Welcome to our dedicated page for BGC Group SEC filings (Ticker: BGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
BGC Group, Inc. (Nasdaq: BGC) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as a global marketplace, data, and financial technology services company. These SEC filings cover its activities in investment banking and securities dealing, brokerage, and multi-asset markets such as fixed income, foreign exchange, energy, commodities, shipping, equities, and products traded on the FMX Futures Exchange.
Among the most informative filings for BGC are its annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe the company’s business, risk factors, segment information, and financial statements. Investors use these reports to understand how BGC presents its brokerage and financial technology activities, its use of non-GAAP measures such as Adjusted Earnings and Adjusted EBITDA, and its explanations of items like equity-based compensation and acquisition-related costs.
Current reports on Form 8-K provide more frequent updates on specific events. For BGC, recent 8-K filings have addressed quarterly earnings releases, updated financial outlooks, exchange offers for senior notes due 2030, the scheduling of the annual meeting of stockholders, and changes in control related to the divestiture of holdings by a former executive. These filings help readers track material developments in governance, capital structure, and financing activities.
The company’s definitive proxy statement on Schedule 14A offers additional detail on topics such as the composition and responsibilities of the Board of Directors, voting rights associated with Class A and Class B common stock, executive compensation, and stockholder proposal procedures. Filings related to debt offerings and exchange offers describe the terms of BGC’s senior notes and the mechanics of registered exchange transactions.
On this page, users can access BGC’s SEC filings and benefit from AI-powered summaries that explain the key points of lengthy documents. Real-time updates from the EDGAR system make it possible to review new 10-K and 10-Q reports, 8-K current reports, and proxy statements as they are filed. Users can also examine disclosures related to capital markets transactions and governance changes, and use AI-generated highlights to focus on sections most relevant to their analysis.
BGC Group (BGC) director reported an equity award. On 11/12/2025, the reporting person acquired 5,447 shares of Class A common stock via restricted stock units (RSUs) at a price of $0 under the company’s Long Term Incentive Plan.
Each RSU converts into one share upon vesting. Of the 5,447 RSUs, 2,723 vest on November 12, 2026, and 2,724 vest on November 12, 2027, contingent on continued Board service. Following the transaction, the reporting person beneficially owned 24,999 shares directly.
The filing notes this total includes 13,092 shares held directly and 6,460 previously granted RSUs, of which 3,937 vest on November 14, 2025, and 2,523 vest on September 16, 2026, subject to continued service.
BGC Group, Inc. reported the results of its 2025 annual meeting held on November 12, 2025. All six director nominees were elected. Stockholders voted together as a single class, with Class A shares carrying one vote per share and Class B shares carrying ten votes per share.
Ernst & Young LLP was ratified as independent registered public accounting firm for the year ending December 31, 2025, with 1,404,237,112 votes for, 1,727,339 against, and 144,505 abstentions. The advisory vote on executive compensation passed with 1,271,561,308 votes for, 87,355,388 against, 1,181,517 abstentions, and 46,010,743 broker non-votes.
BGC Group, Inc. filed a Post-Effective Amendment No. 1 to its 2024 automatic shelf registration (File No. 333-283108) to deregister previously registered senior notes. The company terminated offerings under the 2024 shelf after filing a new Form S-3 (File No. 333-291427), which became effective pursuant to Rule 462(e) and covers market-making transactions in these securities.
The affected securities are BGC’s 4.375% Senior Notes due 2025, 8.000% Senior Notes due 2028, and 6.600% Senior Notes due 2029.
BGC Group, Inc. filed its quarterly report for the period ended September 30, 2025, outlining capital structure updates, financing activity, and governance developments. The Board re-approved a $400.0 million share repurchase authorization on November 5, 2025. The Company lists multiple senior notes outstanding, including $700.0 million 6.150% notes maturing April 2, 2030, $500.0 million 6.600% notes maturing June 10, 2029, $288.2 million 4.375% notes maturing December 15, 2025, and $347.2 million 8.000% notes maturing May 25, 2028.
The report highlights the FMX transaction, where FMX Equity Partners contributed $172 million for 25.75% ownership, with an additional 10.3% tied to volume targets. It also notes the confirmation of Mr. Howard W. Lutnick as U.S. Secretary of Commerce and related leadership transition references. As context, shares outstanding were 359,294,852 Class A and 109,452,953 Class B as of November 7, 2025.
BGC Group, Inc. (BGC) furnished an 8-K announcing its Q3 2025 results press release. The Company reported that it issued a press release covering financial results for the quarter ended September 30, 2025, which is attached as Exhibit 99.1 and incorporated by reference as described therein.
