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Baker Hughes (NYSE: BKR) officer sells shares via 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes Chief Infra & Performance Officer James E. Apostolides reported option exercises and share sales. On February 10, 2026, he exercised a stock option for 10,989 Class A shares at $22.98 and sold 14,835 and 10,989 Class A shares at $59.74 per share in open-market transactions.

After these trades, he directly owned 15,449 Class A shares and held no remaining shares under the reported option. The filing notes the activity was conducted under a Rule 10b5-1 trading plan adopted on November 10, 2025, and that the option was granted on January 23, 2020 and vested annually over three years.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Apostolides James E

(Last) (First) (Middle)
575 NORTH DAIRY ASHFORD ROAD, SUITE 100

(Street)
HOUSTON TX 77079-1121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Infra & Performance Ofcr
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/10/2026 S(1) 14,835 D $59.74 15,449 D
Class A Common Stock 02/10/2026 M(1) 10,989 A $22.98 26,438 D
Class A Common Stock 02/10/2026 S(1) 10,989 D $59.74 15,449 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $22.98 02/10/2026 M(1) 10,989 (2) 01/23/2029 Class A Common Stock 10,989 $0 0 D
Explanation of Responses:
1. This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2025.
2. The stock option was granted on January 23, 2020 and vested in three equal annual installments beginning one year from the date of grant.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Baker Hughes (BKR) report for James E. Apostolides?

Baker Hughes reported that officer James E. Apostolides exercised 10,989 stock options and sold 14,835 and 10,989 Class A shares on February 10, 2026. These trades were disclosed in a Form 4 insider filing with detailed prices and resulting share ownership.

How many Baker Hughes (BKR) shares did the officer sell and at what price?

James E. Apostolides sold 14,835 and 10,989 Baker Hughes Class A shares at $59.74 per share. The sales were open-market transactions and are reported as code “S” in the Form 4, indicating standard sale activity rather than an acquisition.

What stock options did the Baker Hughes (BKR) officer exercise on February 10, 2026?

On February 10, 2026, James E. Apostolides exercised a stock option for 10,989 Class A shares at an exercise price of $22.98. The option was originally granted on January 23, 2020 and vested in three equal annual installments beginning one year after the grant date.

How many Baker Hughes (BKR) shares does James E. Apostolides own after the reported transactions?

Following the February 10, 2026 transactions, James E. Apostolides directly owned 15,449 Baker Hughes Class A shares. The exercised option position reported in the filing was reduced to zero, reflecting that all 10,989 option shares covered by that grant were exercised and no longer outstanding.

Was the Baker Hughes (BKR) insider trading activity under a Rule 10b5-1 plan?

Yes. The Form 4 notes that the transactions were executed under a Rule 10b5-1 trading plan adopted by James E. Apostolides on November 10, 2025. Such pre-arranged plans are designed to schedule trades in advance, helping insiders manage sales systematically.

What role does James E. Apostolides hold at Baker Hughes (BKR)?

James E. Apostolides is identified as the Chief Infra & Performance Officer of Baker Hughes. His position makes him a reporting officer under U.S. securities rules, requiring public disclosure of his trades in Baker Hughes equity through Form 4 insider filings.
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