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Brookfield Infrastructure (BIP) CEO details exchangeable and LP unit stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Brookfield Infrastructure Partners L.P. Chief Executive Officer Samuel James Bernard Pollock filed a Form 3 reporting his initial ownership of the company’s securities. He reports direct holdings of 5,898 Class A Exchangeable Subordinate Voting Shares and 53,085 Non-Voting Limited Partnership Units as of March 18, 2026. Additional blocks of both securities are held indirectly through entities and vehicles such as 1000751017 Ontario Inc., Partners Ltd./Partners Value Fund, the Pollock Foundation, a Registered Retirement Savings Plan, and 96345 Canada Inc. The exchangeable shares of Brookfield Infrastructure Corporation are described as exchangeable on a one-for-one basis into Non-Voting Limited Partnership Units of Brookfield Infrastructure Partners L.P. or their cash equivalent at the partnership’s election.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Pollock Samuel James Bernard

(Last)(First)(Middle)
C/O BROOKFIELD INFRASTRUCTURE PARTNERS
73 FRONT STREET, FIFTH FL

(Street)
HAMILTONHM 12

(City)(State)(Zip)

BERMUDA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Brookfield Infrastructure Partners L.P. [ BIP ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Non-Voting Limited Partnership Units53,085D
Non-Voting Limited Partnership Units148,429ISee Footnote(1)
Non-Voting Limited Partnership Units173,026ISee Footnote(2)
Non-Voting Limited Partnership Units148,429ISee Footnote(3)
Non-Voting Limited Partnership Units68,950ISee Footnote(4)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Class A Exchangeable Subordinate Voting Shares(5) (5) (5)Non-Voting Limited Partnership Units5,898(5)D
Class A Exchangeable Subordinate Voting Shares(5) (5) (5)Non-Voting Limited Partnership Units8,779(5)ISee Footnote(6)
Class A Exchangeable Subordinate Voting Shares(5) (5) (5)Non-Voting Limited Partnership Units28,838(5)ISee Footnote(2)
Class A Exchangeable Subordinate Voting Shares(5) (5) (5)Non-Voting Limited Partnership Units16,491(5)ISee Footnote(3)
Class A Exchangeable Subordinate Voting Shares(5) (5) (5)Non-Voting Limited Partnership Units5,016(5)ISee Footnote(4)
Explanation of Responses:
1. Held through 1000751017 Ontario Inc.
2. Held through Partners Ltd./Partners Value Fund.
3. Held through Pollock Foundation.
4. Held through Registered Retirement Savings Plan.
5. Represents Class A Exchangeable Subordinate Voting Shares of Brookfield Infrastructure Corporation which are exchangeable into Non-Voting Limited Partnership Units of Brookfield Infrastructure Partners L.P. on a one-for-one basis (subject to adjustment to reflect certain capital events) or its cash equivalent (the form of payment to be determined at the election of Brookfield Infrastructure Partners L.P.).
6. Held through 96345 Canada Inc.
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney
/s/ Lee-Anne Yeo, Attorney-in-Fact03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Samuel Pollock’s Form 3 for Brookfield Infrastructure Partners (BIP) disclose?

The Form 3 discloses Samuel Pollock’s initial ownership of Brookfield Infrastructure securities. It lists his direct and indirect holdings in Class A Exchangeable Subordinate Voting Shares and Non-Voting Limited Partnership Units, establishing his baseline insider position as Chief Executive Officer.

How many Brookfield Infrastructure exchangeable shares does Samuel Pollock directly own?

Samuel Pollock reports direct ownership of 5,898 Class A Exchangeable Subordinate Voting Shares. The filing also notes several additional indirect positions in these exchangeable shares held through related entities, including blocks such as 8,779 and 28,838 shares, but does not aggregate them.

What Non-Voting Limited Partnership Units of Brookfield Infrastructure Partners does Samuel Pollock hold?

The filing shows Pollock directly holding 53,085 Non-Voting Limited Partnership Units. It also lists multiple indirect unit positions, including blocks like 148,429 and 173,026 units, held through entities identified in the footnotes, rather than in his name personally.

How are Brookfield Infrastructure’s Class A Exchangeable Subordinate Voting Shares described in the Form 3?

The Class A Exchangeable Subordinate Voting Shares are described as shares of Brookfield Infrastructure Corporation. They are exchangeable on a one-for-one basis into Non-Voting Limited Partnership Units of Brookfield Infrastructure Partners L.P. or their cash equivalent, at the partnership’s election.

Through which entities are some of Samuel Pollock’s Brookfield Infrastructure holdings held indirectly?

Indirect holdings are reported through several entities and vehicles. These include 1000751017 Ontario Inc., Partners Ltd./Partners Value Fund, the Pollock Foundation, a Registered Retirement Savings Plan, and 96345 Canada Inc., reflecting ownership structures beyond Pollock’s direct personal account.
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