STOCK TITAN

Business First Bancshares (BFST) director logs RSU grant and vesting activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Business First Bancshares, Inc. director Rick D. Day reported compensation-related equity transactions rather than open-market trading. On June 25, 2026, he received 998 time-based restricted stock units (RSUs) under the 2024 Equity Incentive Plan, which will fully vest on June 25, 2027. Each RSU is economically equivalent to one share of common stock and is subject to forfeiture if certain events occur.

On June 26, 2026, Day exercised 1,016 RSUs, converting them into the same number of shares of common stock. Following this exercise, he directly owned 268,401 shares of common stock and held 998 unvested RSUs. The filing reflects routine equity compensation grants and vesting activity, not purchases or sales in the open market.

Positive

  • None.

Negative

  • None.
Insider Day Rick D.
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 1,016 $0.00 --
Exercise COMMON STOCK 1,016 $0.00 --
Grant/Award Restricted Stock Units 998 $0.00 --
Holdings After Transaction: Restricted Stock Units — 998 shares (Direct, null); COMMON STOCK — 268,401 shares (Direct, null)
Footnotes (1)
  1. Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026. The time-based restricted stock units will fully vest on June 25, 2027. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date.
RSUs exercised 1,016 shares Restricted stock units converted to common stock on June 26, 2026
Common shares held after exercise 268,401 shares Direct ownership following June 26, 2026 transactions
New RSU grant 998 units Time-based restricted stock units granted June 25, 2026
RSUs outstanding after grant 2,014 units Total RSUs after June 25, 2026 grant before later exercise
RSUs remaining after exercise 998 units Unvested restricted stock units remaining after June 26, 2026 exercise
RSU vesting date June 25, 2027 Vesting for 998 time-based RSUs granted June 25, 2026
RSU grant price $0.00 per unit Stated transaction price for RSU-related entries
Restricted Stock Units financial
"The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
time-based restricted stock units financial
"Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.
2024 Equity Incentive Plan financial
"under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026"
vest financial
"The time-based restricted stock units will fully vest on June 25, 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
forfeiture financial
"the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Day Rick D.

(Last)(First)(Middle)
500 LAUREL STREET, SUITE 101

(Street)
BATON ROUGE LOUISIANA 70801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Business First Bancshares, Inc. [ BFST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK06/26/2026M1,016A(2)268,401D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$006/25/2026A998 (1) (1)Common Stock998(1)2,014D
Restricted Stock Units(2)06/26/2026M1,016 (2) (2)Common Stock1,016(2)998D
Explanation of Responses:
1. Reflects the grant of time-based restricted stock units to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on June 25, 2026. The time-based restricted stock units will fully vest on June 25, 2027. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.
2. The reporting person received an award of 1,016 time-based restricted stock units on June 26, 2025, vesting on the first anniversary of the issuance date.
/s/ Heather Roemer, as attorney-in-fact for Rick D. Day06/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Rick D. Day report for Business First Bancshares (BFST)?

Rick D. Day reported equity compensation activity, not market trades. He exercised 1,016 restricted stock units into common shares and received a new grant of 998 time-based RSUs under the 2024 Equity Incentive Plan, all held directly.

How many Business First Bancshares (BFST) shares does Rick D. Day hold after this Form 4?

After the reported transactions, Rick D. Day directly holds 268,401 shares of Business First Bancshares common stock. In addition, he holds 998 unvested restricted stock units, each economically equivalent to one share of the company’s common stock.

What restricted stock units were granted to Rick D. Day at BFST and when do they vest?

Rick D. Day received 998 time-based restricted stock units on June 25, 2026, under the 2024 Equity Incentive Plan. These RSUs will fully vest on June 25, 2027, provided vesting conditions are met; they are subject to forfeiture upon certain events.

Did Rick D. Day buy or sell Business First Bancshares (BFST) stock on the open market?

The Form 4 shows no open-market purchases or sales. Instead, it reports a grant of 998 restricted stock units as compensation and the exercise of 1,016 previously granted RSUs into common shares, all at a stated price of $0.00 per unit.

What does the RSU exercise reported by Rick D. Day at BFST represent?

The exercise of 1,016 restricted stock units represents previously awarded equity converting into 1,016 shares of common stock. It reflects vesting and settlement of compensation, rather than a discretionary stock purchase, and increases his directly held common shares.

Under which plan were Rick D. Day’s BFST restricted stock units granted?

The 998 time-based restricted stock units granted on June 25, 2026 were issued under the Business First Bancshares, Inc. 2024 Equity Incentive Plan. Each unit is economically equivalent to one share of common stock and subject to specified vesting and forfeiture terms.