Welcome to our dedicated page for BlackRock SEC filings (Ticker: BLK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
BlackRock, Inc. filings document the regulatory record of an asset manager with NYSE-listed common stock and 3.750% notes due 2035. Form 8-K disclosures furnish earnings releases and Regulation FD materials, report results of operations, and record material agreements such as amendments to the company's revolving credit facility.
Proxy and governance filings cover board elections, director independence, executive compensation, pay-versus-performance data and shareholder voting matters. Other 8-K disclosures describe compensation arrangements linked to BlackRock's private markets investment funds, capital-structure information for registered securities, and governance actions affecting the board and senior executive incentive programs.
BlackRock director Gregg Lemkau reported an equity grant of 225 restricted stock units tied to BlackRock common stock. The grant is valued based on a reference price of $1,111.75 per share, which was the average of the high and low trading prices on January 27, 2026.
These restricted stock units vest when Lemkau is re-elected at BlackRock’s 2026 Annual Meeting of Shareholders. They will be settled in shares of common stock on the third anniversary of the grant date, unless he elects settlement when he leaves the Board, either in a lump sum or in five equal annual installments.
BlackRock, Inc. director Gregg R. Lemkau filed an initial ownership report on Form 3. As of January 27, 2026, he reports beneficial ownership of 0 shares of BlackRock common stock, held directly. The filing does not list any derivative securities positions.
BlackRock, Inc. reported that its Board of Directors elected Gregg R. Lemkau as an independent director effective January 27, 2026. He will initially rotate through all Board committees before being appointed to one or more specific committees after a review of the Board’s composition.
Mr. Lemkau is Co-Chief Executive Officer of BDT & MSD Partners, having served in senior roles there and at Goldman Sachs, including Co-Head of its Investment Banking Division and member of its Management Committee. BlackRock states that neither he nor his immediate family members is involved in any related person transaction requiring disclosure. He will receive the company’s standard compensation for non-employee directors, and the election was also announced in a press release attached as an exhibit.
BlackRock Senior Managing Director J. Richard Kushel reported an option exercise and share sale in BlackRock, Inc. common stock. On January 21, 2026, he exercised 20,000 employee stock options at an exercise price of $513.5 per share, receiving the same number of common shares. On the same date, he sold 20,000 common shares at a price of $1,125 per share.
After these transactions, Kushel directly beneficially owned 61,894.34 shares of BlackRock common stock, a figure that includes restricted stock units that vest over 1 to 3 years. He also reported additional indirect holdings through various family trusts, including shares held "By Family Trust" and by the Kushel Family 2011 Dynasty Trust and the Kushel Family 2018 Trust.
BlackRock CFO & Senior Managing Director Martin Small reported multiple equity transactions dated January 16, 2026. He exercised 27,047 employee stock options at an exercise price of $513.5 per share, receiving the same number of shares of common stock. On the same day, he sold 12,891, 8,139, 5,514, and 503 shares of BlackRock common stock in separate transactions at weighted average prices of $1,170.2676, $1,171.5227, $1,172.3705, and $1,173.7954 per share, respectively.
Small also received an award of 4,348 Restricted Stock Units, reflecting an approved award value of $5,087,650 divided by $1,170.18, the average of the high and low share price on January 16, 2026. These Restricted Stock Units vest in equal installments on 1/31/27, 1/31/28, and 1/31/29. Following the reported transactions, he held 10,557.4148 shares of BlackRock common stock, including Restricted Stock Units scheduled to vest over one to three years.
BlackRock, Inc. reported an equity award to Senior Managing Director Stephen Cohen. On 01/16/2026, he received 2,596 shares of common stock in the form of Restricted Stock Units at a grant price of $0 per share as a compensatory award.
The award reflects a value of $3,037,498, calculated by dividing the approved award value by $1,170.18, the average of the high and low share price on January 16, 2026. These Restricted Stock Units vest in three equal installments on 01/31/2027, 01/31/2028 and 01/31/2029. After this grant, Cohen beneficially owned 7,086 shares, including common stock and time‑vesting RSUs.
BlackRock Principal Accounting Officer granted stock-based awards
BlackRock, Inc. executive Marc D. Comerchero, the company’s Principal Accounting Officer, reported automatic grants of Common Stock tied to restricted stock units on January 16, 2026. He acquired 551 shares at a stated price of $0, linked to an equity award valued at $645,000, and an additional 179 shares at a stated price of $0, linked to an award valued at $210,000. Both award values were converted to restricted stock units using $1,170.18, the average of the high and low BlackRock share price on that date.
These restricted stock units vest over time. The larger grant vests in equal installments on January 31, 2027, January 31, 2028 and January 31, 2029, while the smaller grant vests on January 31, 2028. After these transactions, Comerchero directly beneficially owned 7,025 shares, including both Common Stock and restricted stock units that vest over one to three years.
BlackRock, Inc. Senior Managing Director Caroline Heller received an equity award of 1,196 restricted stock units (RSUs) on January 16, 2026. The RSUs were based on an approved award value of $1,400,000, converted into units by dividing by $1,170.18, which was the average of the high and low price per share of BlackRock common stock on that date. The grant was approved by the Management Development and Compensation Committee on January 13, 2026.
The RSUs vest in three equal installments on January 31, 2027, January 31, 2028 and January 31, 2029, tying part of Heller’s compensation to longer-term performance. After this award, she beneficially owned 4,124 shares of BlackRock common stock, including RSUs that vest over one to three years, each payable in an equal number of common shares.
BlackRock Senior Managing Director Rachel Lord reported a stock-based compensation grant. On January 16, 2026, she was awarded 2,339 shares of Common Stock in the form of Restricted Stock Units at a price of $0 per share. The award reflects an approved value of $2,737,625, calculated using $1,170.18 as the average of the high and low share price on that date. The grant was approved by the Management Development and Compensation Committee on January 13, 2026.
The Restricted Stock Units vest in three equal installments on January 31, 2027, January 31, 2028, and January 31, 2029. After this grant, Lord beneficially owns 9,544 shares, which include Common Stock and additional Restricted Stock Units that vest over one to three years, with each unit settled in one share of Common Stock.
BlackRock, Inc. General Counsel and CLO Christopher J. Meade reported a stock-based compensation grant in the form of Restricted Stock Units. On 01/16/2026, he was awarded 2,500 shares of Common Stock, recorded at a price of $0 per share on the Form 4 because this is an equity award rather than a market purchase. The award represents an approved value of $2,925,000, calculated using a reference price of $1,170.18, the average of the high and low trading prices on January 16, 2026.
The Restricted Stock Units vest in three equal installments on 1/31/2027, 1/31/2028, and 1/31/2029, tying compensation to longer-term company performance. After this grant, Meade beneficially owns 12,359 shares of Common Stock, including Restricted Stock Units that generally vest over one to three years, each payable in an equal number of BlackRock shares.