/2025에 회사 보통주 100주를 주당 $1.83에 매수했습니다. 제출서류에 따르면 거래는 단일 거래로 체결되었으며 Form 4에 보고되었습니다.

매수 후 Altman은 직접적으로 168,062주를 실질 보유한 것으로 보고됩니다. Form 4는 David McClung가 대리권으로 08/13/2025에 서명했습니다. 이 서류는 한 명의 신고인에 의해 제출되었음을 표시하며 Altman의 임원 겸 이사 겸임을 확인합니다.

Peter Altman, inscrit à la fois comme Président et CEO et comme administrateur de BioCardia, Inc., a acheté 100 actions ordinaires de la société le 08/13/2025 au prix de $1.83 par action. Le dépôt indique que la transaction a été réalisée en une seule opération et est portée à la connaissance via un Form 4.

Après l'achat, Altman est déclaré détenir directement 168,062 actions à titre bénéficiaire. Le Form 4 a été signé le 08/13/2025 par David McClung par procuration. Le formulaire indique qu'il a été déposé par une seule personne déclarante et confirme le double rôle d'Altman en tant que dirigeant et administrateur.

Peter Altman, der sowohl als Präsident und CEO als auch als Direktor von BioCardia, Inc. geführt wird, kaufte am 08/13/2025 100 Stammaktien des Unternehmens zum Preis von $1.83 pro Aktie. Die Meldung gibt an, dass die Transaktion in einem einzigen Trade ausgeführt wurde und in einem Form 4 gemeldet ist.

Nach dem Kauf besitzt Altman gemäß Angaben direkt 168,062 Aktien als wirtschaftlich Begünstigter. Das Form 4 wurde am 08/13/2025 von David McClung per Vollmacht unterschrieben. Das Formular weist aus, dass es von einer meldenden Person eingereicht wurde und bestätigt Altmans Doppelfunktion als leitender Angestellter und Direktor.

Positive
  • Insider purchase disclosed: Peter Altman acquired 100 shares at $1.83, a transparent insider transaction reported on Form 4.
  • Clear post-transaction ownership: Filing reports Altman directly holds 168,062 shares after the purchase.
Negative
  • None.

Insights

TL;DR: CEO/director bought 100 shares at $1.83, raising direct holdings to 168,062; trade was a single execution.

The transaction is a straightforward insider purchase reported on Form 4. The size—100 shares at $1.83—represents a modest incremental acquisition relative to the reported direct holdings of 168,062 shares. The filing is signed by an attorney-in-fact, indicating the report was timely executed on the transaction date. For investors, this is a factual disclosure of insider activity without additional operational or financial data in the filing.

TL;DR: Insider purchase by the company’s President and CEO is disclosed; filing shows standard reporting mechanics.

The Form 4 documents a compliant disclosure: the reporting person is identified with title and address, the transaction date, price, and post-transaction beneficial ownership are provided, and the form bears a signature by power of attorney. The record notes both director and officer checkboxes were marked, confirming Altman’s roles. This filing supplies necessary transparency about insider holdings but provides no governance actions or related-party arrangements beyond the purchase itself.

Peter Altman, indicato sia come Presidente e Amministratore Delegato sia come membro del consiglio di BioCardia, Inc., ha acquistato 100 azioni ordinarie della società il 08/13/2025 al prezzo di $1.83 per azione. La comunicazione specifica che l’operazione è stata eseguita in un unico scambio ed è stata riportata in un Form 4.

Dopo l’acquisto, ad Altman è attribuita la proprietà effettiva diretta di 168,062 azioni. Il Form 4 è stato firmato il 08/13/2025 da David McClung per procura. Il modulo indica che è stato presentato da una sola persona denunciante e conferma il ruolo doppio di Altman come dirigente e membro del consiglio.

Peter Altman, que figura tanto como Presidente y CEO como director de BioCardia, Inc., compró 100 acciones ordinarias de la compañía el 08/13/2025 a un precio de $1.83 por acción. La notificación indica que la transacción se realizó en una única operación y se informó en un Form 4.

Tras la compra, se informa que Altman posee beneficiariamente 168,062 acciones de forma directa. El Form 4 fue firmado el 08/13/2025 por David McClung mediante poder. El formulario señala que fue presentado por una sola persona informante y confirma el doble papel de Altman como ejecutivo y director.

Peter Altman은 BioCardia, Inc.의 사장 겸 최고경영자(CEO)이자 이사로 등재되어 있으며, 08/13/2025에 회사 보통주 100주를 주당 $1.83에 매수했습니다. 제출서류에 따르면 거래는 단일 거래로 체결되었으며 Form 4에 보고되었습니다.

매수 후 Altman은 직접적으로 168,062주를 실질 보유한 것으로 보고됩니다. Form 4는 David McClung가 대리권으로 08/13/2025에 서명했습니다. 이 서류는 한 명의 신고인에 의해 제출되었음을 표시하며 Altman의 임원 겸 이사 겸임을 확인합니다.

Peter Altman, inscrit à la fois comme Président et CEO et comme administrateur de BioCardia, Inc., a acheté 100 actions ordinaires de la société le 08/13/2025 au prix de $1.83 par action. Le dépôt indique que la transaction a été réalisée en une seule opération et est portée à la connaissance via un Form 4.

Après l'achat, Altman est déclaré détenir directement 168,062 actions à titre bénéficiaire. Le Form 4 a été signé le 08/13/2025 par David McClung par procuration. Le formulaire indique qu'il a été déposé par une seule personne déclarante et confirme le double rôle d'Altman en tant que dirigeant et administrateur.

Peter Altman, der sowohl als Präsident und CEO als auch als Direktor von BioCardia, Inc. geführt wird, kaufte am 08/13/2025 100 Stammaktien des Unternehmens zum Preis von $1.83 pro Aktie. Die Meldung gibt an, dass die Transaktion in einem einzigen Trade ausgeführt wurde und in einem Form 4 gemeldet ist.

Nach dem Kauf besitzt Altman gemäß Angaben direkt 168,062 Aktien als wirtschaftlich Begünstigter. Das Form 4 wurde am 08/13/2025 von David McClung per Vollmacht unterschrieben. Das Formular weist aus, dass es von einer meldenden Person eingereicht wurde und bestätigt Altmans Doppelfunktion als leitender Angestellter und Direktor.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Altman Peter

(Last) (First) (Middle)
C/O BIOCARDIA, INC.
320 SOQUEL WAY

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BioCardia, Inc. [ BCDA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/13/2025 P 100(1) A $1.83(1) 168,062 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was executed in a single trade.
/s/ David McClung, by power of attorney 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Peter Altman report on Form 4 for BioCardia (BCDA)?

The Form 4 reports a purchase of 100 shares of BioCardia common stock on 08/13/2025 at a price of $1.83 per share.

How many BioCardia shares does Altman beneficially own after the transaction?

After the reported purchase, Altman is shown to beneficially own 168,062 shares directly.

Who signed the Form 4 for this transaction?

The Form 4 is signed by David McClung by power of attorney on 08/13/2025.

What role does the reporting person hold at BioCardia according to the filing?

The filing indicates the reporting person, Peter Altman, is both a Director and the President and CEO of BioCardia.

Was the purchase executed in multiple trades or a single trade?

The filing explicitly states the transaction was executed in a single trade.
Biocardia

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23.67M
Biotechnology
Biological Products, (no Disgnostic Substances)
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United States
SUNNYVALE