STOCK TITAN

Baker Hughes (BKR) officer boosts holdings after RSU exercises, share dispositions

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes Company executive James E. Apostolides, Chief Infrastructure & Performance Officer, reported multiple equity transactions in Class A Common Stock. On January 30, 2026, 4,484 shares were acquired through the exercise of restricted stock units and 1,317 shares were disposed of at $56.04 per share, leaving 26,172 shares directly held afterward.

On February 2, 2026, 5,821 additional shares were acquired via restricted stock units and 1,709 shares were disposed of at $56.45 per share, increasing direct ownership to 30,284 Class A shares. Derivative holdings include 8,968 restricted stock units from a January 30, 2025 grant and 5,822 restricted stock units from a February 1, 2024 grant, which vest in three equal annual installments as described in the footnotes.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Apostolides James E

(Last) (First) (Middle)
575 NORTH DAIRY ASHFORD ROAD, SUITE 100

(Street)
HOUSTON TX 77079-1121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Infra & Performance Ofcr
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/30/2026 M 4,484 A (1) 27,489 D
Class A Common Stock 01/30/2026 F 1,317 D $56.04 26,172 D
Class A Common Stock 02/02/2026 M 5,821 A (1) 31,993 D
Class A Common Stock 02/02/2026 F 1,709 D $56.45 30,284 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units 01_25 (1) 01/30/2026 M 4,484 (2) (2) Class A Common Stock 4,484 (1) 8,968 D
Restricted Stock Unit 02_24 (1) 02/02/2026 M 5,821 (3) (3) Class A Common Stock 5,821 (1) 5,822 D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. Represents the first of three equal annual installments that vest annually beginning on the first anniversary of the January 30, 2025 grant date.
3. Represents the second of three equal annual installments that vest annually beginning on the first anniversary of the February 1, 2024 grant date.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Baker Hughes (BKR) report for James E. Apostolides?

James E. Apostolides reported acquiring Class A Common Stock via restricted stock unit exercises and disposing of some shares. On January 30, 2026 and February 2, 2026, he exercised 4,484 and 5,821 units, respectively, and disposed of 1,317 and 1,709 shares at prices above $56.

How many Baker Hughes (BKR) shares does James E. Apostolides hold after these Form 4 transactions?

After the reported transactions, James E. Apostolides directly holds 30,284 shares of Baker Hughes Class A Common Stock. This figure reflects net holdings following both the acquisition of shares from restricted stock unit exercises and the disposition of a portion of those shares on the reported dates.

What were the prices for the Baker Hughes (BKR) share dispositions reported in this Form 4?

The dispositions of Baker Hughes Class A Common Stock were reported at $56.04 per share for 1,317 shares on January 30, 2026 and $56.45 per share for 1,709 shares on February 2, 2026. These transactions followed stock acquisitions from restricted stock unit exercises.

What restricted stock unit awards are involved in this Baker Hughes (BKR) Form 4 filing?

Two restricted stock unit awards are involved: a January 30, 2025 grant labeled “Restricted Stock Units 01_25” and a February 1, 2024 grant labeled “Restricted Stock Unit 02_24.” Each unit represents one Class A share, vesting in three equal annual installments per the footnotes.

What derivative holdings does James E. Apostolides retain in Baker Hughes (BKR) after these transactions?

Following the transactions, James E. Apostolides beneficially owns 8,968 restricted stock units from the January 30, 2025 grant and 5,822 restricted stock units from the February 1, 2024 grant. Each restricted stock unit represents a right to receive one share of Class A Common Stock without payment.

What is James E. Apostolides’ role at Baker Hughes (BKR) as disclosed in the Form 4?

The Form 4 identifies James E. Apostolides as an officer of Baker Hughes, serving as Chief Infrastructure & Performance Officer. The filing indicates the transactions are reported by one reporting person and that his ownership in the reported securities is held directly rather than through an intermediate entity.
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