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BANK OF MONTREAL /CAN/ (BERZ) SEC Filings, Mar 19-20, 2026

BERZ NYSE
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Bank of Montreal offers auto-callable, equity-linked senior notes due April 3, 2029. The securities are sold at an original offering price of $1,000 per security (estimated initial value $955.70, floor $920.00 at pricing). Pricing date is March 30, 2026 and issue date is April 2, 2026. The notes pay monthly contingent coupons (contingent coupon rate will be ≥ 16.80% per annum) subject to the lowest-performing Underlier meeting its coupon threshold on calculation days. The securities reference CEG, DUK and NEE; the downside threshold for each Underlier is 60% of its starting value. If automatically called on a calculation day where the lowest-performing Underlier is ≥ its starting value, holders receive face amount plus accrued contingent coupons; if not called, maturity payment equals $1,000 or, if the lowest-performing Underlier’s ending value is below its downside threshold, $1,000 × performance factor (full downside exposure). Agent discount is $23.25 per security; proceeds to issuer $976.75 per security. Payments are subject to Bank of Montreal credit risk and complex tax treatment; withholding may apply to non-U.S. holders.

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Bank of Montreal priced Market Linked Securities—auto-callable notes due March 22, 2029 linked to the lowest performing of Alphabet Inc. (GOOGL), iShares Russell 2000 Value ETF (IWN) and State Street Financial Select Sector SPDR ETF (XLF). The notes have a face amount of $1,000, an estimated initial value of $972.67 and an original offering price of $1,000. The contingent coupon rate is 13.85% per annum with monthly contingent coupon observations beginning April 2026; coupon and downside threshold values equal 65% of each Underlier’s starting value (GOOGL start $307.69, IWN start $185.67, XLF start $48.97). If, on any specified monthly calculation day from September 2026 through February 2029, the lowest performing Underlier closes at or above its starting value the securities will be automatically called for face amount plus accrued contingent coupon(s). If not called, maturity payment depends solely on the lowest performing Underlier’s ending value: the face amount is preserved only if that lowest performing Underlier’s ending value is at or above its downside threshold; if below, the maturity payment equals $1,000 multiplied by that Underlier’s performance factor, exposing holders to up to a full loss of principal. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk; tax treatment is uncertain and withholding may apply to non-U.S. holders.

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Bank of Montreal (we) is issuing Senior Medium-Term Notes, Series K — Redeemable Fixed Rate Notes due March 24, 2031. The Notes pay interest at 4.95% per annum, payable semi‑annually on the 24th of March and September, commence September 24, 2026, and have an Issue Date of March 24, 2026.

The Notes have a principal amount of $1,000 per Note, an Original Issue Price of $1,000.00 per Note, an underwriting discount of $5.00 per Note and proceeds to Bank of $995.00 per Note. The Notes are redeemable by Bank of Montreal in whole, but not in part, on semi‑annual Optional Redemption Dates at 100% of Principal plus accrued interest. The Notes are bail-inable and subject to conversion under subsection 39.2(2.3) of the Canada Deposit Insurance Corporation Act.

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Bank of Montreal offers additional Travel -3X Inverse Leveraged ETNs with an aggregate principal amount of $200,037,500, bringing the tranche to $250,000,000 outstanding as of March 19, 2026.

These exchange-traded notes (ticker: FLYD) provide a daily, -3x inverse exposure to the MerQube U.S. Travel Index, reset daily and reduced by a 0.95% per annum Daily Investor Fee, potential negative Daily Interest (US Federal Funds Effective Rate minus an Interest Rate Spread up to 4.00%) and a 0.125% Redemption Fee. The notes are unsecured obligations of Bank of Montreal, not principal-protected, intended as short-term daily trading tools, and may lose all value.

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Bank of Montreal filed a Form 6-K as a foreign private issuer for March 2026. The report mainly serves to incorporate its contents and attached exhibits by reference into existing SEC registration statements.

The filing includes legal opinions from Sullivan & Cromwell LLP as U.S. counsel and Osler, Hoskin & Harcourt LLP as Canadian counsel, along with their related consents. It is signed on behalf of the bank by Paras Jhaveri, Global Head, Capital and Funding.

