BLMH announces board and audit committee resignation of Matthew Barron

Rhea-AI Filing Summary

Blum Holdings, Inc. (BLMH) reported that effective November 17, 2025, director Matthew Barron resigned from its Board of Directors. He also stepped down from his role on the Company’s Audit Committee.

The Company stated that Mr. Barron’s resignation was not due to any disagreement with Blum Holdings regarding its operations, policies, or practices. No other leadership or financial changes were disclosed in this report.

8-K Event Classification

2 items: 5.02, 9.01

2 items

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 17, 2025

BLUM HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

Delaware		000-56626		93-3735199
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

11516 Downey Ave., Downey, California						90241
(Address of principal executive offices)						(Zip Code)

Registrant’s telephone number, including area code: (888) 909-5564

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
 
Effective November 17, 2025, Matthew Barron resigned from the Board of Directors of Blum Holdings, Inc. (the "Company"). Mr. Barron was a member of the Audit Committee of the Company. The resignation was not in connection with any disagreement with the Company about its operations, policies, or practices.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit						Description
104						Cover Page Interactive Data File (embedded within the Inline XBRL Document).

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			BLUM HOLDINGS, INC.
Date: November 20, 2025			By:			/s/ Sabas Carrillo
						Sabas Carrillo
						Chief Executive Officer

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FAQ

What did Blum Holdings (BLMH) announce in this Form 8-K?

Blum Holdings, Inc. announced that Matthew Barron resigned from its Board of Directors, effective November 17, 2025, and also left the Audit Committee.

Why did Matthew Barron resign from the Blum Holdings (BLMH) board?

The Company disclosed that Matthew Barron’s resignation was not in connection with any disagreement about Blum Holdings’ operations, policies, or practices.

What board roles did Matthew Barron hold at Blum Holdings (BLMH)?

Matthew Barron served as a director on the Board of Blum Holdings, Inc. and was a member of the Audit Committee.

Does Blum Holdings report any conflicts or disputes related to this resignation?

Blum Holdings stated that Mr. Barron’s resignation was not related to any disagreement with the Company regarding its operations, policies, or practices.

What SEC form did Blum Holdings (BLMH) use to report the director resignation?

Blum Holdings reported the resignation on Form 8-K under Item 5.02, which covers departures and appointments of directors and principal officers.

Who signed the Blum Holdings (BLMH) Form 8-K related to the director resignation?

The Form 8-K was signed on behalf of Blum Holdings, Inc. by Sabas Carrillo, the Company’s Chief Executive Officer.