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BioLife CEO has 2,775 shares withheld for taxes

BioLife Solutions’ CEO had shares withheld to cover taxes on vested restricted stock units, leaving a sizable direct common stock holding.

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BIOLIFE SOLUTIONS INC (BLFS) director and President and CEO Roderick De Greef reported a Form 4 transaction involving company common stock. On September 18, 2026, 2,775 shares were withheld and disposed of to satisfy his tax withholding obligations arising from the release of restricted stock units, at a price of $36.69 per share. Following this tax-withholding transaction, he held 728,196 shares of common stock directly. No transactions were reported as made under a Rule 10b5-1 trading plan.

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Insider DE GREEF RODERICK
Role President and CEO
Type Security Shares Price Value
Tax Withholding Common Stock F1 2,775 $36.69 $102K
Holdings After Transaction: Common Stock — 728,196 shares (Direct)
Footnotes (1)
  1. F1. Represents the number of shares withheld by the Issuer to satisfy tax withholding obligations of the reporting person that arose upon the release of restricted stock units.
Shares withheld for tax 2,775 shares Common stock withheld on September 18, 2026 to satisfy tax obligations
Withholding price per share $36.69 per share Value used for 2,775 shares withheld for tax obligations
Shares held after transaction 728,196 shares Directly owned BioLife Solutions common stock after the September 18, 2026 transaction
restricted stock units financial
"arose upon the release of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to satisfy tax withholding obligations of the reporting person"
payment of tax liability financial
"Payment of tax liability by delivering or withholding securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did BLFS President and CEO Roderick De Greef report in this Form 4?

He reported that 2,775 shares of BioLife Solutions common stock were withheld and disposed of on September 18, 2026 to satisfy his tax withholding obligations arising from the release of restricted stock units.

At what price were the BLFS shares withheld for the CEO’s tax obligations?

The 2,775 shares of BioLife Solutions common stock were withheld at $36.69 per share in connection with satisfying Roderick De Greef’s tax withholding obligations related to the release of restricted stock units.

How many BLFS shares does the CEO hold after this reported transaction?

After the tax-withholding disposition, Roderick De Greef directly holds 728,196 shares of BioLife Solutions common stock, as reported in the Form 4 for the transaction dated September 18, 2026.

Was this BLFS Form 4 transaction a market sale or a tax withholding event?

The Form 4 describes the transaction as a payment of tax liability by withholding 2,775 shares that arose upon the release of restricted stock units, rather than as an open market purchase or sale.

Was a Rule 10b5-1 trading plan used for this BLFS Form 4 transaction?

No. The filing indicates that no Rule 10b5-1 plan is reported in connection with this transaction involving the withholding of 2,775 shares for tax obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DE GREEF RODERICK

(Last)(First)(Middle)
3303 MONTE VILLA PARKWAY
SUITE 310

(Street)
BOTHELL WASHINGTON 98021

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BIOLIFE SOLUTIONS INC [ BLFS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/18/2026F2,775(1)D$36.69728,196D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld by the Issuer to satisfy tax withholding obligations of the reporting person that arose upon the release of restricted stock units.
Remarks:
/s/ Roderick de Greef09/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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