Bristol Myers EVP exercises 3,307 RSUs
Bristol Myers Squibb executive Karin Shanahan, EVP and Chief Supply Chain & Ops, exercised 3,307 restricted stock units into an equal number of common shares.
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Form Type
4
Rhea-AI Filing Summary
Bristol Myers Squibb executive Karin Shanahan, EVP and Chief Supply Chain & Ops, exercised 3,307 restricted stock units into an equal number of common shares. The units vested in four equal annual installments beginning on April 1, 2023, with each unit converting into one share.
Upon vesting, 1,692 shares of common stock were withheld at $61.73 per share to cover taxes, a non–open-market, tax-withholding disposition. After these transactions, Shanahan holds 25,888 common shares directly and 1,457.74 shares indirectly through the BMS Savings and Investment Program.
Insider Trade Summary
3,307 shares exercised/converted
Exercise
4 txns
Insider
Shanahan Karin
Role
EVP, Chief Supply Chain & Ops
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 3,307 | $0.00 | $0.00 |
| Exercise | Common Stock, $0.10 par value | 3,307 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock, $0.10 par value | 1,692 | $61.73 | $104K |
| holding | Common Stock, $0.10 par value | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 contracts (Direct);
Common Stock, $0.10 par value — 25,888 shares (Direct);
Common Stock, $0.10 par value — 1,457.74 shares (Indirect, BMS Savings and Investment Program)
Footnotes (4)
- F1. The restricted stock units vested in four equal annual installments beginning on April 1, 2023.
- F2. Shares withheld for payment of taxes upon vesting of awards.
- F3. Based on recent 401(k) plan statement.
- F4. Each restricted stock unit converts into one share of common stock upon vesting.
Key Figures
RSUs exercised: 3,307 units
Tax-withheld shares: 1,692 shares
Tax withholding price: $61.73 per share
+3 more
6 metrics
RSUs exercised
3,307 units
Restricted Stock Units converting into common stock on April 1, 2026
Tax-withheld shares
1,692 shares
Shares withheld for taxes upon vesting of awards
Tax withholding price
$61.73 per share
Value used for shares withheld to pay taxes
Direct holdings after transactions
25,888 shares
Common stock directly owned after April 1, 2026 transactions
Indirect plan holdings
1,457.74 shares
Held via BMS Savings and Investment Program based on recent 401(k) statement
RSU vesting schedule
Four equal annual installments
Beginning on April 1, 2023, for the reported restricted stock units
Key Terms
Restricted Stock Units, tax-withholding disposition, BMS Savings and Investment Program, 401(k) plan
4 terms
Restricted Stock Units financial
"The restricted stock units vested in four equal annual installments beginning on April 1, 2023."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"Shares withheld for payment of taxes upon vesting of awards."
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
BMS Savings and Investment Program financial
"Based on recent 401(k) plan statement."
401(k) plan financial
"Based on recent 401(k) plan statement."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did BMY executive Karin Shanahan report in this Form 4 filing?
Karin Shanahan reported exercising 3,307 restricted stock units into common stock of Bristol Myers Squibb. The filing also shows tax-related share withholding and her updated direct and indirect share ownership positions following the vesting event.
How many Bristol Myers (BMY) RSUs did Karin Shanahan vest and convert?
She vested and converted 3,307 restricted stock units into 3,307 shares of Bristol Myers Squibb common stock. Footnotes state each restricted stock unit converts into one share of common stock upon vesting, reflecting a routine compensation-related equity conversion.
What indirect BMY holdings does Karin Shanahan report through benefit plans?
She reports 1,457.74 shares of Bristol Myers Squibb common stock held indirectly through the BMS Savings and Investment Program. The amount is based on a recent 401(k) plan statement, indicating retirement-plan-linked ownership rather than directly held brokerage shares.
Is the BMY Form 4 transaction an open-market buy or sell by the executive?
The Form 4 shows a derivative exercise of restricted stock units and a tax-withholding disposition, not open-market buying or selling. Shares withheld at vesting cover tax obligations, representing a routine compensation-related event rather than a discretionary market trade.
AI-generated analysis. How Rhea-AI works. Not financial advice.
