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BCSF (NYSE: BCSF) Chief Compliance Officer files insider Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Bain Capital Specialty Finance, Inc. filed an initial statement of beneficial ownership for Chief Compliance Officer Caroline Willis Hooper on Form 3. This filing establishes her status as a reporting person for the company’s equity securities. The excerpt shows no equity transactions reported in connection with this filing.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Hooper Caroline Willis

(Last) (First) (Middle)
200 CLARENDON STREET

(Street)
BOSTON MA 02116

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/18/2026
3. Issuer Name and Ticker or Trading Symbol
Bain Capital Specialty Finance, Inc. [ BCSF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Compliance Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Caroline Hooper 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Bain Capital Specialty Finance (BCSF) Form 3 filing show?

The Form 3 filing shows that Caroline Willis Hooper, Chief Compliance Officer of Bain Capital Specialty Finance, Inc., is a reporting person for the company’s securities. It is an initial beneficial ownership statement and, in this excerpt, does not list any equity transactions.

Who is the reporting person in the BCSF Form 3 filing?

The reporting person is Caroline Willis Hooper, who serves as Chief Compliance Officer of Bain Capital Specialty Finance, Inc. The filing identifies her as an officer and establishes her reporting status for the company’s equity ownership under SEC rules.

Does the BCSF Form 3 for Caroline Willis Hooper report any stock transactions?

No stock transactions are reported in this Form 3 excerpt for Caroline Willis Hooper. The transaction summary shows zero buys, zero sells, and no other transaction types, indicating this filing functions purely as an initial ownership statement.

What role does Caroline Willis Hooper hold at Bain Capital Specialty Finance (BCSF)?

Caroline Willis Hooper is identified as the Chief Compliance Officer of Bain Capital Specialty Finance, Inc. In this capacity, she is classified as an officer and is required to file Section 16 reports such as Form 3 regarding equity ownership.

Why is a Form 3 filed for officers like the BCSF Chief Compliance Officer?

Form 3 is filed to report initial beneficial ownership of a company’s securities by insiders such as officers. For Bain Capital Specialty Finance, Inc., Chief Compliance Officer Caroline Willis Hooper files Form 3 to register her status as a reporting person for future disclosures.
Bain Capital Specialty Finance Inc

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