Every Form 4 that BLUM HOLDINGS INC. (BLMH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BLMH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BLMH filings page.
Blum Holdings, Inc. reported that 10% owner Douglas Rosenberg converted debt into equity and cancelled certain warrants on December 31, 2025. An aggregate of $3,050,000 of principal plus accrued interest under unsecured promissory notes was converted into common stock at a fixed price of $0.98 per share, resulting in the issuance of 3,238,547 shares of common stock. The applicable unsecured notes were cancelled and satisfied in full for the converted amounts.
On the same date, the company issued a new Senior Secured Promissory Note for $525,000 to Rosenberg, replacing two earlier unsecured promissory notes. In connection with this new note, the parties entered into a Warrant Cancellation Agreement, cancelling warrants previously issued with the prior notes to purchase up to 198,114 shares of common stock at an exercise price of $0.53 per share.
BlueLine Holdings, Inc. director Jim Miller received 191,327 shares of common stock as equity compensation. The Form 4 shows that on December 31, 2025, Miller was awarded these shares at an implied price of $0.98 per share for his service on the company’s board.
After this grant, he directly holds 191,327 common shares. The transaction is coded as an acquisition and reflects stock-based compensation rather than an open-market purchase.
BioLife Holdings, Inc. reported a director stock award. Director Bradley Laurence Hirsch received 64,082 shares of common stock on December 31, 2025, as compensation for his service on the board. The implied price was $0.98 per share, and he now beneficially owns 64,082 shares directly.
Blum Holdings director Matthew Barron received 194,183 shares of common stock as compensation for board service at an implied price of $0.98 per share. The shares were issued on December 31, 2025 and are held directly, bringing his beneficial ownership to 194,183 shares.
The filing also notes that Matthew Barron resigned from the Board of Directors and from the Audit Committee effective November 17, 2025, and that his resignation was not due to any disagreement with the company’s operations, policies, or practices.
BlueLinx Holdings, Inc. Chief Financial Officer Patty Chan received common stock as compensation. On December 31, 2025, Chan was issued 30,612 shares of common stock at an implied price of $0.98 per share, in lieu of $30,000 of consulting compensation. After this transaction, she beneficially owned 30,612 shares directly.
BLMH Holdings, Inc. reported that it issued 2,551,020 shares of common stock to Adnant, LLC, a related party managed by CEO Sabas Carrillo, as a performance-based equity award at an implied price of $0.98 per share. Following this award, Adnant indirectly holds 11,496,094 common shares, while Carrillo also directly holds 92,389 common shares. Adnant additionally holds 3,571,429 shares of Series V Preferred Stock, which are convertible into common stock under set terms, and 595,238 warrants to purchase common stock.
BLUM Holdings, Inc. reported an insider debt-for-equity conversion and share issuance involving its CEO. On 11/13/2025, accounts payable of $1,500,000 owed by the company to Adnant, LLC were converted into 1,530,612 shares of common stock at a price of $0.98 per share. On the same date, the company also issued 2,482,308 additional common shares to Adnant under a Debt Conversion Agreement dated 12/30/2024 at the same per-share price. Following these transactions, Adnant held 8,945,074 shares of common stock indirectly for the reporting person, along with 3,571,429 shares of Series V Preferred Stock and 595,238 warrants to purchase common stock. Each Series V Preferred share is convertible into one-third of a common share beginning one year after issuance and will automatically convert on the fourth anniversary.