BioVie (BIVI) OKs amended 2019 plan; 3,100,000 shares authorized

BioVie Inc. reported that stockholders approved an amendment and restatement of its 2019 Omnibus Equity Incentive Plan, effective November 10, 2025.

Rhea-AI Filing Summary

BioVie Inc. reported that stockholders approved an amendment and restatement of its 2019 Omnibus Equity Incentive Plan, effective November 10, 2025. The revised plan increases the number of shares of common stock authorized for issuance under the plan to 3,100,000 shares.

The plan is intended to help attract, retain, and incentivize employees, directors, and consultants, and to align their interests with stockholders. The full amended plan is incorporated by reference from the company’s September 25, 2025 definitive proxy statement.

Insights

Compensation & Governance Analyst

Shareholder-approved equity plan now authorizes 3,100,000 shares.

BioVie obtained stockholder approval to amend and restate its 2019 equity plan, effective November 10, 2025. The amendment sets the plan’s authorized issuance capacity at 3,100,000 shares, supporting ongoing equity grants for employees, directors, and consultants.

This is a routine governance step that provides flexibility for equity-based compensation. Actual impact depends on future grant activity and vesting outcomes as disclosed in subsequent filings.

8-K Event Classification

2 items: 5.02, 9.01

2 items

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did BioVie (BIVI) announce in this 8-K?

Stockholders approved an amendment and restatement of the 2019 Omnibus Equity Incentive Plan, effective November 10, 2025.

How many shares are authorized under BioVie’s amended 2019 plan?

The amendment increases the number of shares authorized for issuance under the plan to 3,100,000 shares.

When did the amended plan become effective for BIVI?

The amended and restated plan became effective on November 10, 2025.

Why did BioVie amend the 2019 equity plan?

To attract, retain, and incentivize employees, directors, and consultants, and align their interests with stockholders.

Where can investors find the full text of the amended plan?

It is incorporated by reference as Appendix A to the definitive proxy statement filed on September 25, 2025.

Was the approval tied to the annual meeting?

Yes. The stockholder approval occurred at the company’s 2025 annual meeting on November 10, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/13/2025 - 05:01 PM Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 10, 2025

BioVie Inc.

(Exact name of registrant as specified in its charter)

Nevada		001-39015		46-2510769
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

680 W Nye Lane Suite 201 Carson City, NV		89703
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (775) 888-3162

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Class A Common Stock, Par Value $0.0001 Per Share	BIVI	The Nasdaq Stock Market, LLC
Warrants to purchase Class A Common Stock, $0.0001 par value per share	BIVIW	The Nasdaq Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.

On November 10, 2025, at the 2025 annual meeting of stockholders (the “Annual Meeting”) of BioVie Inc. (the “Company”), the Company’s stockholders approved an amendment and restatement of the BioVie Inc. 2019 Omnibus Equity Incentive Plan (the “2019 Plan”), effective November 10, 2025.

The purpose of the 2019 Plan is to help the Company attract, retain and provide incentives to employees, directors, and consultants of the Company and its affiliates, and to align the interests of such service providers with those of the Company’s stockholders. The amended and restated 2019 Plan increases the number of shares of common stock authorized for issuance under the 2019 Plan to 3,100,000 shares, enabling the Company to continue to grant equity compensation under the 2019 Plan.

The foregoing description of the amended and restated 2019 Plan is qualified in its entirety by reference to the actual terms of the amended and restated 2019 Plan, a copy of which is attached as Appendix A to the Company’s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 25, 2025.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.		Description
10.1		BioVie Inc. 2019 Omnibus Equity Incentive Plan (Amended and Restated through November 10, 2025) (incorporated by reference to Appendix A to the Definitive Proxy Statement on Schedule 14A, filed on September 25, 2025)
104		Cover Page Interactive Data File (embedded within the inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	BioVie INC.
	By:	/s/ Joanne Wendy Kim
		Name:	Joanne Wendy Kim
		Title:	Chief Financial Officer
Date: November 13, 2025