BROWN FORMAN CORP executive Michael E. Carr Jr., EVP, General Counsel and Secretary, reported routine equity compensation and related tax withholding in Class B common stock.
On May 27, 2026, he acquired 611 Class B Common shares at $0.00 per share as a grant connected to a July 27, 2023 award of performance-based restricted stock units that followed a three-year performance period ending April 30, 2026. To satisfy withholding obligations for this award, he surrendered 245 Class B Common shares at a value based on the $25.94 closing price of BF-B on May 27, 2026. After these transactions, his direct holdings in Class B Common were 615 shares, and he also held 425.7987 shares through the company’s 401(k) plan as of May 28, 2026.
Brown-Forman executive Christina M. Graven, EVP and Chief Strategy Officer, reported compensation-related share activity in Class B common stock. She received 1,346 shares on May 27, 2026, from a July 27, 2023 award of performance-based restricted stock units that vested after a three-year performance period ending April 30, 2026.
To cover tax withholding on this award, she surrendered 607 shares, valued using the $25.94 May 27, 2026 closing price of BF-B, as a tax-withholding disposition rather than an open-market sale. After these transactions, she directly holds 1,862 Class B shares.
BROWN FORMAN CORP executive Diane F. Nguyen reported routine equity compensation activity. She received 1,346 shares of Class B common stock at no cost in connection with a July 27, 2023 award of performance-based restricted stock units, which vested after a three-year performance period ending April 30, 2026. To cover tax withholding on this vesting, she surrendered 597 Class B shares using the May 27, 2026 BF-B closing price, leaving her with 1,039 directly held shares.
BROWN FORMAN CORP director Farrer Marshall reported compensation-related stock activity involving Class A Common shares. On May 27, 2026, he acquired 4,518 shares issued from a performance-based restricted stock unit award originally granted on July 27, 2023, after a three-year performance period ending April 30, 2026.
To cover withholding obligations tied to this award, he surrendered 2,176 shares of Class A common stock using the $26.72 BF-A closing price on May 27, 2026 to calculate the tax. Following these transactions, he directly owned 4,577 Class A shares, reflecting a routine grant and related tax-withholding disposition rather than open-market trading.
Brown-Forman director Marshall Farrer reported an amended Form 4 showing a grant of 5,586 Stock Appreciation Rights tied to Class B Common stock. These rights have a conversion or exercise price of $31.15 per share, become exercisable on May 1, 2028, and expire on April 30, 2035. The amendment corrects the number of stock appreciation rights previously reported due to a clerical error and shows Farrer's direct derivative holdings at 5,586 rights following the transaction.
Brown-Forman executive Yiannis Pafilis reported equity compensation activity tied to performance-based awards. On May 27, 2026, he received 272 shares of Class A Common and 508 shares of Class B Common at $0.00 per share, issued upon vesting of earlier performance-based restricted stock unit awards with three-year performance periods ending April 30, 2026.
To cover withholding taxes on these vested awards, he surrendered 95 Class A shares at a price of $26.72 and 177 Class B shares at $25.94 through tax-withholding dispositions, which are not open-market sales. After these transactions, his reported direct holdings were 272 Class A shares and 685 Class B shares.
Brown-Forman executive Crystal L. Peterson received 1,367 shares of Class A common stock as a performance-based restricted stock unit award that vested after a three-year period ending April 30, 2026. To cover related tax withholding, she surrendered 616 shares at a price of $26.72, leaving her with 1,101 directly held shares.
Brown‑Forman executive Jeremy J. Shepherd reported a stock-based compensation event involving Class A common shares. On May 27, 2026, he received 3,010 shares of Class A common stock at $0.00 per share as a grant tied to a July 27, 2023 award of performance-based restricted stock units that carried a three-year performance period ending April 30, 2026.
To cover related tax withholding obligations, he surrendered 1,357 shares of Class A common stock, valued using the $26.72 closing price of BF‑A on the same date. After these non‑market transactions, the filing shows 2,210 shares following the tax-withholding disposition and 3,567 shares following the award entry, indicating his direct holdings remain in the low‑thousands of shares. The activity reflects routine equity compensation and tax settlement rather than open‑market buying or selling.
BROWN FORMAN CORP President & CEO Lawson E. Whiting reported compensation-related equity activity in Class A common stock. On May 27, 2026, he acquired 36,389 shares at no cost from a July 27, 2023 award of performance-based restricted stock units that vested after a three-year performance period ending April 30, 2026. To cover tax withholding on this vesting, he surrendered 16,494 Class A shares, with the obligation calculated using the May 27, 2026 BF-A closing price of $26.72 per share. A separate entry reflects 3.13 shares held through the company’s dividend reinvestment plan as of May 29, 2026.
BROWN FORMAN CORP executive Timothy M. Nall reported routine equity compensation activity. On May 27, 2026, he received 3,010 shares of Class A Common as shares issued from a July 27, 2023 award of performance-based restricted stock units after a three-year performance period ending April 30, 2026.
To cover tax withholding obligations from this award, he surrendered 1,065 Class A shares valued at $26.72 per share, based on the May 27, 2026 closing price. Following these transactions, he directly holds 3,050 Class A shares and indirectly holds 36 Class A shares through a Family Trust.