Director linked entities report large CEA Industries (BNC) warrant positions
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
CEA Industries Inc. director Thomas Hans filed an initial ownership report showing indirect holdings of warrants to purchase common stock. The filing lists 2,376,239 warrants held by 10X BNB Cayman Sponsor and 990,099 warrants held by 10X Capital Partners LLC. Hans is manager of both entities and may be deemed to beneficially own these securities, but he disclaims beneficial ownership except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Thomas Hans
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants to purchase Common Stock | -- | -- | -- |
| holding | Warrants to purchase Common Stock | -- | -- | -- |
Holdings After Transaction:
Warrants to purchase Common Stock — 2,376,239 shares (Indirect, By 10X BNB Cayman Sponsor)
Footnotes (1)
- Reporting Person was the manager of 10X BNB Cayman Sponsor and may be deemed to have beneficial ownership of the securities held by 10X BNB Cayman Sponsor. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Reporting Person is the manager of 10X Capital Partners LLC and may be deemed to have beneficial ownership of the securities held by 10X Capital Partners LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
FAQ
What does the CEA Industries (BNC) Form 3 filed by Thomas Hans show?
The Form 3 shows director Thomas Hans reporting indirect ownership of warrants to purchase CEA Industries common stock through two entities he manages, providing transparency about his potential economic interests in the company’s securities.
How many CEA Industries (BNC) warrants are reported as held by 10X BNB Cayman Sponsor?
The filing reports 2,376,239 warrants to purchase CEA Industries common stock held by 10X BNB Cayman Sponsor. These warrants are reported as indirectly owned, with Hans as manager but disclaiming beneficial ownership beyond his pecuniary interest.
How many CEA Industries (BNC) warrants are reported as held by 10X Capital Partners LLC?
The Form 3 lists 990,099 warrants to purchase CEA Industries common stock held by 10X Capital Partners LLC. Hans is manager of this entity and may be deemed a beneficial owner, subject to his stated pecuniary interest limitation.
Are the CEA Industries (BNC) warrants held directly by Thomas Hans?
No. The warrants are reported as held indirectly through 10X BNB Cayman Sponsor and 10X Capital Partners LLC. Hans is manager of these entities but disclaims beneficial ownership of the securities except to the extent of his pecuniary interest.
Does the CEA Industries (BNC) Form 3 show any insider buying or selling?
The Form 3 primarily reports existing holdings of warrants, with transaction codes marked as unknown and no share amounts listed as bought or sold. It functions as an initial ownership disclosure rather than a record of recent trades.