BGC Group (BGC) co-CEO sells shares to fund real estate

Rhea-AI Filing Summary

BGC Group, Inc. Co-Chief Executive Officer Jean-Pierre Aubin reported an open-market sale of 10,000 shares of Class A common stock on March 5, 2026. The weighted average sale price was $9.55 per share, based on trades between $9.52 and $9.58.

The filing notes the sale was made primarily to fund a personal real estate transaction. After this sale, Aubin directly and indirectly holds a total of 1,121,641 shares and RSUs, including 566,214 shares and 555,427 restricted stock units that vest over multiple dates through 2033 and after his employment ends.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AUBIN JEAN-PIERRE

(Last) (First) (Middle)

499 PARK AVENUE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BGC Group, Inc. [ BGC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock, par value $0.01 per share	03/05/2026		S		10,000	D	$9.55(1)	1,121,641(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale of 10,000 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Common Stock"), into the market by the reporting person, primarily for a personal real estate transaction. The sale price per share of $9.55 represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $9.52 to $9.58. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

2. Includes 566,214 shares of Common Stock held directly and 555,427 restricted stock units ("RSUs") of the Company, which each represent a contingent right to receive one share of the Company's Common Stock, granted under the Company's Long Term Incentive Plan. Of the 555,427 RSUs, (i) 13,676 RSUs will vest each of March 15, 2026, 2027, 2028 and 2029, (ii) 349,158 RSUs will vest on July 1, 2033, in each case provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and (iii) 151,565 RSUs will vest ratably over a period of four (4) years following the termination of the reporting person's employment with the Company.

	/s/ Jean-Pierre Aubin	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did BGC (BGC) Co-CEO Jean-Pierre Aubin report in this Form 4?

Jean-Pierre Aubin reported selling 10,000 shares of BGC Group Class A common stock in an open-market transaction. The filing also details his remaining share and restricted stock unit holdings and their future vesting schedule under the company’s long-term incentive plan.

How many BGC (BGC) shares did Jean-Pierre Aubin sell and at what price?

Jean-Pierre Aubin sold 10,000 shares of BGC Group Class A common stock at a $9.55 weighted average price. The trades occurred within a price range of $9.52 to $9.58 per share, according to the detailed disclosure in the Form 4 footnote.

How many BGC (BGC) shares and RSUs does Aubin hold after this sale?

After the sale, Jean-Pierre Aubin holds 1,121,641 shares and restricted stock units in total. This includes 566,214 shares of common stock and 555,427 RSUs, each RSU representing a contingent right to receive one share of BGC Group common stock.

What vesting schedule applies to Jean-Pierre Aubin’s BGC (BGC) RSUs?

Aubin has 555,427 RSUs with staged vesting. 13,676 RSUs vest on each of March 15, 2026–2029, 349,158 RSUs vest on July 1, 2033, and 151,565 RSUs vest ratably over four years after his employment terminates, subject to continued service conditions.

Why did BGC (BGC) Co-CEO Jean-Pierre Aubin sell shares according to the Form 4?

The Form 4 states the 10,000-share sale was made primarily to fund a personal real estate transaction. This explanation is included in the filing’s footnote, which also describes the pricing details and confirms the sales were executed into the market.

What transaction type is disclosed in Jean-Pierre Aubin’s BGC (BGC) Form 4?

The Form 4 reports an open-market sale of BGC Group Class A common stock, coded as “S” for a sale in the open market or private transaction. Ownership is listed as direct, with the remaining holdings combining shares and restricted stock units.