Brookdale Senior SEC Filings

Deerfield-related entities report beneficial ownership of 11,637,032 shares of Brookdale Senior Living Inc. common stock, representing 4.90% of the class. The filing shows shared voting and dispositive power over those shares and indicates the holdings are held by Deerfield Partners, L.P., with Deerfield Mgmt, L.P. as general partner and Deerfield Management Company, L.P. as investment advisor; James E. Flynn is identified as an individual reporting person. The filing is a joint statement that references a joint filing agreement, an Item 8 statement and a previously filed power of attorney. The statement also certifies the holdings were not acquired to change or influence control of the issuer.

Benjamin J. Ricci, Division Vice President of Brookdale Senior Living Inc. (symbol BKDT), reported a transaction on 08/20/2025. The Form 4 shows a disposition of 199 shares of Common Stock at a price of $7.31 per share, leaving the reporting person with 178,954 shares beneficially owned, held directly. The filing explains the 199-share reduction represents share withholding to satisfy tax withholding obligations arising from the vesting of previously granted restricted stock units. The Form 4 was signed by power of attorney on 08/21/2025.

Deerfield Mgmt, L.P. and affiliated entities reported beneficial ownership of 15,362,264 shares of Brookdale Senior Living common stock, representing 6.47% of the class, in Amendment No. 3 to a Schedule 13G/A. The filing is submitted under Rule 13d-1(b), indicating a passive reporting status. All reporting persons disclose 0 sole voting and dispositive power and 15,362,264 shares of shared voting and dispositive power. The statement includes a certification that the securities were not acquired to change or influence control. The filing was signed by Jonathan Isler as Attorney-in-Fact on 08/14/2025 and cites an event date of 06/30/2025.