STOCK TITAN

BlackRock (BLK) director Gregg Lemkau receives 225 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BlackRock director Gregg Lemkau reported an equity grant of 225 restricted stock units tied to BlackRock common stock. The grant is valued based on a reference price of $1,111.75 per share, which was the average of the high and low trading prices on January 27, 2026.

These restricted stock units vest when Lemkau is re-elected at BlackRock’s 2026 Annual Meeting of Shareholders. They will be settled in shares of common stock on the third anniversary of the grant date, unless he elects settlement when he leaves the Board, either in a lump sum or in five equal annual installments.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEMKAU GREGG

(Last) (First) (Middle)
50 HUDSON YARDS

(Street)
NEW YORK NY 10001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BlackRock, Inc. [ BLK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Shares Of Common Stock (par Value $0.01 Per Share) 01/27/2026 A 225(1) A $0 225 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock Units granted under the Third Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan to new non-employee directors, based on $1,111.75 per share which was the average of the high and low price per share of Common Stock on January 27, 2026. These Restricted Stock Units vest upon the director's re-election at the 2026 Annual Meeting of Shareholders and will be settled in shares of Common Stock on the third anniversary of the date of grant, unless the director has elected to receive settlement of such shares on the date that he or she ceases to be a member of the Board (either in a lump sum or in five equal annual installments beginning on such date).
/s/ R. Andrew Dickson III as Attorney-in-Fact for Gregg R. Lemkau 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BlackRock (BLK) director Gregg Lemkau report?

Gregg Lemkau reported receiving 225 restricted stock units linked to BlackRock common stock. The units were granted at a reference price of $1,111.75 per share and are reported as an acquisition of 225 shares at $0.00 per share on January 27, 2026.

How were Gregg Lemkau’s BlackRock (BLK) restricted stock units valued?

The 225 restricted stock units were based on a value of $1,111.75 per share. This price represents the average of the high and low trading prices of BlackRock common stock on January 27, 2026, the date the grant was made to Lemkau as a non-employee director.

When do Gregg Lemkau’s BlackRock (BLK) restricted stock units vest?

The restricted stock units vest upon Lemkau’s re-election at BlackRock’s 2026 Annual Meeting of Shareholders. Vesting is contingent on that re-election, aligning the equity award with his continued service as a non-employee member of the Board of Directors.

How and when will Gregg Lemkau’s BlackRock (BLK) restricted stock units be settled?

The units will be settled in shares of BlackRock common stock on the third anniversary of the grant date. Alternatively, Lemkau may elect settlement when he ceases to be a Board member, either in a lump sum or in five equal annual installments.

What equity plan governs Gregg Lemkau’s BlackRock (BLK) restricted stock unit grant?

The grant was made under the Third Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan. This plan provides equity-based compensation to participants, including new non-employee directors such as Gregg Lemkau, through instruments like restricted stock units.

Is Gregg Lemkau’s ownership in BlackRock (BLK) direct or indirect after this grant?

Following the reported transaction, Lemkau beneficially owns 225 shares on a direct basis. The Form 4 lists the ownership form as direct, with no indicated indirect beneficial ownership or separate entity holding these particular restricted stock units.
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