STOCK TITAN

BayCom Corp (BCML) grants 25,000 performance stock units to its CFO

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Thompson Kevin L reported acquisition or exercise transactions in this Form 4 filing.

BayCom Corp granted EVP, Chief Financial Officer Kevin L. Thompson 25,000 performance stock units on July 21, 2026. The units become Banked PSUs if the common stock’s daily volume-weighted average price reaches at least $40.26 for 20 consecutive trading days and he remains employed through July 1, 2029. Upon settlement, they are paid 50% in common stock and 50% in cash. Following these awards, Thompson directly holds 532 common shares.

Positive

  • None.

Negative

  • None.
Insider Thompson Kevin L
Role EVP, Chief Financial Officer
Type Security Shares Price Value
Grant/Award Performance Units F1 25,000 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Performance Units — 25,000 shares (Direct); Common Stock — 532 shares (Direct)
Footnotes (1)
  1. F1. Represents a grant of 25,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, subject to accelerated vesting in certain circumstances, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
Performance stock units granted 25,000 units Grant to EVP, Chief Financial Officer on 2026-07-21
VWAP vesting hurdle $40.26 per share Daily volume-weighted average price required for market vesting condition
VWAP measurement period 20 trading days Consecutive trading days the VWAP must meet or exceed $40.26
Employment vesting date July 1, 2029 Continued employment required for Banked PSUs, subject to accelerated vesting
Common shares following transaction 532 shares Directly held BayCom common stock after reported transactions
PSU expiration date July 21, 2029 Expiration date reported for the performance units
performance stock units financial
"Represents a grant of 25,000 performance stock units."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
volume-weighted average price financial
"the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
Banked PSUs financial
"will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition"
accelerated vesting financial
"The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, subject to accelerated vesting in certain circumstances"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did BayCom Corp (BCML) report for CFO Kevin L. Thompson?

BayCom reported a grant of 25,000 performance stock units to EVP, Chief Financial Officer Kevin L. Thompson on July 21, 2026. These units are a stock-based incentive award, not an open-market share purchase or sale.

What are the vesting conditions for the 25,000 performance stock units at BayCom Corp (BCML)?

The 25,000 performance stock units vest only if BayCom’s daily volume-weighted average price reaches at least $40.26 for 20 consecutive trading days, and the compensation committee certifies that this market vesting condition has been met.

What employment requirement applies to the BayCom (BCML) CFO’s performance stock units?

Even after the market condition is met, the Banked PSUs remain subject to the executive’s continued employment through July 1, 2029, with vesting subject to accelerated vesting in certain circumstances detailed in the award terms.

How will the BayCom (BCML) performance stock units be settled for the CFO?

Upon settlement, the Banked PSUs will be paid 50% in shares of BayCom common stock and 50% in cash. This structure combines equity ownership with a cash component when the award ultimately settles.

How many BayCom Corp (BCML) common shares does the CFO hold after this Form 4?

After the reported transactions, Kevin L. Thompson directly holds 532 shares of BayCom common stock. This holding is separate from the 25,000 performance stock units, which may settle in stock and cash if vesting conditions are satisfied.

When do the BayCom (BCML) performance stock units for the CFO expire?

The performance units carry an expiration date of July 21, 2029. They must meet the specified market and employment conditions before that date to result in Banked PSUs that can then be settled in stock and cash.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thompson Kevin L

(Last)(First)(Middle)
C/O BAYCOM CORP
500 YGNACIO VALLEY ROAD, SUITE 200

(Street)
WALNUT CREEK CALIFORNIA 94596

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BayCom Corp [ BCML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock532D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Units(1)07/21/2026A25,000 (1)07/21/2029Common Stock25,000$025,000D
Explanation of Responses:
1. Represents a grant of 25,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, subject to accelerated vesting in certain circumstances, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
/s/ Steven Crowley, Attorney-in-Fact07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)