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BlackRock's Rachel Lord sells 7,000 shares

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Form Type
4

Rhea-AI Filing Summary

At BlackRock, Inc. (BLK), Senior Managing Director Rachel Lord sold 7,000 shares in three direct transactions on November 9, 2026. The reported weighted-average sale prices were $1,218.7386 per share for 1,871 shares, $1,219.8128 per share for 4,921 shares, and $1,220.7433 per share for 208 shares. The filing reports no Rule 10b5-1 plan; each price represents multiple trades.

Insider Lord Rachel
Role Senior Managing Director
Sold 7,000 shs ($8.54M)
Share of Position Sold 53.6%
Type Security Shares Price Value
Sale Common Stock F1, F2 1,871 $1,218.7386 $2.28M
Sale Common Stock F3, F2 4,921 $1,219.8128 $6.00M
Sale Common Stock F4, F2 208 $1,220.7433 $254K
Holdings After Transaction: Common Stock — 6,065 shares (Direct)
Holdings Before and After: Common Stock, 13,065 to 6,065 shares (Direct)
Footnotes (4)
  1. F1. This transaction was executed in multiple trades at prices ranging from $1,218.16 to $1,219.13. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  2. F2. Includes Common Stock as well as Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
  3. F3. This transaction was executed in multiple trades at prices ranging from $1,219.22 to $1,220.09. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  4. F4. This transaction was executed in multiple trades at prices ranging from $1,220.72 to $1,220.75. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Shares sold 7,000 shares Reported total across three direct sales on November 9, 2026
Shares sold 1,871 shares Direct sale on November 9, 2026
Weighted-average sale price $1,218.7386 per share 1,871-share sale on November 9, 2026
Shares sold 4,921 shares Direct sale on November 9, 2026
Weighted-average sale price $1,219.8128 per share 4,921-share sale on November 9, 2026
Shares sold 208 shares Direct sale on November 9, 2026
Weighted-average sale price $1,220.7433 per share 208-share sale on November 9, 2026
weighted average sale price financial
"the weighted average sale price of these trades"
Restricted Stock Units financial
"Includes Common Stock as well as Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BLK shares did Rachel Lord sell, and at what prices?

Rachel Lord sold 7,000 BlackRock (BLK) shares on November 9, 2026, in three transactions: 1,871 shares at a weighted-average price of $1,218.7386 per share, 4,921 at $1,219.8128, and 208 at $1,220.7433. The filing reports no Rule 10b5-1 plan.

What execution-price ranges were reported for Rachel Lord's BLK sales?

The execution-price ranges were $1,218.16 to $1,219.13 for the 1,871-share sale, $1,219.22 to $1,220.09 for the 4,921-share sale, and $1,220.72 to $1,220.75 for the 208-share sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lord Rachel

(Last)(First)(Middle)
50 HUDSON YARDS

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BlackRock, Inc. [ BLK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Managing Director
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/09/2026S1,871D$1,218.7386(1)11,194(2)D
Common Stock11/09/2026S4,921D$1,219.8128(3)6,273(2)D
Common Stock11/09/2026S208D$1,220.7433(4)6,065(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $1,218.16 to $1,219.13. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
2. Includes Common Stock as well as Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
3. This transaction was executed in multiple trades at prices ranging from $1,219.22 to $1,220.09. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
4. This transaction was executed in multiple trades at prices ranging from $1,220.72 to $1,220.75. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
/s/ R. Andrew Dickson III as Attorney-in-Fact for Rachel Lord11/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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