Most of the information in Exhibit 99.1 is being furnished under Item 2.02, which means it is not deemed filed for liability purposes. However, the section titled “Dividend Information” in Exhibit 99.1 is being filed under Item 2.02 and will be deemed incorporated by reference in Securities Act filings where specifically referenced. The filing also includes customary forward‑looking statements language, noting risks and uncertainties that could cause actual results to differ from expectations.
Stephen M. Merkel, Chairman and General Counsel of BGC Group, Inc. (BGC), reported a sale of 16,511 shares of Class A common stock under a company repurchase on 10/03/2025. The shares were repurchased at the Nasdaq closing price of $9.21 per share and the transaction was approved by the Audit Committee under the company's buyback authorization.
The filing shows the reporting person retains 134,435 shares directly after the sale and beneficially owns additional shares 6,258 via family trusts and 46,131 in a 401(k) account. The report also discloses 134,435 shares figure includes restricted stock units (RSUs) totaling 134,435 granted under the Long Term Incentive Plan, split into tranches of 61,684 RSUs vesting ratably each April 1 in 2026–2029 and 72,751 RSUs vesting ratably each April 1 in 2026–2030, each contingent on continued service and the company generating at least $5,000,000 in gross revenues for the applicable quarter.
CF Group Management Inc. reported that Cantor Fitzgerald, L.P. purchased 8,973,721 shares of BGC Group, Inc. Class B common stock on 10/06/2025 at $9.2082 per share, increasing aggregate beneficial ownership reported to 102,314,198 Class B shares (indirect). The purchase price was based on a three-day VWAP of the Company’s Class A shares from 05/14/2025–05/16/2025, reduced by $0.032 per share to account for after-tax dividend amounts paid or payable to the seller, Howard W. Lutnick.
The filing also shows a simultaneous disposal of 2,972,524 Class B shares. Class B shares are convertible one-for-one into Class A shares. CF Group Management, Inc. is the managing general partner of Cantor Fitzgerald, L.P., and disclaims beneficial ownership beyond its pecuniary interest.
BGC Group, Inc. reported that Cantor Fitzgerald, L.P., a director and >10% owner, purchased $9.2082 per share for 8,973,721 shares of Class B common stock on 10/06/2025. After the transaction, the reporting person beneficially owns 102,314,198 shares. The filing explains the per-share price was set equal to the 3-day VWAP of the Company’s Class A shares on 05/14/2025-05/16/2025, reduced by $0.032 to reflect after-tax dividend amounts payable to the seller. The Class B shares are convertible one-for-one into Class A shares, which preserves potential voting or economic alignment between share classes.
Howard W. Lutnick, a director and 10% owner of BGC Group, Inc. (BGC), reported multiple transactions effective 10/06/2025 that materially changed his indirect holdings and voting interests. He closed a sale of the voting shares of CF Group Management, Inc. (the managing general partner of Cantor Fitzgerald, L.P.) for $200,000, after which he no longer beneficially owned the 93,340,477 Class B shares held by CFLP or the 2,972,524 Class B shares held by CFGM. He also sold equity interests in KBCR Management Partners and Tangible Benefits for an aggregate $13,096,795.70, relinquishing 2,335,967 Class B shares and 600,938 Class A shares those entities held. Separately, the company repurchased 337,765 Class A shares originating in retirement accounts at $9.2082 per share. Lutnick sold 8,973,721 Class B shares held directly to CFLP at $9.2082 per share (net of specified dividend adjustments). The filing disclaims beneficial ownership of securities held by the listed entities beyond any pecuniary interest.
Brandon G. Lutnick reported multiple related-party purchases that materially increased his indirect ownership of BGC Group, Inc. common stock. On 10/06/2025 he closed the purchase of the voting shares of CF Group Management, Inc. for an aggregate price of $200,000, giving him beneficial ownership of 93,340,477 Class B shares held by Cantor Fitzgerald, L.P. and 2,972,524 Class B shares held by CFGM.
Concurrently he acquired all equity interests in KBCR Management Partners, LLC and Tangible Benefits, LLC for $13,096,795.70, which consolidates prior reported holdings and resulted in aggregated reported holdings of 109,405,906 Class B shares and 1,978,568 Class A shares (post-transactions). Separately, CFLP purchased 8,973,721 Class B shares at $9.2082 per share (3-day VWAP basis, adjusted). The report describes these holdings as indirect through trusts and entities where he is trustee or manager and disclaims beneficial ownership beyond his pecuniary interest.