Form 144: Multiple 10b5-1 Sales by Shawn Soderberg

Morgan Stanley Smith Barney LLC submitted Form 144 notices reporting multiple 10b5-1 sales by Shawn M. Soderberg of common stock on various dates in 2026.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted Form 144 notices reporting multiple 10b5-1 sales by Shawn M. Soderberg of common stock on various dates in 2026. The filing lists specific sale dates, share counts, and gross proceeds for each reported trade.

The largest single reported trade in the excerpt is 35,000 shares on 04/29/2026 for $9,765,000.00; other reported sales include 25,000 shares on 04/15/2026 for $5,628,325.00 and 30,000 shares on 04/14/2026 for $6,126,900.00.

Insights

Equity Compensation Specialist

Form 144 lists multiple pre-arranged 10b5-1 dispositions by an executive, with detailed per-trade figures.

The excerpt enumerates sale dates, share counts and gross proceeds for Shawn M. Soderberg under 10b5-1 arrangements, providing a clear transaction log for compliance purposes. Each row ties a date to shares sold and the dollar amount received.

Timing and plan mechanics are not described beyond the 10b5-1 label; subsequent filings may provide additional plan details or confirmations of actual settlement dates.

Key Figures

Sale on 04/29/2026: 35,000 shares Sale on 04/15/2026: 25,000 shares Sale on 04/14/2026: 30,000 shares +3 more

6 metrics

Sale on 04/29/2026 35,000 shares reported sale on 04/29/2026 with gross proceeds $9,765,000.00

Sale on 04/15/2026 25,000 shares reported sale on 04/15/2026 with gross proceeds $5,628,325.00

Sale on 04/14/2026 30,000 shares reported sale on 04/14/2026 with gross proceeds $6,126,900.00

Sale on 02/25/2026 45,244 shares reported sale on 02/25/2026 with gross proceeds $8,091,480.00

Sale on 03/16/2026 15,906 shares reported 10b5-1 sale on 03/16/2026 with gross proceeds $2,462,512.84

Sale on 05/14/2026 2,879 shares reported 10b5-1 sale on 05/14/2026 with gross proceeds $829,447.39

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for SHAWN M. SODERBERG"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 05/13/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions does the Form 144 for BE show?

The filing reports multiple 10b5-1 sales by Shawn M. Soderberg on specified dates in 2026. It lists share counts and gross proceeds for each trade, for example 35,000 shares on 04/29/2026 for $9,765,000.00.

Who is identified as the seller in the Form 144 excerpt?

The seller is identified as Shawn M. Soderberg, with an address listed in San Jose, CA. Morgan Stanley Smith Barney LLC appears as the broker/executing firm on the filing entries.

Which sale in the excerpt shows the largest gross proceeds?

The largest gross proceeds shown are $9,765,000.00 from a sale of 35,000 shares on 04/29/2026. The excerpt provides per-trade dollar amounts alongside share counts for each listed date.

Are the sales described as 10b5-1 trades in the filing?

Yes. Multiple rows are labeled explicitly as 10b5-1 Sales for Shawn M. Soderberg, indicating the transactions were reported under pre-arranged trading plans rather than ad hoc open-market instructions in this excerpt.

Does the excerpt state settlement timing or plan adoption dates?

The excerpt lists trade execution dates and proceeds but does not state plan adoption dates or settlement timing. It records execution dates such as 03/16/2026, 04/14/2026, and 05/14/2026 without additional plan details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 04:33 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001591851
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BLOOM ENERGY CORPORATION
SEC File Number	001-38598
Address of Issuer	4353 North First Street San Jose CALIFORNIA 95134
Phone	4085431500
Name of Person for Whose Account the Securities are To Be Sold	SHAWN SODERBERG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2746	757758.70	284443868	05/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/13/2026	Restricted Stock Units	Issuer			2746	05/13/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	05/14/2026	2879	829447.39
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	04/29/2026	35000	9765000.00
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	04/15/2026	25000	5628325.00
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	04/14/2026	30000	6126900.00
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	03/19/2026	15410	2318818.21
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	03/17/2026	13074	2006124.24
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	03/16/2026	15906	2462512.84
SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	03/16/2026	13901	2121182.78
10b5-1 Sales for SHAWN M. SODERBERG 4353 North First Street San Jose CA 95134	Common	02/25/2026	45244	8091480.00

144: Remarks and Signature

Remarks
Date of Notice	05/18/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/26/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Shawn Soderberg
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)