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BayCom Corp (BCML) CEO gets 52,500 performance stock units tied to $40.26

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Baron Christopher F reported acquisition or exercise transactions in this Form 4 filing.

BayCom Corp President and CEO Christopher F. Baron received a grant of 52,500 performance stock units on July 21, 2026. These units vest only if the common stock’s daily volume‑weighted average price reaches $40.26 for 20 consecutive trading days and he remains employed through July 1, 2029; settlement is 50% in stock and 50% in cash. After the award, he directly holds 997 common shares.

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Insider Baron Christopher F
Role President and CEO
Type Security Shares Price Value
Grant/Award Performance Units F1 52,500 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Performance Units — 52,500 shares (Direct); Common Stock — 997 shares (Direct)
Footnotes (1)
  1. F1. Represents a grant of 52,500 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
Performance stock units granted 52,500 units Grant to President and CEO on July 21, 2026
Market vesting price condition $40.26 per share Daily volume-weighted average price required for vesting over 20 consecutive trading days
Service condition date July 1, 2029 Executive must remain employed through this date for Banked PSUs
Award expiration date July 21, 2029 Expiration date for the reported performance units
Settlement mix 50% stock / 50% cash Form of payment upon settlement of Banked PSUs
Common stock holdings 997 shares Direct BayCom common stock ownership following the reported transactions
performance stock units financial
"Represents a grant of 52,500 performance stock units. The performance stock"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
volume-weighted average price financial
"date on which the daily volume-weighted average price per share of the issuer"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
Banked PSUs financial
"will be earned and become "Banked PSUs" upon satisfaction of the market"
continued employment financial
"remain subject to the executive's continued employment through July 1, 2029"
Continued employment means that an individual remains in their current job without interruption. For investors, it signals stability and ongoing work that can affect company performance and future prospects. Like a steady heartbeat for a business, sustained employment helps ensure consistent operations and financial health.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity award did BayCom Corp (BCML) CEO Christopher F. Baron receive?

Christopher F. Baron received 52,500 performance stock units on July 21, 2026. These units are tied to both a $40.26 stock price hurdle and multi‑year service conditions, with settlement half in common shares and half in cash once earned.

What performance condition applies to the new BCML performance stock units?

The units vest only if BayCom’s daily volume‑weighted average share price reaches $40.26 for 20 consecutive trading days. This market‑based vesting condition must also be certified by the company’s compensation committee before the units become Banked PSUs.

How long must the BayCom Corp (BCML) CEO remain employed for the award?

Banked PSUs remain subject to the executive’s continued employment through July 1, 2029. Even if the stock‑price condition is met, the CEO must stay employed until this date for the performance stock units to be eligible for settlement.

How will the BayCom Corp (BCML) performance stock units be settled once vested?

Upon settlement, the earned Banked PSUs will be paid 50% in BayCom common stock and 50% in cash. This structure provides a mix of equity exposure and immediate liquidity once the market and service conditions are fully satisfied.

How many BayCom Corp (BCML) common shares does Christopher F. Baron now hold directly?

Following the reported award, Christopher F. Baron directly holds 997 shares of BayCom common stock. Separately, he also holds 52,500 performance stock units that may convert into stock and cash if the specified vesting conditions are met.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baron Christopher F

(Last)(First)(Middle)
C/O BAYCOM CORP
500 YGNACIO VALLEY ROAD, SUITE 200

(Street)
WALNUT CREEK CALIFORNIA 94596

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BayCom Corp [ BCML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock997D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Units(1)07/21/2026A52,500 (1)07/21/2029Common Stock52,500$052,500D
Explanation of Responses:
1. Represents a grant of 52,500 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
/s/ Steven Crowley, Attorney-in-Fact07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)