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Baker Hughes (NYSE: BKR) CEO reports RSU vesting and tax share sales

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Lorenzo Simonelli, Chairman, President and CEO of Baker Hughes, reported multiple equity transactions in Class A Common Stock tied to restricted stock unit (RSU) vesting. On January 30, 2026, 38,116 RSUs converted into shares at no cost, and 14,999 shares were disposed of at $56.04 per share, leaving 724,166 shares directly owned that day. On February 2, 2026, 55,885 additional RSUs converted into shares at no cost, and 21,991 shares were disposed of at $56.45 per share. Following these transactions, Simonelli directly owned 758,060 Class A Common shares, and continued to hold derivative positions in RSUs that each represent one share of Class A Common Stock as they vest over multi-year schedules.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Simonelli Lorenzo

(Last) (First) (Middle)
575 NORTH DAIRY ASHFORD ROAD, SUITE 100

(Street)
HOUSTON TX 77079-1121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/30/2026 M 38,116 A (1) 739,165 D
Class A Common Stock 01/30/2026 F 14,999 D $56.04 724,166 D
Class A Common Stock 02/02/2026 M 55,885 A (1) 780,051 D
Class A Common Stock 02/02/2026 F 21,991 D $56.45 758,060 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units 01_25 (1) 01/30/2026 M 38,116 (2) (2) Class A Common Stock 38,116 (1) 76,233 D
Restricted Stock Unit 02_24 (1) 02/02/2026 M 55,885 (3) (3) Class A Common Stock 55,885 (1) 55,886 D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. Represents the first of three equal annual installments that vest annually beginning on the first anniversary of the January 30, 2025 grant date.
3. Represents the second of three equal annual installments that vest annually beginning on the first anniversary of the February 1, 2024 grant date.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did BKR CEO Lorenzo Simonelli report?

Lorenzo Simonelli reported RSU conversions and related share dispositions in Baker Hughes Class A stock. On January 30, 2026 and February 2, 2026, RSUs settled into shares at no cost, with portions of those shares disposed of at prices above $56 per share.

How many Baker Hughes (BKR) shares does the CEO own after these Form 4 trades?

After the reported transactions, Lorenzo Simonelli directly owns 758,060 Baker Hughes Class A Common shares. This figure reflects RSU conversions on January 30 and February 2, 2026, and the associated share dispositions reported on the same dates in the Form 4 filing.

What RSU awards were involved in Lorenzo Simonelli’s 2026 Form 4 for BKR?

The filing shows activity in RSU awards labeled Restricted Stock Units 01_25 and Restricted Stock Unit 02_24. Each RSU represents one Baker Hughes Class A share, with installments vesting annually starting from January 30, 2025 and February 1, 2024 grant anniversaries, respectively.

At what prices were Baker Hughes (BKR) shares disposed of in these CEO transactions?

The reported Class A Common Stock dispositions occurred at $56.04 per share for 14,999 shares on January 30, 2026, and $56.45 per share for 21,991 shares on February 2, 2026. These prices apply only to the specific share amounts listed.

What roles does Lorenzo Simonelli hold at Baker Hughes (BKR) in this Form 4?

In the Form 4, Lorenzo Simonelli is identified as a Director and as an Officer of Baker Hughes, with the title “Chairman, President and CEO.” The transactions reported therefore reflect activity by the company’s top executive and board member in Class A Common Stock and RSUs.
Baker Hughes Co

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