Beneficient filings document the regulatory record for a Nevada financial services company that provides alternative-asset exit opportunities, primary capital solutions, and related trust and custody services. Its disclosures cover Class A common stock, warrants, convertible preferred stock, customized trust vehicles, limited partner interests, and securities issued in primary capital transactions.
The company’s SEC filings include 8-K reports on operating results, unregistered equity issuances, debt agreements and repayments, litigation settlement matters, and other material events. Proxy materials document annual meeting proposals, shareholder voting results, incentive-plan amendments, board and governance matters, while periodic and exhibit disclosures provide additional information on financial condition, risk factors, and capital structure.
Beneficient (BENF) announced it is implementing a strategy to seek a consensual resolution with former Chief Executive Officer Brad Heppner and affiliated entities. The proposed terms, if completed, would eliminate the contested HCLP debt, including approximately $130 million of principal and accrued interest; exchange Heppner-related equity interests—including subsidiary preferred equity with an approximately $850 million aggregate liquidation preference—for 162,132 shares of Beneficient Class A common stock; and terminate or void remaining agreements while extinguishing, without payment, approximately $88 million of purported amounts owed.
Beneficient is seeking a resolution before Heppner’s sentencing, currently scheduled for October 21, 2026. The company says a completed resolution would end Heppner’s ownership of its Class B common stock and associated super-voting, board-appointment and consent rights. Beneficient has not entered a definitive agreement and says there is no assurance a consensual resolution will be reached or that it would achieve its objectives through litigation.
Beneficient director Karen Wendel acquired two restricted stock unit awards on September 18, 2026, covering 32,960 and 44,016 shares of Class A common stock issuable upon settlement. Both awards fully vested on the grant date. The 44,016-share award was granted for prior service compensation for November 22, 2025, through March 31, 2026. No Rule 10b5-1 plan is reported.
Beneficient (symbol: BENF) is the issuer of record for a Form 4 filing submitted to the SEC. Schnitzer Bruce William reported acquisition or exercise transactions in this Form 4 filing.
Beneficient director Bruce W. Schnitzer received three awards of Class A common stock issuable upon settlement of RSUs on September 18, 2026: 176,887 shares, 29,894 shares and 188,679 shares. All three awards fully vested on the grant date. The 188,679-RSU award was granted in satisfaction of prior service compensation for January 1, 2025, through March 31, 2026. No Rule 10b5-1 plan is reported.
Beneficient (symbol: BENF) is the issuer of record for a Form 4 filing submitted to the SEC. Hicks Mack H. reported acquisition or exercise transactions in this Form 4 filing.
Beneficient (BENF) director and 10 percent owner Mack Hicks received an award of 26,828 restricted stock units under the Beneficient 2023 Equity Incentive Plan on September 18, 2026. The award fully vested on the grant date and relates to 26,828 Class A common shares issuable upon settlement; the transaction row reports 26,828 shares following the transaction. Hicks Holdings Operating, LLC is also identified as a 10 percent owner. Indirect holding entries name Hicks Holdings Operating, LLC and HH-BDH, LLC; Mack Hicks has power to vote and direct disposition of those entity-held shares, while disclaiming beneficial ownership except to the extent of his pecuniary interest.
Beneficient (symbol: BENF) is the issuer of record for a Form 4 filing submitted to the SEC. CANGANY PETER T JR reported acquisition or exercise transactions in this Form 4 filing.
Peter T. Cangany, Jr., a Beneficient director, reported awards of 32,960 and 247,642 Class A common shares issuable upon settlement of restricted stock units on September 18, 2026; both awards fully vested on the grant date. The 247,642-RSU award was granted in satisfaction of prior service compensation for January 1, 2025, through March 31, 2026. As of September 18, 2026, Cangany Capital Management, LLC directly held 40,625 shares and The Cangany Group, LLC directly held 12,500 shares. Cangany disclaims beneficial ownership of those entity-held shares except to the extent of his pecuniary interest.
Beneficient (BENF) reported that it plans to launch AltLens, an alternative asset portfolio analytics and risk platform for family offices and small institutional investors, in the fourth quarter of calendar year 2026. AltLens is designed to organize and analyze alternative asset portfolios, measuring exposures, allocations versus targets and limits, portfolio risk, concentration, and stress-test results using historical private-market data.
The platform maps positions by asset class, strategy, geography, and sector, and from quarterly historical private-market returns is designed to calculate volatility, beta, value-at-risk, correlation, and concentration metrics. AltLens will also offer historical and hypothetical stress-testing scenarios and deliver results through dashboards and exportable reports, complementing customers’ existing accounting and administration systems.
Beneficient (BENF) director and Chief Fiduciary Officer Derek L. Fletcher purchased 4,717 shares of Class A common stock on September 15, 2026 at $1.06 per share in an open-market or private transaction. Following this purchase and including shares underlying equity awards, he directly holds 5,336 shares of Class A common stock. No Rule 10b5-1 trading plan is reported.
Beneficient (BENF) director Peter T. Cangany, Jr. purchased 18,868 shares of Class A Common Stock on September 15, 2026 at $1.06 per share in a direct open-market or private transaction. Following this purchase, he directly holds 98,529 shares, including shares issuable upon settlement of RSU and REU awards under the company’s 2018 and 2023 equity incentive plans, and also has additional indirect holdings through entities he controls, for which beneficial ownership is partially disclaimed.
Beneficient (BENF) reported that Chief Executive Officer James G. Silk purchased 9,434 shares of Class A common stock in an open-market transaction on September 15, 2026 at $1.06 per share, held directly. Following this purchase, he directly owns 1,110,930 shares of Class A common stock, including shares issuable upon settlement of previously granted restricted equity units and restricted stock units. No Rule 10b5-1 trading plan is reported.
Beneficient (BENF) reported an insider-led private purchase of its Class A common stock. On September 15, 2026, the company entered into subscription agreements under which Peter T. Cangany, Jr. bought 18,868 shares, Derek L. Fletcher bought 4,717 shares, and CEO James G. Silk bought 9,434 shares of Class A common stock at $1.06 per share.
The shares were issued in an unregistered transaction relying on Section 4(a)(2) of the Securities Act and Regulation D. Each purchaser represented that he is an accredited investor and acquired the shares for investment purposes, not for distribution.