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Brown-Forman Corp (NYSE: BF) awards CFO 64,933 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peters James W reported acquisition or exercise transactions in this Form 4 filing.

Brown-Forman Corp executive vice president and chief financial officer James W. Peters received a grant of 64,933 Restricted Stock Units on July 23, 2026. Each unit represents a right to one share of Class B common stock and includes 34,378 RSUs as a new hire award, vesting in equal installments on April 30, 2027, 2028, and 2029.

Positive

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Negative

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Insider Peters James W
Role EVP, Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 64,933 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 64,933 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
  2. F2. The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
RSUs granted 64,933 Restricted Stock Units Grant to EVP, Chief Financial Officer James W. Peters on July 23, 2026
RSUs as new hire award 34,378 Restricted Stock Units Portion of the July 23, 2026 RSU grant designated as a new hire award
Total RSUs held after grant 64,933 Restricted Stock Units Direct RSU holdings reported following the transaction
Transaction price per RSU $0.00 per Restricted Stock Unit Reported transaction price per unit for the July 23, 2026 RSU grant
RSU vesting dates April 30, 2027; April 30, 2028; April 30, 2029 RSUs vest in equal installments on three annual dates
Restricted Stock Units financial
"security title reported as Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class B common stock financial
"right to receive one share of Brown-Forman Class B common stock"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
new hire award financial
"includes 34,378 restricted stock units granted as a new hire award"
vest in equal installments financial
"restricted stock units will vest in equal installments on April 30"

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FAQ

What insider equity award did Brown-Forman (BF) report for its CFO?
Brown-Forman reported that CFO James W. Peters received 64,933 Restricted Stock Units on July 23, 2026. This award is in the form of RSUs tied to Class B common stock, with a portion designated as a new hire award and future vesting dates.

How many RSUs did the Brown-Forman (BF) CFO receive and what do they represent?
James W. Peters received 64,933 Restricted Stock Units, each representing a contingent right to receive one share of Brown-Forman Class B common stock. After this grant, his directly held RSU balance reported in the filing is 64,933 units linked to Class B shares.

What portion of the Brown-Forman (BF) CFO’s RSU grant is a new hire award?
The filing states that 34,378 Restricted Stock Units within the 64,933-unit award were granted as a new hire award. This specifies that more than half of the total RSU grant relates directly to his hiring package at Brown-Forman.

What is the vesting schedule of the Brown-Forman (BF) CFO’s RSUs?
The RSUs will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. This three-year schedule spreads the delivery of Class B shares over time as service-based vesting conditions are met.

At what price were the Brown-Forman (BF) CFO’s RSUs granted?
The RSU grant shows a transaction price of $0.00 per unit, consistent with a stock-based compensation award rather than an open-market purchase. Each unit is a contingent right to one share of Brown-Forman Class B common stock upon vesting.

Was the Brown-Forman (BF) CFO’s RSU award reported under a Rule 10b5-1 plan?
The transaction is reported as a grant/award acquisition of RSUs with a $0.00 price. The filing’s Rule 10b5-1 checkbox is not marked as being pursuant to a trading plan, and no footnote describes this award as plan-based trading.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Peters James W
(Last)(First)(Middle)
850 DIXIE HIGHWAY
(Street)
LOUISVILLE KENTUCKY 40210
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/23/2026A64,933 (2) (2)Class B Common64,933$064,933D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
2. The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
Remarks:
Karleen M. Finnegan, Attorney in Fact for James W. Peters07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR