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Bristol Myers Squibb counsel receives 4,559 shares

The reported vesting schedule consists of three equal installments beginning October 2, 2024, with each unit converting into one common share.

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Form Type
4

Rhea-AI Filing Summary

Bristol Myers Squibb EVP, General Counsel Cari Gallman reported that 4,559 restricted stock units vested and converted into 4,559 common shares on October 2, 2026. The units vested in three equal installments beginning October 2, 2024, and each unit converts into one common share upon vesting. Upon vesting, 2,332 common shares were withheld for taxes; the reported price was $61.15 per share.

Insider Gallman Cari
Role EVP, General Counsel
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 4,559 $0.00 $0.00
Exercise Common Stock, $0.10 par value F1 4,559 $0.00 $0.00
Tax Withholding Common Stock, $0.10 par value F2 2,332 $61.15 $143K
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock, $0.10 par value — 15,876 shares (Direct)
Footnotes (3)
  1. F1. These restricted stock units vested in three equal installments beginning on October 2, 2024.
  2. F2. Shares withheld for payment of taxes upon vesting of restricted stock units.
  3. F3. Each restricted stock unit converts into one share of common stock upon vesting.
Restricted stock units vested 4,559 restricted stock units October 2, 2026
Common shares acquired upon vesting 4,559 common shares October 2, 2026
Shares withheld for taxes 2,332 common shares Upon vesting on October 2, 2026
Reported price for tax withholding $61.15 per share October 2, 2026
Vesting installments 3 equal installments Beginning October 2, 2024
Common shares per restricted stock unit 1 common share per unit Upon vesting
Restricted Stock Units financial
"These restricted stock units vested in three equal installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting financial
"Shares withheld for payment of taxes upon vesting of restricted stock units."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
par value financial
"Common Stock, $0.10 par value"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BMY shares were withheld for taxes?

Bristol Myers Squibb withheld 2,332 common shares for taxes upon vesting on October 2, 2026; the reported price was $61.15 per share.

How did Cari Gallman's BMY restricted stock units vest?

They vested in three equal installments beginning October 2, 2024, and each unit converts into one share of common stock upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gallman Cari

(Last)(First)(Middle)
BRISTOL-MYERS SQUIBB COMPANY
ROUTE 206 AND PROVINCE LINE ROAD

(Street)
PRINCETON NEW JERSEY 08543

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.10 par value10/02/2026M4,559(1)A$018,208D
Common Stock, $0.10 par value10/02/2026F2,332(2)D$61.1515,876D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/02/2026M4,559 (3)10/02/2026Common Stock, $0.10 par value4,559$00D
Explanation of Responses:
1. These restricted stock units vested in three equal installments beginning on October 2, 2024.
2. Shares withheld for payment of taxes upon vesting of restricted stock units.
3. Each restricted stock unit converts into one share of common stock upon vesting.
Remarks:
/s/ Amy Fallone, attorney-in-fact for Cari Gallman10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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