STOCK TITAN

Baker Hughes (NYSE: BKR) CEO now directly owns 701,049 shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes Chairman, President and CEO Lorenzo Simonelli reported equity transactions in Class A Common Stock. On January 26, 2026, 50,857 restricted stock units were converted into the same number of Class A shares at an exercise price of $0.00 per share.

On the same date, 17,401 Class A shares were disposed of at $56.29 per share under transaction code "F". After these transactions, Simonelli directly owned 701,049 shares of Baker Hughes Class A Common Stock. Each restricted stock unit represented one share, and this vesting was the last of three equal annual installments from a January 24, 2023 grant.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Simonelli Lorenzo

(Last) (First) (Middle)
575 NORTH DAIRY ASHFORD ROAD, SUITE 100

(Street)
HOUSTON TX 77079-1121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/26/2026 M 50,857 A (1) 718,450 D
Class A Common Stock 01/26/2026 F 17,401 D $56.29 701,049 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit 01_23 (1) 01/26/2026 M 50,857 (2) (2) Class A Common Stock 50,857 (1) 0 D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. Represents the last of three equal annual installments that vest annually beginning on the first anniversary of the January 24, 2023 grant date.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Baker Hughes (BKR) CEO Lorenzo Simonelli report?

Lorenzo Simonelli reported converting 50,857 restricted stock units into the same number of Class A Common shares at $0.00 per share, and disposing of 17,401 shares at $56.29 per share on January 26, 2026.

How many Baker Hughes (BKR) shares does the CEO own after this Form 4?

After the reported transactions, Lorenzo Simonelli directly owns 701,049 shares of Baker Hughes Class A Common Stock. This figure reflects the vesting of 50,857 RSUs and the disposition of 17,401 shares on January 26, 2026.

What was the nature of the Baker Hughes (BKR) CEO’s restricted stock units?

Each restricted stock unit represented a right to receive, without payment, one share of Baker Hughes Class A Common Stock. The 50,857 RSUs reported vesting were the last of three equal annual installments from a January 24, 2023 grant.

What do the transaction codes M and F mean in this Baker Hughes (BKR) Form 4?

In this filing, code "M" reflects the exercise or conversion of 50,857 restricted stock units into Class A shares at $0.00 per share. Code "F" reflects the disposition of 17,401 Class A shares at $56.29 per share on the same date.

When did the Baker Hughes (BKR) CEO’s restricted stock units from the 2023 grant finish vesting?

The 50,857 RSUs reported on January 26, 2026 represented the last of three equal annual installments from the grant made on January 24, 2023. The units vested annually, beginning on the first anniversary of that grant date.

Is the Baker Hughes (BKR) CEO’s ownership on this Form 4 direct or indirect?

The filing shows the CEO’s 701,049 shares of Baker Hughes Class A Common Stock as held with direct ownership. The derivative security, a restricted stock unit award, also shows direct ownership with zero units remaining after the conversion.
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