Alexander Capital LP (ALOY) affiliate reports multiple common stock sales

Rhea-AI Filing Summary

Alexander Capital LP filed a Form 144 disclosing proposed dispositions of Common Stock. The filing lists a series of sales by an affiliated holder on specific dates in 2026, including multiple transactions of common shares with dollar proceeds shown for each trade. The filing also lists earlier issuances and a 550,000 shares entry under "Securities To Be Sold."

Insights

Securities Transactions Analyst

Form 144 shows multiple affiliated dispositions of common stock across March–May 2026.

The excerpt lists specific sales with share counts and gross proceeds for each trade (for example, 100,000 shares for $964,771.85 on 05/21/2026). These entries document planned or effected brokered dispositions by an affiliate reporting under Rule 144.

Timing and cash‑flow treatment are tied to the listed trades; the excerpt also shows a separate line of 550,000 shares under "Securities To Be Sold" which appears as an identified lot in the filing. Subsequent filings or transaction confirmations would show whether all listed amounts were actually sold.

Corporate Counsel (Equity Compliance)

Disclosure is administrative: lists dates, share counts, and proceeds per transaction.

The report follows Rule 144 practice by identifying the class (Common Stock, $0.001 par) and the affiliate/holder address. Each sale row pairs a trade date with shares and gross proceeds, documenting the affiliate's reported dispositions within the 90‑day window described by the form's purpose.

Because this is a notice of proposed or intended sales, the precise settlement or final proceeds allocation depends on trading execution; follow‑up SEC filings or broker confirmations would confirm final outcomes.

Key Figures

Largest trade shown: 100,000 shares Proceeds from largest trade: $964,771.85 Other large sale: 93,102 shares +3 more

6 metrics

Largest trade shown 100,000 shares trade date <date>05/21/2026</date>

Proceeds from largest trade <money>$964,771.85</money> trade date <date>05/21/2026</date>

Other large sale 93,102 shares trade date <date>05/13/2026</date>

Proceeds for 93,102 shares <money>$837,852.86</money> <date>05/13/2026</date>

Listed lot under "Securities To Be Sold" 550,000 shares entered under "Securities To Be Sold" (12/01/2015 conversion noted)

Smaller sale example 5,422 shares trade date <date>05/12/2026</date>

Key Terms

Form 144, Rule 144, Securities To Be Sold

3 terms

Form 144 regulatory

"filed to report proposed sales of restricted/affiliate securities"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"implied by the filing practice for affiliate dispositions within a reporting window"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Securities To Be Sold financial

"table header showing a 550,000 share line tied to a prior conversion"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.001 per share	Alexander Capital LP 10 Drs. James Parker Blvd. 202 Red Bank NJ 07701	562507	5152564.12	61213498	06/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.001 per share	12/01/2015	Series A Convertible Preferred Stock acquired in 2015 converted into Common Stock in 2026	Issuer			550000	12/01/2015	Cash
Common Stock, par value $0.001 per share	07/01/2024	Stock Purchase Agreement	Issuer			12507	07/01/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	03/13/2026	49000	602974.53
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	03/16/2026	71000	781507.68
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	03/17/2026	62000	799418.44
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/11/2026	15156	144177.05
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/12/2026	5422	49787.56
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/13/2026	93102	837852.86
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/14/2026	6898	61503.00
Gust Kepler 5430 LBJ FREEWAY SUITE 1485 DALLAS TX 75240	Common Stock, par value $0.001 per share	05/21/2026	100000	964771.85

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ALOY's Form 144 disclose about insider sales?

The Form 144 lists multiple proposed or completed dispositions of ALOY common stock by an affiliate, with specific trade dates, share counts, and gross proceeds for each transaction. The filing includes a separate line showing 550,000 shares under "Securities To Be Sold."

How many shares and proceeds are shown for the largest trade in this ALOY filing?

The largest single trade shown is 100,000 shares on 05/21/2026, with gross proceeds of $964,771.85. Several other transactions list share counts between 4,422 and 93,102 with corresponding gross proceeds.

Who is the reporting holder named in the ALOY Form 144?

The filing names Alexander Capital LP as the issuer/affiliate in the header and shows Gust Kepler as the address associated with multiple trade rows, indicating the affiliate holder and the address tied to the reported dispositions.

Does this Form 144 state whether the company receives proceeds from these sales?

The Form 144 rows show gross proceeds per trade (e.g., $964,771.85), but the excerpt does not state whether proceeds are paid to the issuer or selling holder; the filing lists the transactions as affiliate dispositions.

Are the 550,000 shares listed in "Securities To Be Sold" the total being registered?

The filing includes a line showing 550,000 shares under "Securities To Be Sold." The excerpt does not aggregate other rows to present a combined registered total; it lists that lot as part of the securities information.