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Baker Hughes (BKR) CFO converts RSUs to shares and withholds stock for taxes

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes Co executive Ahmed Farhan Moghal, EVP and Chief Financial Officer, reported equity award activity involving the company’s Class A Common Stock. On February 24, 2026, he exercised 8,049 restricted stock units, which converted into 8,049 shares of Class A Common Stock at a price of $0.00 per share.

To cover tax obligations from this vesting, 3,984 shares of Class A Common Stock were disposed of at $64.72 per share as a tax-withholding transaction. After these transactions, he directly held 28,906 shares of Class A Common Stock and 16,099 restricted stock units. The restricted stock units represent rights to receive, without payment, one share of Class A Common Stock per unit, with this vesting described as the first of three equal annual installments from a February 24, 2025 grant.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moghal Ahmed Farhan

(Last) (First) (Middle)
575 NORTH DAIRY ASHFORD ROAD
SUITE 100

(Street)
HOUSTON TX 77079 TX 77079

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/24/2026 M 8,049 A (1) 32,890 D
Class A Common Stock 02/24/2026 F 3,984 D $64.72 28,906 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units 01_25 (1) 02/24/2026 M 8,049 (2) (2) Class A Common Stock 8,049 (1) 16,099 D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. Represents the first of three equal annual installments that vest annually beginning on the first anniversary of the February 24, 2025 grant date.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Baker Hughes (BKR) CFO Ahmed Farhan Moghal report?

Baker Hughes CFO Ahmed Farhan Moghal exercised 8,049 restricted stock units into 8,049 Class A Common shares, then disposed of 3,984 shares to cover tax obligations. These transactions reflect routine equity award vesting and related tax-withholding activity, not an open-market purchase or sale.

How many Baker Hughes (BKR) shares did the CFO acquire through RSU vesting?

The CFO acquired 8,049 Class A Common shares through the exercise of 8,049 restricted stock units at a stated price of $0.00 per share. Each unit converts into one share, reflecting the first installment of a multi-year equity grant vesting schedule.

How many Baker Hughes (BKR) shares were withheld for taxes in this Form 4?

A total of 3,984 Class A Common shares were disposed of at $64.72 per share to satisfy tax liabilities arising from the restricted stock unit vesting. This tax-withholding disposition is recorded under transaction code F, rather than as an open-market sale by the executive.

What are the Baker Hughes (BKR) CFO’s holdings after these transactions?

Following these transactions, the CFO directly holds 28,906 shares of Baker Hughes Class A Common Stock and 16,099 restricted stock units. Each restricted stock unit represents a right to receive one share of Class A Common Stock in the future without additional payment when vesting conditions are met.

How do the Baker Hughes (BKR) restricted stock units vest for the CFO?

The reported restricted stock units vest in three equal annual installments beginning on the first anniversary of the February 24, 2025 grant date. The 8,049 units that vested on February 24, 2026 represent the first installment of this multi-year equity award vesting schedule for the executive.
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