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Keel Infrastructure (KEEL) GC details options and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Keel Infrastructure Corp. General Counsel, Global, Rachel Rose Silverstein filed an initial statement of ownership showing her equity position in the company. She holds stock options for 145,000 common shares at an exercise price of $2.18 per share, expiring on September 30, 2029. These options vest in four equal installments between September 30, 2024 and March 30, 2026. She also holds 55,109 restricted stock units, which vest yearly in three equal installments starting July 10, 2026, with each RSU representing one common share or equivalent cash value at the issuer’s election. In addition, she directly owns 1,390 common shares.

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Insider Silverstein Rachel Rose
Role General Counsel, Global
Type Security Shares Price Value
holding Stock Options (Right to Buy) -- -- --
holding Restricted Stock Units -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Stock Options (Right to Buy) — 145,000 shares (Direct); Restricted Stock Units — 55,109 shares (Direct); Common Shares — 1,390 shares (Direct)
Footnotes (1)
  1. On September 30, 2024 the reporting person was granted 145,000 stock options which vest in equal installments at September 30, 2024, March 30, 2025, September 30, 2025 and March 30, 2026. The price was converted into its U.S. Dollar equivalent using the Bank of Canada daily exchange rate on March 30, 2026 (at CAD 1.00 = USD 0.718). Represents restricted stock units ("RSUs") that vest yearly in three equal installments starting July 10, 2026. Each RSU represents a contingent right to receive one common share or an equivalent value in cash at the issuer's election.
Stock options underlying shares 145,000 shares Underlying common shares for options held by General Counsel
Option exercise price $2.18 per share Exercise price for 145,000 stock options
Option expiration date September 30, 2029 Expiration of stock options held by General Counsel
Restricted stock units 55,109 units RSUs vesting in three yearly installments starting July 10, 2026
Direct common shares 1,390 shares Direct common share ownership reported
FX conversion rate CAD 1.00 = USD 0.718 Bank of Canada rate used to convert option price
Stock Options (Right to Buy) financial
"security_title: "Stock Options (Right to Buy)""
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"Represents restricted stock units ("RSUs") that vest yearly in three equal installments"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Bank of Canada daily exchange rate financial
"converted into its U.S. Dollar equivalent using the Bank of Canada daily exchange rate"
contingent right financial
"Each RSU represents a contingent right to receive one common share"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Silverstein Rachel Rose

(Last)(First)(Middle)
120 BROADWAY
SUITE 1075

(Street)
NEW YORK NEW YORK 10004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026
3. Issuer Name and Ticker or Trading Symbol
Keel Infrastructure Corp. [ KEEL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel, Global
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares1,390D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy) (1)09/30/2029Common Shares145,000$2.18(2)D
Restricted Stock Units (3) (3)Common Shares55,109(4)D
Explanation of Responses:
1. On September 30, 2024 the reporting person was granted 145,000 stock options which vest in equal installments at September 30, 2024, March 30, 2025, September 30, 2025 and March 30, 2026.
2. The price was converted into its U.S. Dollar equivalent using the Bank of Canada daily exchange rate on March 30, 2026 (at CAD 1.00 = USD 0.718).
3. Represents restricted stock units ("RSUs") that vest yearly in three equal installments starting July 10, 2026.
4. Each RSU represents a contingent right to receive one common share or an equivalent value in cash at the issuer's election.
/s/ Rachel Silverstein04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What equity awards does Keel Infrastructure (KEEL) General Counsel Rachel Rose Silverstein hold?

She holds stock options over 145,000 common shares at a $2.18 exercise price and 55,109 restricted stock units. These positions give her meaningful long-term exposure to Keel Infrastructure’s share performance through both options and RSUs.

When do Rachel Rose Silverstein’s stock options in Keel Infrastructure (KEEL) vest?

The 145,000 stock options vest in four equal installments on September 30, 2024, March 30, 2025, September 30, 2025, and March 30, 2026. This staged vesting schedule ties her incentives to company performance over multiple years.

How are Rachel Rose Silverstein’s Keel Infrastructure (KEEL) RSUs structured?

She holds 55,109 restricted stock units that vest yearly in three equal installments starting July 10, 2026. Each RSU represents a contingent right to receive one common share or equivalent cash, at Keel Infrastructure’s election upon settlement.

What direct common share ownership does Rachel Rose Silverstein report in Keel Infrastructure (KEEL)?

She directly owns 1,390 common shares of Keel Infrastructure. This direct shareholding is in addition to her equity awards, which include stock options on 145,000 underlying shares and 55,109 restricted stock units linked to common shares.

What is the exercise price and expiration for Rachel Rose Silverstein’s Keel Infrastructure stock options?

Her stock options have a $2.18 per share exercise price, converted from Canadian dollars using a Bank of Canada rate, and expire on September 30, 2029. This long-dated option grant provides extended upside exposure to future share performance.