STOCK TITAN

Director at BayCom (BCML) receives 1,182-share stock grant and updates holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Guida Dennis Henry Jr reported acquisition or exercise transactions in this Form 4 filing.

BayCom Corp director Guida Dennis Henry Jr reported an equity compensation grant of 1,182 shares of Common Stock, received at a stated price of $0.00 per share. This is a grant or award, not an open-market purchase.

Following this award, Guida holds 3,928 Common shares directly. The filing also shows indirect holdings of 11,884 Common shares through an IRA and 16,789 Common shares held by the Guida Family Trust, providing a view of his total reported position in BayCom.

Positive

  • None.

Negative

  • None.

Insights

Routine stock grant increases director's equity stake without market buying or selling.

Director Guida Dennis Henry Jr received a grant of 1,182 BayCom Corp Common shares at $0.00 per share. This is compensation-related equity, coded as a grant or award, rather than a discretionary open-market trade.

After the grant he holds 3,928 shares directly, plus indirect interests of 11,884 shares via an IRA and 16,789 shares via the Guida Family Trust. With no open-market buying or selling reported and no derivative positions shown, this filing mainly documents updated ownership levels.

Insider Guida Dennis Henry Jr
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,182 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 3,928 shares (Direct, null); Common Stock — 16,789 shares (Indirect, By Guida Family Trust)
Footnotes (1)
Stock grant 1,182 shares Common Stock grant at $0.00 per share on 2026-07-01
Direct holdings after grant 3,928 shares Common Stock directly owned following reported award
IRA indirect holdings 11,884 shares Common Stock held indirectly through IRA as of 2026-07-01
Family trust holdings 16,789 shares Common Stock held indirectly by Guida Family Trust
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"
IRA financial
"nature_of_ownership": "By IRA""
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
Guida Family Trust financial
"nature_of_ownership": "By Guida Family Trust""
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guida Dennis Henry Jr

(Last)(First)(Middle)
C/O BAYCOM CORP
500 YGNACIO VALLEY ROAD, SUITE 200

(Street)
WALNUT CREEK CALIFORNIA 94596

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BayCom Corp [ BCML ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026A1,182A$03,928D
Common Stock16,789IBy Guida Family Trust
Common Stock11,884IBy IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Steven Crowley, Attorney-in-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did BayCom Corp (BCML) director Guida Dennis Henry Jr report in this Form 4?

He reported receiving a grant of 1,182 BayCom Corp Common shares at $0.00 per share. The filing classifies this as a grant, award, or other acquisition, updating his ownership rather than showing an open-market trade.

How many BayCom Corp shares does Guida Dennis Henry Jr hold directly after this filing?

After the reported grant, he directly holds 3,928 shares of BayCom Corp Common Stock. This figure represents his updated direct ownership position as disclosed in the Form 4, separate from additional indirect holdings through an IRA and family trust.

What indirect BayCom Corp holdings are reported for Guida Dennis Henry Jr?

The Form 4 shows 11,884 Common shares held indirectly through an IRA and 16,789 Common shares held indirectly by the Guida Family Trust. These entries are labeled as indirect ownership, distinct from his directly held shares.

Was the BayCom Corp Form 4 transaction an open-market buy or sell of BCML stock?

No. The only quantified transaction is coded as a grant, award, or other acquisition of 1,182 shares at $0.00. The filing records equity compensation rather than an open-market purchase or sale of BayCom Corp shares.

Does this BayCom Corp Form 4 show any option exercises or derivative transactions?

The filing’s derivative section is empty, and the summary lists no derivative transactions or exercises. All reported positions are in Common Stock, indicating this update strictly reflects share grants and holdings, not option or warrant activity.

How significant is the reported BayCom Corp stock grant to the director’s overall holdings?

The director received 1,182 new shares, bringing direct holdings to 3,928 shares. In addition, he has 11,884 shares via an IRA and 16,789 shares via a family trust, so this grant modestly increases an already established equity position.