Bristol-Myers Squibb Co SEC Filings

On 07/01/2025, General Counsel Victor S. Sze filed a Form 4 reporting the purchase of 75 shares of OSI Systems, Inc. (OSIS) common stock on 06/30/2025 at $140.61 per share through the company’s Employee Stock Purchase Plan. The transaction lifted his direct holdings to 78,353 shares, while indirect holdings held via the Sze Trust remain at 5,639 shares. No derivative securities activity or share sales were disclosed. With a total value of roughly $10,550, the trade is modest relative to Mr. Sze’s existing position and OSIS’s daily trading volume, suggesting a routine, non-material acquisition rather than a strategic signal.

Form 4 overview – ONE Group Hospitality, Inc. (STKS)

On 06/27/2025, 10% owner David Kanen and related entities (Kanen Wealth Management LLC, Philotimo Fund LP, and Philotimo Focused Growth & Income Fund) filed a joint Form 4 reporting a single open-market sale of 24,431 Class A common shares at $4.61 per share, generating roughly $113,000 in proceeds.

Post-transaction, the group reports the following indirect and direct holdings:

• Kanen Wealth Management LLC (KWM): 2,289,867 shares
• David Kanen (direct): 20,237 shares
• Philotimo Focused Growth & Income Fund: 393,975 shares
• Philotimo Fund, LP: 1,970,000 shares

Total disclosed beneficial ownership across all reporting persons equals approximately 4.67 million shares, sustaining their >10% ownership status.

Key footnote insight: KWM’s reported share count declined because several managed accounts are no longer considered beneficially owned after account-holder deaths and other uncontrollable events. Aside from the 24,431-share sale, the change in reported ownership is administrative rather than transactional.

Investor takeaway: The disposal represents < ~0.5%> of the group’s aggregate position and does not materially alter their strategic stake. However, it signals modest insider selling and clarifies why prior filings showed higher share totals.

Form 4 Overview – Carvana Co. (CVNA)

Chief Executive Officer and 10% owner Ernest C. Garcia III reported a series of open-market sales of Class A common stock executed on 27 June 2025 and 30 June 2025 under a Rule 10b5-1 trading plan adopted on 13 December 2024.

• Total shares sold: 19,580 (across two family trusts)
• Price range: $306.84 – $334.63 per share; volume-weighted averages disclosed for each trade block
• Estimated proceeds: roughly $6 million (weighted average ≈ $320/share)
• Residual ownership: • Direct: 925,613 shares
  • Indirect (Ernest Irrevocable 2004 Trust III): 701,650 shares
  • Indirect (Ernest C. Garcia III Multi-Generational Trust III): 801,650 shares
  • Total continuing beneficial ownership: ≈ 2.43 million shares

The reported transactions represent <~1% of Garcia’s post-transaction holdings and are spread over two trading days, limiting immediate market impact. Because the sales were pre-scheduled under a 10b5-1 plan, they are generally viewed as routine liquidity events rather than a discretionary reduction in exposure.

No derivative securities were involved, and there were no purchases or option exercises disclosed.

Iron Mountain Inc. (IRM) has filed a Form 144/A signaling the possible sale of 17,334 common shares—about 0.006 % of the company’s 295,043,896 shares outstanding. The shares, acquired on 03/01/2025 via restricted-stock vesting (compensation), are valued at roughly $1.73 million and are expected to be sold on or after 07/01/2025 through Fidelity Brokerage Services LLC on the NYSE. No other sales were reported in the past three months, and the filer attests to holding no undisclosed material information. Although Form 144 filings can indicate insider intent to sell, the transaction size is immaterial relative to Iron Mountain’s float and therefore unlikely to affect the stock’s supply-demand dynamics.

On 1 July 2025, Oxford Industries, Inc. (ticker: OXM) filed a Form 4 disclosing that non-employee director Dennis M. Love received an equity grant on 30 June 2025.

• Type of security: 6,086 restricted common shares issued under the company’s Long-Term Stock Incentive Plan as part of Mr. Love’s annual director retainer.
• Transaction code: “A” (acquisition) at a stated price of $0, indicating a grant rather than an open-market purchase.
• Post-transaction ownership: Mr. Love now directly holds 22,628 common shares.

No derivative securities were involved and no additional transactions were reported. The filing reflects routine director compensation and results in minimal dilution to existing shareholders.