Warrant exercises and transfers reported by CEA Industries (BNC) director entities
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
CEA Industries Inc. director Thomas Hans reported several indirect warrant transactions through affiliated entities. On October 8, 2025, 10X LLC exercised 831,683 warrants for the same number of common shares at a stated price of $0.0000 per share. Other transactions on September 22, 2025, October 1, 2025, and December 3, 2025 reflect assignments and reallocation of warrants among 10X Capital Partners LLC, 10X BNB Cayman Sponsor, and 10X LLC, including a transfer in which 10X BNB Cayman Sponsor ceased to beneficially own any warrants. Hans is described as manager of these entities and may be deemed to have beneficial ownership, but he disclaims beneficial ownership except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
831,683 shares exercised/converted
Mixed
6 txns
Insider
Thomas Hans
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Warrants to purchase Common Stock | 250,000 | $0.00 | -- |
| Exercise | Warrants to purchase Common Stock | 831,683 | $0.00 | -- |
| Exercise | Common Stock | 831,683 | $0.00 | -- |
| Other | Warrants to purchase Common Stock | 2,376,239 | $0.00 | -- |
| Other | Warrants to purchase Common Stock | 831,683 | $0.00 | -- |
| Other | Warrants to purchase Common Stock | 350,000 | $0.00 | -- |
Holdings After Transaction:
Warrants to purchase Common Stock — 390,099 shares (Indirect, By 10X Capital Partners LLC);
Common Stock — 831,683 shares (Indirect, By 10X LLC)
Footnotes (1)
- Reflects the exercise of certain warrants for shares of common stock. Reporting Person is the manager of 10X LLC and may be deemed to have beneficial ownership of the securities held by 10X LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Reflects the effective assignment of such warrants to a third-party. Reporting Person is the manager of 10X Capital Partners LLC and may be deemed to have beneficial ownership of the securities held by 10X Capital Partners LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. On October 1, 2025, 10X BNB Cayman Sponsor transferred and assigned 100% of its Strategic Advisor Warrants to certain members of 10X BNB Cayman Sponsor and third-parties, resulting in 10X BNB Cayman Sponsor beneficially owning no warrants following the transaction. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Reporting Person was the manager of 10X BNB Cayman Sponsor and may be deemed to have beneficial ownership of the securities held by 10X BNB Cayman Sponsor. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. On October 1, 2025, 10X LLC received 831,683 Strategic Advisor Warrants that were assigned from 10X BNB Cayman Sponsor. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
