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BayCom Corp (BCML) awards 75,000 performance units with strict market vesting

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Form Type
4

Rhea-AI Filing Summary

Black William J reported acquisition or exercise transactions in this Form 4 filing.

BayCom Corp reports that Executive Vice Chair William J. Black received a grant of 75,000 performance stock units tied to its common stock. These units are earned only if the daily volume-weighted average price reaches at least $40.26 for 20 consecutive trading days and his employment continues through July 1, 2029; earned units will be settled 50% in shares and 50% in cash. After this award, he directly holds 34,079 common shares in addition to the performance units.

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Insider Black William J
Role Executive Vice Chair
Type Security Shares Price Value
Grant/Award Performance Units F1 75,000 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Performance Units — 75,000 shares (Direct); Common Stock — 34,079 shares (Direct)
Footnotes (1)
  1. F1. Represents a grant of 75,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
Performance stock units granted 75,000 units Grant to Executive Vice Chair William J. Black on 2026-07-21
Underlying common stock for PSUs 75,000 shares Common stock underlying the granted performance stock units
VWAP vesting threshold $40.26 per share Daily volume-weighted average price required for 20 consecutive trading days
Consecutive trading days requirement 20 days Length of period VWAP must meet or exceed $40.26 for units to be earned
Continued employment requirement July 1, 2029 Banked PSUs remain subject to the executive’s continued employment through this date
Common shares held after transaction 34,079 shares Direct holdings of BayCom Corp common stock following reported transactions
Settlement mix for Banked PSUs 50% stock / 50% cash Form of payment upon settlement of earned performance stock units
performance stock units financial
"Represents a grant of 75,000 performance stock units."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
Banked PSUs financial
"The performance stock units will be earned and become Banked PSUs upon satisfaction"
market vesting condition financial
"become Banked PSUs upon satisfaction of the market vesting condition"
volume-weighted average price financial
"the daily volume-weighted average price per share of the issuer's common stock"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did BayCom Corp (BCML) grant to Executive Vice Chair William J. Black?

BayCom Corp granted William J. Black 75,000 performance stock units linked to its common stock. These units are a form of equity-based compensation that can convert into value for him only if specific market and employment vesting conditions are later satisfied.

What are the vesting conditions for BayCom Corp (BCML) 75,000 performance stock units?

The 75,000 performance stock units vest only if the daily volume-weighted average price reaches $40.26 or more for 20 consecutive trading days, subject to compensation committee certification, and if the executive remains employed with BayCom Corp through July 1, 2029.

How will BayCom Corp (BCML) settle William J. Black’s Banked PSUs once vested?

Once earned and banked, the performance stock units will be settled 50% in BayCom Corp common shares and 50% in cash. Settlement occurs after the market vesting condition is certified and the continued employment requirement through July 1, 2029 has been met.

What continued employment requirement applies to BayCom Corp (BCML) performance stock units?

Banked performance stock units remain subject to continued employment through July 1, 2029. Even after the market price condition is satisfied and certified, the executive must stay employed until that date for the award to fully vest and be settled.

How many BayCom Corp (BCML) common shares does William J. Black hold after this Form 4 transaction?

Following the reported transactions, William J. Black directly holds 34,079 shares of BayCom Corp common stock. This common share balance is separate from the 75,000 performance stock units, which are a contingent award subject to future vesting conditions.

What stock price level must BayCom Corp (BCML) reach for the performance units to be earned?

The performance units are earned when BayCom Corp’s daily volume-weighted average price per share equals or exceeds $40.26 for 20 consecutive trading days. This market-based vesting condition must also be certified by the company’s compensation committee before units become banked.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Black William J

(Last)(First)(Middle)
C/O BAYCOM CORP
500 YGNACIO VALLEY ROAD, SUITE 200

(Street)
WALNUT CREEK CALIFORNIA 94596

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BayCom Corp [ BCML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Executive Vice Chair
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock34,079D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Units(1)07/21/2026A75,000 (1)07/21/2029Common Stock75,000$075,000D
Explanation of Responses:
1. Represents a grant of 75,000 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
/s/ Steven Crowley, Attorney-in-Fact07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)