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Bank of Montreal priced US$17,662,000 Senior Medium‑Term Notes, Series K — Callable Barrier Notes with Contingent Coupons linked to the least performing of the S&P 500®, Russell 2000® and the Nasdaq‑100 Technology Sector. Pricing Date was March 17, 2026 and Settlement Date is March 20, 2026. The notes pay a contingent coupon of 1.125% per month (approximately 13.50% per annum) on each monthly coupon date if all Reference Assets close on or above their Coupon Barrier Levels (each set at 75.00% of the Initial Level). The notes mature on March 20, 2028 with a Valuation Date of March 15, 2028. If, at maturity, the Least Performing Reference Asset is below its Trigger Level (75.00% of Initial Level), investors receive $1,000 × (1 + Percentage Change of the Least Performing Reference Asset), which may be less than principal and could be zero. The cover reports an estimated initial value of $984.06 per $1,000 on the Pricing Date.

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Bank of Montreal priced US$615,000 of Senior Medium-Term Notes, Series K — Buffer Notes due March 20, 2029 linked to shares of State Street® SPDR® S&P 500® ETF Trust (SPY). The notes provide 87.25% upside participation if SPY finishes at or above its Initial Level and a 20.00% downside buffer: investors receive full principal at maturity unless SPY falls more than 20.00% from the Initial Level of $670.79 (Buffer Level $536.63), after which losses accrue 1% per 1% decline, up to an 80.00% principal loss. The notes pay no interest, are unsecured obligations of Bank of Montreal, priced to public at 100% (agent commission 0.75%), and will be settled in cash only.

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Bank of Montreal priced US$510,000 Senior Medium‑Term Notes, Series K Autocallable Buffer Enhanced Return Notes due March 20, 2031, linked to the S&P 500® Futures Excess Return Index. If the Reference Asset exceeds its Call Level on March 23, 2027, the notes will auto‑redeem and pay principal plus a approx.15.00% annual Call Amount.

The notes provide 175.00% upside leverage if not called, a 15.00% downside buffer (losses begin beyond a 15.00% decline), do not pay interest, are unsecured obligations of Bank of Montreal, carry the issuer's credit risk, and were issued in $1,000 denominations with an estimated initial value of $976.58 per $1,000.

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Bank of Montreal (BMO) prices a US$1,941,000 offering of Senior Medium-Term Notes, Series K — Capped Barrier Enhanced Return Notes due March 20, 2031 linked to the least performing of the S&P 500® and the NASDAQ-100®. The notes provide 200.00% upside leverage on the least performing index subject to a Maximum Redemption Amount of $1,740.00 per $1,000 and a 74.00% Maximum Return. If the least performing index falls below the 70.00% Barrier Level, investors lose 1% of principal for each 1% decline below the Initial Level and may lose up to 100% of principal at maturity. The notes are unsecured obligations of Bank of Montreal, do not pay interest, will not be listed, and are subject to BMO credit risk.

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Bank of Montreal priced a primary offering of non‑interest notes linked to an unequally weighted international equity basket. The notes trade date is March 17, 2026, original issue date March 20, 2026, and stated maturity is May 28, 2027 (subject to postponement).

The notes pay at maturity based on a weighted basket (EURO STOXX 50 40%, TOPIX 25%, FTSE 100 17%, SMI 11%, S&P/ASX 200 7%). Key economics per $1,000 principal: upside participation 230%; cap level 107.67%; maximum settlement $1,176.41; buffer level 87.50% (buffer rate ≈ 114.29%). If final basket < buffer, losses apply ~1.1429% of principal per 1% decline below 87.50%. The original issue price is $1,000.00 per note and total principal offered is $3,120,000.00. The issuer’s initial estimated value was $992.93 per $1,000.

Payments are unsecured obligations of Bank of Montreal and subject to its credit risk; the notes will not be listed and are designed to be held to maturity.

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FAQ

How many BANK OF MONTREAL /CAN/ (BERZ) SEC filings are available on StockTitan?

StockTitan tracks 1661 SEC filings for BANK OF MONTREAL /CAN/ (BERZ), including 40-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for BANK OF MONTREAL /CAN/ (BERZ)?

The most recent SEC filing for BANK OF MONTREAL /CAN/ (BERZ) was filed on March 20, 2026.