Officer Carl Carlson Reports 65,811 Beacon Financial (BBT) Shares

Rhea-AI Filing Summary

Form 3 (Initial Statement) filed for Carl M. Carlson reporting beneficial ownership in Beacon Financial Corp (ticker: BBT). The filing shows Mr. Carlson, listed as an officer with the title CFO & Chief Strategy Officer, directly beneficially owns 65,811 shares of Beacon Financial Corp common stock. The event date triggering the filing is 09/01/2025 and the form is signed by a power of attorney, Marissa S. Martin, on 09/05/2025. The submission provides name, address (Boston, MA 02116) and confirms this is an individual filing by one reporting person.

Positive

• Initial disclosure completed: The Form 3 timely reports the officer's beneficial ownership as required under Section 16.
• Clear ownership detail: Reports 65,811 shares held directly, with officer title and issuer identified.

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR The Form 3 discloses an officer's initial ownership of 65,811 shares; disclosure appears routine and compliant.

The filing is an initial Section 16 Form 3 for Carl M. Carlson as an officer (CFO & Chief Strategy Officer) of Beacon Financial Corp (BBT). It reports direct ownership of 65,811 shares, includes the reporting person’s address, and is executed via power of attorney. For compliance purposes the material elements required on a Form 3 are present: reporting person identity, relationship to issuer, amount and form of ownership, and signature date. No derivatives, amendments, or additional explanatory remarks are included.

Corporate Governance Specialist

TL;DR Disclosure documents a senior officer’s equity stake; nothing in the filing signals governance changes or material events.

The Form 3 serves to notify investors and regulators of Mr. Carlson’s beneficial ownership as an officer. The record is concise and limited to equity holdings with no derivative positions or indirect holdings disclosed. Because this is an initial ownership statement without transactions, it does not in itself indicate compensation events, grants, or transfers that would affect dilution or voting control.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Carlson Carl M

(Last) (First) (Middle)

131 CLARENDON STREET

(Street)

BOSTON MA 02116

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025

3. Issuer Name and Ticker or Trading Symbol
Beacon Financial Corp [ BBT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO & Chief Strategy Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	65,811	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Carl M. Carlson, by Marissa S. Martin, P.O.A.	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for Beacon Financial Corp (BBT) filed by Carl M. Carlson disclose?

The form discloses that Carl M. Carlson, an officer (CFO & Chief Strategy Officer), directly owns 65,811 shares of Beacon Financial Corp common stock.

When was the event requiring this Form 3 filed for Carl M. Carlson?

The event date listed is 09/01/2025 and the form bears a signature by power of attorney dated 09/05/2025.

Does the Form 3 report any derivative securities or indirect ownership for BBT?

No. The filing lists only direct ownership of common stock and shows no derivative securities or indirect holdings.

Is this Form 3 filed jointly or by a single reporting person?

The form indicates it was filed by one reporting person (individual filing).

What officer title is reported for Carl M. Carlson on the Form 3?

The filing lists his relationship to the issuer as Officer with the title CFO & Chief Strategy Officer.