Bloom Energy CLO sells 2,870 shares at $270

Rhea-AI Filing Summary

Bloom Energy Corp (BE) reported that Chief Legal Officer and Corporate Secretary Shawn Marie Soderberg sold 2,870 shares of common stock on September 16, 2026 in a sale to cover tax withholding from the settlement of restricted stock units, pursuant to a Rule 10b5-1 trading plan.

After this sale, Soderberg held 126,500 shares directly and 341,731 shares indirectly through The Shawn M. Soderberg 2005 Trust, of which she is the trustee. The weighted average sale price was $270.07 per share, with prices ranging from $265.18 to $274.16.

Insider Trade Summary 10b5-1

Net Seller: 2,870 shares

Net Sell 2 txns

Insider SODERBERG SHAWN MARIE

Role See Remarks

Sold 2,870 shs ($775K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	2,870	$270.07	$775K
holding	Common Stock F3	--	--	--

Holdings After Transaction: Common Stock — 126,500 shares (Direct); Common Stock — 341,731 shares (Indirect, By trust)

Footnotes (3)

1. F1. Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026.
2. F2. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
3. F3. Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.

Key Figures

Shares sold: 2,870 shares Weighted average sale price: $270.07 per share Sale price range: $265.18–$274.16 per share +4 more

7 metrics

Shares sold 2,870 shares Common stock sold on September 16, 2026 to cover tax withholding

Weighted average sale price $270.07 per share Average price for the 2,870 shares sold on September 16, 2026

Sale price range $265.18–$274.16 per share Price range of multiple sale transactions on September 16, 2026

Direct holdings after transaction 126,500 shares Direct Bloom Energy common stock held by Shawn Marie Soderberg after the sale

Indirect holdings after transaction 341,731 shares Shares held through The Shawn M. Soderberg 2005 Trust after the reported transaction

Rule 10b5-1 plan adoption date November 26, 2025 Date the trading plan governing the tax-withholding sale was adopted

Rule 10b5-1 plan modification date May 22, 2026 Date the trading plan was modified as referenced in the footnote

Key Terms

Rule 10b5-1 trading plan, restricted stock units, weighted average sale price per share, tax withholding obligation, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

restricted stock units financial

"incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

weighted average sale price per share financial

"The price reported represents the weighted average sale price per share."

tax withholding obligation financial

"Sale of shares to cover tax withholding obligation incurred upon settlement"

trustee financial

"of which the Reporting Person is the trustee."

A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Bloom Energy (BE) disclose for Shawn Marie Soderberg?

Bloom Energy disclosed that Shawn Marie Soderberg, Chief Legal Officer and Corporate Secretary, sold 2,870 shares of common stock on September 16, 2026 to cover tax withholding obligations arising from the settlement of restricted stock units, under a pre-established Rule 10b5-1 trading plan.

How many Bloom Energy (BE) shares did Shawn Marie Soderberg retain after the reported sale?

After the sale, Shawn Marie Soderberg held 126,500 Bloom Energy common shares directly and 341,731 shares indirectly through The Shawn M. Soderberg 2005 Trust, where she serves as trustee. These figures reflect her reported ownership immediately following the September 16, 2026 transaction.

What was the sale price range for the Bloom Energy (BE) shares sold by Soderberg?

The filing reports a weighted average sale price of $270.07 per share. The 2,870 shares were sold in multiple transactions at prices ranging from $265.18 to $274.16 per share, as disclosed in the footnote describing the pricing details.

Was the Bloom Energy (BE) insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Shawn Marie Soderberg on November 26, 2025 and modified on May 22, 2026, as stated in the explanatory footnote describing the nature of the transaction.

Why did Bloom Energy’s (BE) Chief Legal Officer sell shares on September 16, 2026?

The footnote states that the 2,870 shares were sold to cover the tax withholding obligation incurred upon settlement of restricted stock units. The sale was executed under a pre-arranged Rule 10b5-1 trading plan established and later modified by the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 06:36 PM Accepted by SEC EDGAR 09/18/2026 - 06:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SODERBERG SHAWN MARIE

(Last) (First) (Middle)

4353 NORTH FIRST STREET

(Street)

SAN JOSE CALIFORNIA 95134

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bloom Energy Corp [ BE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/16/2026		S(1)		2,870	D	$270.07(2)	126,500	D
Common Stock								341,731	I	By trust(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2025, as modified on May 22, 2026.

2. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $265.18 to $274.16. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

3. Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Shawn M. Soderberg	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)