BayCom CEO files Form 3 showing no holdings

BayCom Corp director, President and CEO Christopher F. Baron filed an initial Form 3 reporting his ownership in the company.

Rhea-AI Filing Summary

BayCom Corp director, President and CEO Christopher F. Baron filed an initial Form 3 reporting his ownership in the company. The filing shows he held 0 shares of BayCom Corp common stock directly as of the reported date, and it does not report any buy or sell transactions.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Baron Christopher F

Role President and CEO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Direct common shares held: 0 shares Holding entries reported: 1 entry

2 metrics

Direct common shares held 0 shares Total shares following transaction for Common Stock as of 2026-04-13

Holding entries reported 1 entry Holding-type records in transaction summary

Key Terms

Form 3, Common Stock, total_shares_following_transaction

3 terms

Form 3 regulatory

"Initial statement of beneficial ownership filed as Form 3 by the CEO"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Common Stock financial

"Security title is reported as Common Stock for BayCom Corp"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

total_shares_following_transaction financial

"Field labeled total_shares_following_transaction shows 0.0000"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the BayCom Corp (BCML) Form 3 filing by Christopher F. Baron show?

The Form 3 shows that BayCom Corp President and CEO Christopher F. Baron reported 0 shares of common stock held directly as of the filing date, and it lists no insider purchase or sale transactions in this initial ownership statement.

Did BayCom Corp CEO Christopher F. Baron buy or sell BCML shares in this Form 3?

No, the Form 3 does not show any buy or sell transactions. It is an initial ownership report indicating Baron held 0 shares of BayCom Corp common stock directly following the reported date, with only a holding entry disclosed.

How many BayCom Corp (BCML) shares does the Form 3 say the CEO directly owns?

The Form 3 reports that Christopher F. Baron directly owned 0 shares of BayCom Corp common stock in the line labeled total shares following transaction, meaning no directly held common stock is disclosed in this initial statement.

What type of security is reported in the BayCom Corp (BCML) Form 3?

The Form 3 lists Common Stock as the security title for BayCom Corp. This indicates the filing covers the company’s common equity, and the report shows zero shares directly owned by the reporting person after the reported date.

Is the BayCom Corp (BCML) Form 3 a purchase or sale filing?

This Form 3 is an initial ownership filing, not a transaction report. It records that CEO Christopher F. Baron held 0 shares of BayCom Corp common stock directly, with no purchases, sales, or derivative exercises disclosed in the data provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/30/2026 - 08:23 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Baron Christopher F

(Last) (First) (Middle)

C/O BAYCOM CORP

500 YGNACIO VALLEY ROAD, SUITE 200

(Street)

WALNUT CREEK CALIFORNIA 94596

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/13/2026

3. Issuer Name and Ticker or Trading Symbol
BayCom Corp [ BCML ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Steven Crowley, Attorney-in-Fact	04/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)