STOCK TITAN

Brown-Forman Corp (NYSE: BF) grants 3,285 RSUs to EVP Peterson

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peterson Crystal L reported acquisition or exercise transactions in this Form 4 filing.

BROWN FORMAN CORP executive Crystal L. Peterson, EVP, Chief Incl/Global Comm, received a grant of 3,285 Restricted Stock Units tied to Class B common stock on July 23, 2026. The RSUs vest in equal installments on April 30 of 2027, 2028, and 2029, with 3,285 RSUs reported as directly owned after the grant.

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Insider Peterson Crystal L
Role EVP, Chief Incl/Global Comm
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 3,285 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 3,285 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  2. F2. The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
RSUs granted 3,285 units Restricted Stock Units granted to Crystal L. Peterson on July 23, 2026
Underlying Class B shares 3,285 shares Each RSU represents one share of Brown-Forman Class B common stock
RSUs owned after grant 3,285 units Total Restricted Stock Units directly owned by Crystal L. Peterson after this award
Restricted Stock Units financial
"Security reported as Restricted Stock Units linked to Class B shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class B common stock financial
"Underlying security titled Class B common stock for the RSUs"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
vest financial
"The restricted stock units will vest in equal installments on April 30"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did BF report for Crystal L. Peterson?

Brown-Forman reported that EVP Crystal L. Peterson received a grant of 3,285 Restricted Stock Units on July 23, 2026. These RSUs represent contingent rights to receive Brown-Forman Class B common shares and are reported as directly owned after the award.

How many Brown-Forman Class B shares could Crystal L. Peterson receive from this BF grant?

The award covers 3,285 Restricted Stock Units, each representing one Brown-Forman Class B common share. If all units vest and settle in stock, Peterson could receive 3,285 Class B shares based on this grant alone.

When will Crystal L. Peterson’s RSUs in BF vest?

The 3,285 Restricted Stock Units granted to Crystal L. Peterson will vest in three equal installments. Vesting dates are April 30, 2027, April 30, 2028, and April 30, 2029, contingent on the applicable vesting conditions being satisfied.

Was Crystal L. Peterson’s July 23, 2026 Brown-Forman grant under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked for this transaction. The reported grant is an equity award of Restricted Stock Units, not a market trade executed under a pre-arranged trading plan.

What is Crystal L. Peterson’s direct RSU holding in BF after this transaction?

Following the July 23, 2026 grant, Crystal L. Peterson is reported as directly owning 3,285 Restricted Stock Units. These RSUs are tied to Brown-Forman Class B common stock and reflect her outstanding equity award position from this grant.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Peterson Crystal L

(Last)(First)(Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KENTUCKY 40210

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Incl/Global Comm
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/23/2026A3,285 (2) (2)Class B Common3,285$03,285D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
2. The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
Remarks:
Karleen M. Finnegan, Attorney in Fact for Crystal L. Peterson07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)