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  4. [Form 3] BHP Group Ltd Initial Statement of Beneficial Ownership

BHP Group (NYSE: BHP) controller reports share and award holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BHP Group Ltd executive Emma Kate Stone, Group Financial Controller, reported her existing ownership in ordinary shares and employee equity awards. The disclosure lists direct and indirect holdings of ordinary shares, including 3,132 shares held directly and additional shares held through superannuation fund trustees.

Stone also holds three tranches of Conditional Awards, each representing a contingent right to one ordinary share. These cover 7,774, 11,392 and 15,446 underlying shares, granted in 2023, 2024 and 2025 and scheduled to vest between June 30, 2026 and June 30, 2028, subject to continued service under the plan rules.

Positive

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Negative

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Insider Stone Emma Kate
Role Group Financial Controller
Type Security Shares Price Value
holding Conditional Awards -- -- --
holding Conditional Awards -- -- --
holding Conditional Awards -- -- --
holding Ordinary Shares, no par value per share -- -- --
holding Ordinary Shares, no par value per share -- -- --
holding Ordinary Shares, no par value per share -- -- --
holding Ordinary Shares, no par value per share -- -- --
Holdings After Transaction: Conditional Awards — 7,774 shares (Direct); Ordinary Shares, no par value per share — 3,132 shares (Direct); Ordinary Shares, no par value per share — 6,000 shares (Indirect, By Stone's Management Services Pty. Ltd. as trustee for NPEKS Superannuation Fund)
Footnotes (1)
  1. Each Conditional Award represents a contingent right to receive one BHP Group ordinary share. The Conditional Awards were granted on September 27, 2023 and will vest in accordance with the plan rules subject to continued service through June 30, 2026. Each Conditional Award represents a contingent right to receive one BHP Group ordinary share. The Conditional Awards were granted on October 4, 2024 and will vest in accordance with the plan rules subject to continued service through June 30, 2027. Each Conditional Award represents a contingent right to receive one BHP Group ordinary share. The Conditional Awards were granted on October 3, 2025 and will vest in accordance with the plan rules subject to continued service through June 30, 2028.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Stone Emma Kate
(Last)(First)(Middle)
171 COLLINS STREET
(Street)
MELBOURNE, VICTORIA 3000AUSTRALIA
(City)(State)(Zip)
AUSTRALIA
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
BHP Group Ltd [ BHP ]
3a. Foreign Trading Symbol
[BHP] 		5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Group Financial Controller
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, no par value per share3,132D
Ordinary Shares, no par value per share6,000IBy Stone's Management Services Pty. Ltd. as trustee for NPEKS Superannuation Fund
Ordinary Shares, no par value per share2,000IBy RAJMS Pty. Ltd. as trustee for Stone's Pharmacy Staff Superannuation Fund
Ordinary Shares, no par value per share3,000IBy C & S Super Pty Ltd as trustee for C & S Stone Superannuation Fund
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Conditional Awards (1) (1)Ordinary Shares7,774(1)D
Conditional Awards (2) (2)Ordinary Shares11,392(2)D
Conditional Awards (3) (3)Ordinary Shares15,446(3)D
Explanation of Responses:
1. Each Conditional Award represents a contingent right to receive one BHP Group ordinary share. The Conditional Awards were granted on September 27, 2023 and will vest in accordance with the plan rules subject to continued service through June 30, 2026.
2. Each Conditional Award represents a contingent right to receive one BHP Group ordinary share. The Conditional Awards were granted on October 4, 2024 and will vest in accordance with the plan rules subject to continued service through June 30, 2027.
3. Each Conditional Award represents a contingent right to receive one BHP Group ordinary share. The Conditional Awards were granted on October 3, 2025 and will vest in accordance with the plan rules subject to continued service through June 30, 2028.
/s/ Stefanie Kate Wilkinson, Attorney-in-Fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Emma Kate Stone’s Form 3 report for BHP (BHP)?

The Form 3 reports Emma Kate Stone’s existing holdings in BHP ordinary shares and Conditional Awards. It details direct and indirect share ownership plus three tranches of equity awards that convert into ordinary shares upon future vesting, subject to continued service.

Who is the insider reporting holdings in this BHP (BHP) Form 3?

The insider is Emma Kate Stone, BHP Group Ltd’s Group Financial Controller. The report identifies her role and sets out both her direct and indirect ownership of BHP ordinary shares, along with Conditional Awards tied to future vesting dates.

What are the Conditional Awards reported for BHP (BHP) in this Form 3?

Each Conditional Award represents a contingent right to receive one BHP ordinary share. Stone holds three award tranches over 7,774, 11,392 and 15,446 underlying shares, granted between September 2023 and October 2025, with vesting through June 2026–June 2028.

When do Emma Kate Stone’s BHP (BHP) Conditional Awards vest?

The Conditional Awards vest under plan rules subject to continued service. Tranches granted in 2023, 2024 and 2025 are scheduled to vest on June 30, 2026, June 30, 2027 and June 30, 2028, respectively, if the service condition continues to be satisfied.

Does this BHP (BHP) Form 3 show any insider share purchases or sales?

The report only lists holdings, not new market transactions. All entries are recorded as holdings with unknown transaction codes, and the transaction summary shows no buy, sell, exercise, gift, or tax-withholding activity reported for the period covered.

How are indirect BHP (BHP) share holdings reported for Emma Kate Stone?

Indirect holdings are reported under entities acting as trustees for superannuation funds. The Form 3 notes BHP ordinary shares held by Stone’s Management Services Pty Ltd, RAJMS Pty Ltd, and C & S Super Pty Ltd in their capacities as trustees for specified superannuation funds.